{"url":"https://nivawealth.com/firms/beresh-patrick-michael-137495","iapdUrl":"https://adviserinfo.sec.gov/firm/summary/137495","regulatoryAum":117158000,"crd":"137495","adviserRoster":{"asOf":"2026-10-09","items":[{"crd":"3113695","suffix":null,"lastName":"BERESH","firstName":"PATRICK","middleName":"MICHAEL"}],"total":1,"loadedAt":"2026-10-10T00:20:19.761928+00:00","sourceUrl":"https://reports.adviserinfo.sec.gov/reports/CompilationReports/IA_INDVL_Feed_10_09_2026.xml.zip"},"history":[{"filedOn":"2021-05-27","regulatoryAum":123450000,"clients":117,"employees":1,"offices":1},{"filedOn":"2022-06-28","regulatoryAum":122000000,"clients":115,"employees":1,"offices":1},{"filedOn":"2023-01-25","regulatoryAum":105130000,"clients":125,"employees":1,"offices":1},{"filedOn":"2024-02-13","regulatoryAum":108521000,"clients":127,"employees":1,"offices":1},{"filedOn":"2025-02-04","regulatoryAum":109817500,"clients":127,"employees":1,"offices":1},{"filedOn":"2026-02-18","regulatoryAum":117158000,"clients":120,"employees":1,"offices":1}],"secFileNumber":"801-118214","legalName":"Beresh, Patrick Michael","displayName":"Beresh, Patrick Michael","slug":"beresh-patrick-michael-137495","website":null,"classification":{"segment":"individuals","segmentLabel":"Wealth management","type":"independent_wealth_manager","typeLabel":"RIA","feeDisclosure":"full"},"founded":null,"organization":"California sole proprietorship","fiscalYearEnd":"December","headquarters":{"street":"101 Larkspur Landing Circle, Suite 319","city":"Larkspur","state":"CA","stateName":"California","country":"United States","postalCode":"94939-1746"},"tradeNames":[],"registration":{"secApproved":"10 March 2020","noticeFilings":null,"latestNoticeFiling":null},"wealthAumPerClient":986105.2631578947,"staff":{"employees":1,"advisory":1,"brokerDealerReps":0,"insuranceAgents":1,"promoters":0},"aum":{"regulatory":117158000,"discretionary":117158000,"discretionaryAccounts":232,"nonDiscretionary":0,"nonDiscretionaryAccounts":0,"wrapProgram":null,"nonUsClientsPct":0,"nonAumClients":0},"clientTypes":[{"label":"Individuals (other than HNW)","clients":61,"regulatoryAum":15258000},{"label":"High-net-worth individuals","clients":53,"regulatoryAum":97158000},{"label":"Pension and profit-sharing plans","clients":3,"regulatoryAum":3860000},{"label":"Corporations and other businesses","clients":3,"regulatoryAum":882000}],"feePrograms":[{"role":"main","program":"Investment management fees","feeBasis":"range","fee_tiers":null,"sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1009897","versionId":1009897,"ratePeriod":"annual","fee_billing":"arrears","submittedOn":"2026-02-18","documentName":"PMB ADVISORS FORM ADV PARTS 2A AND 2B - FEBRUARY 2026","fee_rate_low":0.75,"fee_rate_high":1.25,"fee_negotiable":true,"minimum_account":null,"feeMinimumPeriod":null,"fee_minimum_annual":null},{"role":"other","program":"Financial Planning and Consultation","summary":"Financial planning and consultations are billed at an hourly rate of $400; the firm may negotiate an alternative financial planning fee in its sole discretion.","sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1009897","versionId":1009897,"submittedOn":"2026-02-18","documentName":"PMB ADVISORS FORM ADV PARTS 2A AND 2B - FEBRUARY 2026"}],"brochureCoverage":{"scope":"sec_inventory","status":"reviewed","checkedAt":"2026-10-22T13:21:08.004094+00:00","documents":[{"name":"PMB ADVISORS FORM ADV PARTS 2A AND 2B - FEBRUARY 2026","status":"read","sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1009897","versionId":1009897,"submittedOn":"2026-02-18"}]},"custodians":[{"name":"LPL Financial LLC","shortName":"LPL Financial","location":"Fort Mill, MD","smaAssets":117158000}],"custodyNote":"Beresh, Patrick Michael does not have custody of client assets.","leadership":[{"name":"Patrick Beresh","title":"Owner, Principal and Chief Compliance Officer","crd":"3113695"}],"ownership":[{"label":"Patrick Beresh","detail":"Owner, principal and chief compliance officer in the 75% or more ownership band and a control person, since November 2005."}],"filedOffices":{"otherThanPrincipal":0,"privateResidences":0},"listedOfficeAddresses":1,"foreignOffices":[],"officesByState":[{"state":"California","offices":1,"addresses":[{"street":"101 Larkspur Landing Circle, Suite 319","city":"Larkspur","headquarters":true}]}],"advFacts":{"source":{"file":"ia100226.zip","asOf":"2 October 2026"},"telephone":"415-336-5501","stateRegisteredReps":1,"otherAdviserReps":0,"compensation":["A percentage of assets under management","Hourly charges","Fixed fees (other than subscription fees)","Commissions"],"activities":["Financial planning services","Portfolio management for individuals and/or small businesses","Portfolio management for businesses (other than small businesses) or institutional clients","Selection of other advisers (including private fund managers)"],"financialPlanningClients":"1-10","assetMix":[{"label":"Exchange-traded equity securities","percent":37},{"label":"U.S. government/agency bonds","percent":9},{"label":"U.S. state and local bonds","percent":8},{"label":"Investment grade corporate bonds","percent":11},{"label":"Securities issued by registered investment companies or business development companies","percent":32},{"label":"Cash and cash equivalents","percent":3}],"privateFunds":0},"sources":{"adv1FilingDate":"18 February 2026","adv1Url":"https://reports.adviserinfo.sec.gov/reports/ADV/137495/PDF/137495.pdf","brochureDate":"18 February 2026","brochureUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1009897","iapdCompiledDate":null,"retrievedDate":"15 October 2026","retrievedOn":"2026-10-15","updatedOn":"2026-10-22","holdingsUpdatedOn":"2026-10-21","adv1Pages":{},"brochurePages":{}},"otherBusiness":[],"faq":[{"question":"How many clients does Beresh, Patrick Michael have?","answer":"Beresh, Patrick Michael has 120 clients and manages $117 million for them, as of February 2026. They include 61 individual clients, 53 high-net-worth individuals, and 3 pension and profit-sharing plans.","source":"Form ADV Part 1A, Items 5.D and 5.F, filed 18 February 2026","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What services does Beresh, Patrick Michael offer?","answer":"Beresh, Patrick Michael provides financial planning, portfolio management for individuals and small businesses, portfolio management for institutions, and selecting other managers.","source":"Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"How much does Beresh, Patrick Michael charge?","answer":"Beresh, Patrick Michael charges 0.75%–1.25% a year for its Investment management fees. The fee is billed in arrears and is negotiable.","source":"PMB ADVISORS FORM ADV PARTS 2A AND 2B - FEBRUARY 2026, filed 18 February 2026","sourceRef":{"doc":"brochure","section":"fees"}},{"question":"Which custodians does Beresh, Patrick Michael use?","answer":"Beresh, Patrick Michael’s separately managed account assets are held at LPL Financial LLC (Fort Mill, MD), with $117M. Only custodians holding at least a tenth of those assets are named.","source":"Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 18 February 2026","sourceRef":{"doc":"adv1","section":"custodians"}},{"question":"How many financial advisors does Beresh, Patrick Michael have?","answer":"Beresh, Patrick Michael has 1 investment adviser representative registered with state securities authorities, out of 1 employees, and 1 perform investment advisory functions. 0 employees are registered representatives of a broker-dealer and 1 employee is a licensed insurance agent.","source":"Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What does Beresh, Patrick Michael invest in?","answer":"At the end of its last fiscal year, Beresh, Patrick Michael’s separately managed accounts held 37% exchange-traded equities, 32% registered funds (mutual funds, ETFs, BDCs), 11% investment grade corporate bonds, 9% U.S. government and agency bonds, 8% state and local bonds and 3% cash and equivalents.","source":"Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Who owns Beresh, Patrick Michael?","answer":"Beresh, Patrick Michael’s direct owner is Patrick Beresh (75% or more).","source":"Form ADV Part 1A, Schedules A and B, filed 18 February 2026","sourceRef":{"doc":"adv1","section":"scheduleA"}},{"question":"How does Beresh, Patrick Michael get paid?","answer":"Beresh, Patrick Michael is paid through a percentage of assets under management, hourly charges, fixed fees and commissions. Its Form ADV lists no performance-based fees among how it is paid.","source":"Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Is Beresh, Patrick Michael registered with the SEC?","answer":"Yes, Beresh, Patrick Michael has been registered with the SEC as an investment adviser since 10 March 2020. Its CRD number is 137495 and its SEC file number is 801-118214.","source":"Form ADV Part 1A, Item 1, filed 18 February 2026; IAPD firm record","sourceRef":{"doc":"adv1","section":"identity"}},{"question":"How do I contact Beresh, Patrick Michael?","answer":"Beresh, Patrick Michael’s main office is at 101 Larkspur Landing Circle, Suite 319, Larkspur, CA 94939-1746. Its phone number is 415-336-5501.","source":"Form ADV Part 1A, Item 1.F, filed 18 February 2026","sourceRef":{"doc":"adv1","section":"offices"}}],"holdings":null,"notice":"Compiled from public SEC Form ADV filings on the dates in `sources`. Facts as filed; not a rating, ranking, or recommendation. Niva is not affiliated with this firm. Disciplinary history is deliberately not included here or on the page; the SEC publishes the complete record at the `iapdUrl` above."}