{"url":"https://nivawealth.com/firms/bernzott-capital-advisors-104583","iapdUrl":"https://adviserinfo.sec.gov/firm/summary/104583","regulatoryAum":265385563,"crd":"104583","adviserRoster":{"asOf":"2026-10-09","items":[{"crd":"2595235","suffix":null,"lastName":"BERNZOTT","firstName":"KEVIN","middleName":null},{"crd":"8265670","suffix":null,"lastName":"DeBoni","firstName":"Curtis","middleName":"Joel"},{"crd":"5486613","suffix":null,"lastName":"SCOTT","firstName":"MARK","middleName":"ALEXANDER"}],"total":3,"loadedAt":"2026-10-10T00:20:19.761928+00:00","sourceUrl":"https://reports.adviserinfo.sec.gov/reports/CompilationReports/IA_INDVL_Feed_10_09_2026.xml.zip"},"history":[{"filedOn":"2021-03-19","regulatoryAum":1224295977,"clients":318,"employees":11,"offices":3},{"filedOn":"2022-03-31","regulatoryAum":1244765548,"clients":472,"employees":11,"offices":3},{"filedOn":"2023-03-28","regulatoryAum":681972228,"clients":178,"employees":8,"offices":2},{"filedOn":"2024-04-11","regulatoryAum":311084205,"clients":183,"employees":4,"offices":1},{"filedOn":"2025-04-28","regulatoryAum":285196781,"clients":278,"employees":4,"offices":1},{"filedOn":"2026-04-20","regulatoryAum":265385563,"clients":214,"employees":3,"offices":1}],"secFileNumber":"801-56940","legalName":"Bernzott 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MA","smaAssets":231517456}],"custodyNote":"Bernzott Capital Advisors has custody of $53M in client assets for 25 clients.","otherCustodians":[],"leadership":[{"name":"Mark Scott","title":"Chief Compliance Officer/Chief Executive Officer","crd":"5486613"},{"name":"Kevin Bernzott","title":"Founder","crd":"2595235"},{"name":"Marilyn Bernzott","title":"Shareholder","crd":"5398471"}],"ownership":[{"label":"Kevin Bernzott","detail":"Founder in the 75% or more ownership band and a control person, since September 1997."},{"label":"Marilyn Bernzott","detail":"Shareholder in the 10% to 25% ownership band, since September 2005."}],"branchOffices":null,"filedOffices":{"otherThanPrincipal":0,"privateResidences":0},"listedOfficeAddresses":1,"foreignOffices":[],"officesByState":[{"state":"California","offices":1,"addresses":[{"street":"1200 Paseo Camarillo, Suite 180","city":"Camarillo","headquarters":true}]}],"advFacts":{"source":{"file":"ia100226.zip","asOf":"2 October 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They include 145 high-net-worth individuals, 39 individual clients, and 14 corporations and other businesses.","source":"Form ADV Part 1A, Items 5.D and 5.F, filed 20 April 2026","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What services does Bernzott Capital Advisors offer?","answer":"Bernzott Capital Advisors provides portfolio management for individuals and small businesses and portfolio management for institutions.","source":"Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"How much does Bernzott Capital Advisors charge?","answer":"Bernzott Capital Advisors charges 0.50%–1.00% a year for its Private Clients. Each asset band is charged at its own rate. The fee is billed in arrears, is negotiable and requires an account of at least $1,000,000.","source":"BCA ADV PART 2A, filed 20 April 2026","sourceRef":{"doc":"brochure","section":"fees"}},{"question":"Which custodians does Bernzott Capital Advisors use?","answer":"Bernzott Capital Advisors’ separately managed account assets are held at National Financial Services, LLC (Boston, MA), with $232M. Only custodians holding at least a tenth of those assets are named.","source":"Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 20 April 2026","sourceRef":{"doc":"adv1","section":"custodians"}},{"question":"How many financial advisors does Bernzott Capital Advisors have?","answer":"Bernzott Capital Advisors has 1 investment adviser representative registered with state securities authorities, out of 3 employees, and 2 perform investment advisory functions. None are registered representatives of a broker-dealer or licensed insurance agents.","source":"Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What does Bernzott Capital Advisors invest in?","answer":"At the end of its last fiscal year, Bernzott Capital Advisors’ separately managed accounts held 78% exchange-traded equities, 9% cash and equivalents, 7% U.S. government and agency bonds, 3% investment grade corporate bonds and 3% other. The 3% other category is described as: Private Mortgage Reit.","source":"Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Does Bernzott Capital Advisors have a minimum investment?","answer":"Yes, Bernzott Capital Advisors’ minimum account size for its Private Clients is $1M.","source":"BCA ADV PART 2A, filed 20 April 2026","sourceRef":{"doc":"brochure","section":"fees"}},{"question":"Who owns Bernzott Capital Advisors?","answer":"Bernzott Capital Advisors’ direct owners are Kevin Bernzott (75% or more) and Marilyn Bernzott (10% to 25%).","source":"Form ADV Part 1A, Schedules A and B, filed 20 April 2026","sourceRef":{"doc":"adv1","section":"scheduleA"}},{"question":"How does Bernzott Capital Advisors get paid?","answer":"Bernzott Capital Advisors is paid through a percentage of assets under management. Its Form ADV lists no commissions or performance-based fees among how it is paid.","source":"Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"How do I contact Bernzott Capital Advisors?","answer":"Bernzott Capital Advisors’ main office is at 1200 Paseo Camarillo, Suite 180, Camarillo, CA 93010. Its phone number is 800-856-2646. Its website is bernzott.com.","source":"Form ADV Part 1A, Item 1.F, filed 20 April 2026","sourceRef":{"doc":"adv1","section":"offices"}}],"holdings":{"url":"https://nivawealth.com/firms/bernzott-capital-advisors-104583/holdings","form":"13F-HR","periodOfReport":"2026-06-30","filedOn":"2026-07-21","filingIndexUrl":"https://www.sec.gov/Archives/edgar/data/1260468/000200032426002951/0002000324-26-002951-index.html","totalValue":249867544,"positionCount":35,"top10Share":0.49112491776843176,"top10":[{"issuer":"VANGUARD INTL EQUITY INDEX F","titleOfClass":"TT WRLD ST ETF","cusip":"922042742","value":50281127,"shares":320364,"shareType":"SH","priorValue":14531630,"priorShares":105058},{"issuer":"VISHAY INTERTECHNOLOGY INC","titleOfClass":"COM","cusip":"928298108","value":10712093,"shares":199184,"shareType":"SH","priorValue":8426716,"priorShares":468151},{"issuer":"CVB FINL 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Facts as filed; not a rating, ranking, or recommendation. Niva is not affiliated with this firm. Disciplinary history is deliberately not included here or on the page; the SEC publishes the complete record at the `iapdUrl` above."}