{"url":"https://nivawealth.com/firms/bespoke-investment-group-144080","iapdUrl":"https://adviserinfo.sec.gov/firm/summary/144080","regulatoryAum":101322521,"crd":"144080","adviserRoster":{"asOf":"2026-10-09","items":[{"crd":"1970907","suffix":null,"lastName":"CONWAY","firstName":"FRANCIS","middleName":"JOSEPH"},{"crd":"7338467","suffix":null,"lastName":"GORDON","firstName":"JAKE","middleName":"LOUIS"},{"crd":"2891106","suffix":null,"lastName":"HICKEY","firstName":"PAUL","middleName":"TIMOTHY"},{"crd":"7788625","suffix":null,"lastName":"Saltus","firstName":"Jack","middleName":"David"},{"crd":"5336645","suffix":null,"lastName":"WALTERS","firstName":"JUSTIN","middleName":"TODD"}],"total":5,"loadedAt":"2026-10-10T00:20:19.761928+00:00","sourceUrl":"https://reports.adviserinfo.sec.gov/reports/CompilationReports/IA_INDVL_Feed_10_09_2026.xml.zip"},"history":[{"filedOn":"2021-07-28","regulatoryAum":44347737,"clients":42,"employees":4,"offices":1},{"filedOn":"2022-07-06","regulatoryAum":54386277,"clients":46,"employees":6,"offices":1},{"filedOn":"2023-03-08","regulatoryAum":40966132,"clients":48,"employees":5,"offices":1},{"filedOn":"2024-04-22","regulatoryAum":51215128,"clients":48,"employees":6,"offices":1},{"filedOn":"2025-03-10","regulatoryAum":77354495,"clients":56,"employees":6,"offices":1},{"filedOn":"2026-03-05","regulatoryAum":101322521,"clients":59,"employees":6,"offices":1}],"secFileNumber":"801-120306","legalName":"Bespoke Investment Group, LLC","displayName":"Bespoke Investment Group","slug":"bespoke-investment-group-144080","website":"https://bespokepremium.com/","classification":{"segment":"individuals","segmentLabel":"Wealth management","type":"independent_wealth_manager","typeLabel":"RIA","feeDisclosure":"full"},"linkedinUrl":"https://www.linkedin.com/company/bespoke-investment-group","xUrl":"https://x.com/bespokeinvest","founded":null,"organization":"New York limited liability company","fiscalYearEnd":"December","headquarters":{"street":"105 Calvert St., Suite 100","city":"Harrison","state":"NY","stateName":"New York","country":"United States","postalCode":"10528"},"tradeNames":[],"registration":{"secApproved":"11 February 2021","noticeFilings":null,"latestNoticeFiling":null},"wealthAumPerClient":1717330.8644067796,"staff":{"employees":6,"advisory":5,"brokerDealerReps":0,"insuranceAgents":0,"promoters":0},"aum":{"regulatory":101322521,"discretionary":101322521,"discretionaryAccounts":119,"nonDiscretionary":0,"nonDiscretionaryAccounts":0,"wrapProgram":null,"nonUsClientsPct":0,"nonAumClients":0},"clientTypes":[{"label":"Individuals (other than HNW)","clients":14,"regulatoryAum":5277407},{"label":"High-net-worth individuals","clients":45,"regulatoryAum":96045114}],"feePrograms":[{"role":"main","program":"Portfolio management","feeBasis":"range","fee_tiers":null,"sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1014777","versionId":1014777,"ratePeriod":"annual","fee_billing":"arrears","submittedOn":"2026-03-05","documentName":"BESPOKE FORM ADV PART 2 BROCHURE","fee_rate_low":0.8,"fee_rate_high":0.8,"fee_negotiable":true,"minimum_account":null,"feeMinimumPeriod":null,"fee_minimum_annual":null},{"role":"other","program":"Online subscriptions","summary":"Newsletter $39 per month or $395 per year; Premium $99 per month or $995 per year; Institutional/All Access $195 per month or $1,995 per year; Pulse $39.99 per month or $365 per year.","sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1014777","versionId":1014777,"submittedOn":"2026-03-05","documentName":"BESPOKE FORM ADV PART 2 BROCHURE"}],"brochureCoverage":{"scope":"sec_inventory","status":"reviewed","checkedAt":"2026-10-22T13:34:58.510168+00:00","documents":[{"name":"BESPOKE FORM ADV PART 2 BROCHURE","status":"read","sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1014777","versionId":1014777,"submittedOn":"2026-03-05"}]},"custodians":[{"name":"Charles Schwab & Co., Inc.","shortName":"Charles Schwab","location":"Westlake, TX","smaAssets":101322521}],"custodyNote":"Bespoke Investment Group does not have custody of client assets.","otherCustodians":[],"leadership":[{"name":"Justin Walters","title":"Principal/Chief Compliance Officer","crd":"5336645"},{"name":"Paul Hickey","title":"Principal","crd":"2891106"}],"ownership":[{"label":"Justin Walters","detail":"Principal/chief compliance officer in the 50% to 75% ownership band and a control person, since May 2007."},{"label":"Paul Hickey","detail":"Principal in the 50% to 75% ownership band and a control person, since May 2007."}],"branchOffices":null,"filedOffices":{"otherThanPrincipal":0,"privateResidences":0},"listedOfficeAddresses":1,"foreignOffices":[],"officesByState":[{"state":"New York","offices":1,"addresses":[{"street":"105 Calvert St., Suite 100","city":"Harrison","headquarters":true}]}],"advFacts":{"source":{"file":"ia100226.zip","asOf":"2 October 2026"},"telephone":"914-315-1248","stateRegisteredReps":5,"otherAdviserReps":0,"compensation":["A percentage of assets under management","Subscription fees"],"activities":["Portfolio management for individuals and/or small businesses","Publication of periodicals or newsletters"],"financialPlanningClients":"0","assetMix":[{"label":"Exchange-traded equity securities","percent":76},{"label":"Securities issued by registered investment companies or business development companies","percent":18},{"label":"Cash and cash equivalents","percent":6}],"privateFunds":0},"sources":{"adv1FilingDate":"5 March 2026","adv1Url":"https://reports.adviserinfo.sec.gov/reports/ADV/144080/PDF/144080.pdf","brochureDate":"5 March 2026","brochureUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1014777","iapdCompiledDate":null,"retrievedDate":"15 October 2026","retrievedOn":"2026-10-15","updatedOn":"2026-10-22","holdingsUpdatedOn":"2026-10-21","adv1Pages":{},"brochurePages":{}},"otherBusiness":[],"faq":[{"question":"How many clients does Bespoke Investment Group have?","answer":"Bespoke Investment Group has 59 clients and manages $101 million for them, as of March 2026. They include 45 high-net-worth individuals and 14 individual clients.","source":"Form ADV Part 1A, Items 5.D and 5.F, filed 5 March 2026","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What services does Bespoke Investment Group offer?","answer":"Bespoke Investment Group provides portfolio management for individuals and small businesses and publishing newsletters.","source":"Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"How much does Bespoke Investment Group charge?","answer":"Bespoke Investment Group charges 0.80% a year for its Portfolio management. The fee is billed in arrears and is negotiable.","source":"BESPOKE FORM ADV PART 2 BROCHURE, filed 5 March 2026","sourceRef":{"doc":"brochure","section":"fees"}},{"question":"Which custodians does Bespoke Investment Group use?","answer":"Bespoke Investment Group’s separately managed account assets are held at Charles Schwab & Co., Inc. (Westlake, TX), with $101M. Only custodians holding at least a tenth of those assets are named.","source":"Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 5 March 2026","sourceRef":{"doc":"adv1","section":"custodians"}},{"question":"How many financial advisors does Bespoke Investment Group have?","answer":"Bespoke Investment Group has 5 investment adviser representatives registered with state securities authorities, out of 6 employees, and 5 perform investment advisory functions. None are registered representatives of a broker-dealer or licensed insurance agents.","source":"Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What does Bespoke Investment Group invest in?","answer":"At the end of its last fiscal year, Bespoke Investment Group’s separately managed accounts held 76% exchange-traded equities, 18% registered funds (mutual funds, ETFs, BDCs) and 6% cash and equivalents.","source":"Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Who owns Bespoke Investment Group?","answer":"Bespoke Investment Group’s direct owners are Justin Walters (50% to 75%) and Paul Hickey (50% to 75%).","source":"Form ADV Part 1A, Schedules A and B, filed 5 March 2026","sourceRef":{"doc":"adv1","section":"scheduleA"}},{"question":"How does Bespoke Investment Group get paid?","answer":"Bespoke Investment Group is paid through a percentage of assets under management and subscription fees. Its Form ADV lists no commissions or performance-based fees among how it is paid.","source":"Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"How do I contact Bespoke Investment Group?","answer":"Bespoke Investment Group’s main office is at 105 Calvert St., Suite 100, Harrison, NY 10528. Its phone number is 914-315-1248. Its website is bespokepremium.com.","source":"Form ADV Part 1A, Item 1.F, filed 5 March 2026","sourceRef":{"doc":"adv1","section":"offices"}}],"holdings":null,"notice":"Compiled from public SEC Form ADV filings on the dates in `sources`. Facts as filed; not a rating, ranking, or recommendation. Niva is not affiliated with this firm. Disciplinary history is deliberately not included here or on the page; the SEC publishes the complete record at the `iapdUrl` above."}