{"url":"https://nivawealth.com/firms/belmont-private-wealth-331436","iapdUrl":"https://adviserinfo.sec.gov/firm/summary/331436","regulatoryAum":192130228,"crd":"331436","adviserRoster":{"asOf":"2026-10-09","items":[{"crd":"1441255","suffix":null,"lastName":"BISHOP","firstName":"BRADLEY","middleName":"J"},{"crd":"6684905","suffix":null,"lastName":"PIEPER","firstName":"JAMES","middleName":"F"},{"crd":"7369074","suffix":null,"lastName":"Rhodes","firstName":"John","middleName":"Joseph"}],"total":3,"loadedAt":"2026-10-10T00:20:19.761928+00:00","sourceUrl":"https://reports.adviserinfo.sec.gov/reports/CompilationReports/IA_INDVL_Feed_10_09_2026.xml.zip"},"history":[{"filedOn":"2024-05-28","regulatoryAum":0,"clients":0,"employees":3,"offices":1},{"filedOn":"2025-03-07","regulatoryAum":140075000,"clients":30,"employees":3,"offices":1},{"filedOn":"2026-09-10","regulatoryAum":192130228,"clients":29,"employees":3,"offices":3}],"secFileNumber":"801-130561","legalName":"Belmont Private 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2024","noticeFilings":null,"latestNoticeFiling":null},"wealthAumPerClient":null,"staff":{"employees":3,"advisory":3,"brokerDealerReps":0,"insuranceAgents":0,"promoters":0},"aum":{"regulatory":192130228,"discretionary":192130228,"discretionaryAccounts":142,"nonDiscretionary":0,"nonDiscretionaryAccounts":0,"wrapProgram":null,"nonUsClientsPct":0,"nonAumClients":0},"clientTypes":[{"label":"Individuals (other than HNW)","clients":null,"fewerThan5":true,"regulatoryAum":249622},{"label":"High-net-worth individuals","clients":29,"regulatoryAum":191880606}],"feePrograms":[{"role":"main","program":"Wealth Management Services","feeBasis":"range","fee_tiers":null,"sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1057450","versionId":1057450,"ratePeriod":"annual","fee_billing":"advance","submittedOn":"2026-09-10","documentName":"ADV PART 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February 2024."},{"label":"John Rhodes","detail":"Partner, co-founder in the 50% to 75% ownership band and a control person, since February 2024."}],"branchOffices":null,"filedOffices":{"otherThanPrincipal":2,"privateResidences":2},"listedOfficeAddresses":1,"foreignOffices":[],"officesByState":[{"state":"Missouri","offices":1,"addresses":[{"street":"100 Chesterfield Business Parkway, Suite 200","city":"Chesterfield","headquarters":true}]}],"advFacts":{"source":{"file":"ia100226.zip","asOf":"2 October 2026"},"telephone":"314-566-9887","stateRegisteredReps":3,"otherAdviserReps":0,"compensation":["A percentage of assets under management","Fixed fees (other than subscription fees)"],"activities":["Financial planning services","Portfolio management for individuals and/or small businesses"],"financialPlanningClients":"11-25","assetMix":[{"label":"Exchange-traded equity securities","percent":53},{"label":"U.S. government/agency bonds","percent":8},{"label":"U.S. state and local bonds","percent":6},{"label":"Investment grade corporate bonds","percent":6},{"label":"Securities issued by registered investment companies or business development companies","percent":25},{"label":"Cash and cash equivalents","percent":2}],"privateFunds":0},"sources":{"adv1FilingDate":"10 September 2026","adv1Url":"https://reports.adviserinfo.sec.gov/reports/ADV/331436/PDF/331436.pdf","brochureDate":"10 September 2026","brochureUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1057450","iapdCompiledDate":null,"retrievedDate":"15 October 2026","retrievedOn":"2026-10-15","updatedOn":"2026-10-22","holdingsUpdatedOn":"2026-10-21","adv1Pages":{},"brochurePages":{}},"otherBusiness":[],"faq":[{"question":"How many clients does Belmont Private Wealth have?","answer":"Belmont Private Wealth has 29 clients and manages $192 million for them, as of September 2026. They include 29 high-net-worth individuals.","source":"Form ADV Part 1A, Items 5.D and 5.F, filed 10 September 2026","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What services does Belmont Private Wealth offer?","answer":"Belmont Private Wealth provides financial planning and portfolio management for individuals and small businesses.","source":"Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"How much does Belmont Private Wealth charge?","answer":"Belmont Private Wealth charges 0.40%–1.00% a year for its Wealth Management Services. The fee is billed in advance and is negotiable.","source":"ADV PART 2A, filed 10 September 2026","sourceRef":{"doc":"brochure","section":"fees"}},{"question":"Which custodians does Belmont Private Wealth use?","answer":"Belmont Private Wealth’s separately managed account assets are held at Charles Schwab & Co., Inc. (Westlake, TX), with $192M. Only custodians holding at least a tenth of those assets are named.","source":"Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 10 September 2026","sourceRef":{"doc":"adv1","section":"custodians"}},{"question":"How many financial advisors does Belmont Private Wealth have?","answer":"Belmont Private Wealth has 3 investment adviser representatives registered with state securities authorities, out of 3 employees, and 3 perform investment advisory functions. None are registered representatives of a broker-dealer or licensed insurance agents.","source":"Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What does Belmont Private Wealth invest in?","answer":"At the end of its last fiscal year, Belmont Private Wealth’s separately managed accounts held 53% exchange-traded equities, 25% registered funds (mutual funds, ETFs, BDCs), 8% U.S. government and agency bonds, 6% state and local bonds, 6% investment grade corporate bonds and 2% cash and equivalents.","source":"Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Who owns Belmont Private Wealth?","answer":"Belmont Private Wealth’s direct owners are James Pieper (50% to 75%) and John Rhodes (50% to 75%).","source":"Form ADV Part 1A, Schedules A and B, filed 10 September 2026","sourceRef":{"doc":"adv1","section":"scheduleA"}},{"question":"How does Belmont Private Wealth get paid?","answer":"Belmont Private Wealth is paid through a percentage of assets under management and fixed fees. Its Form ADV lists no commissions or performance-based fees among how it is paid.","source":"Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"How do I contact Belmont Private Wealth?","answer":"Belmont Private Wealth’s main office is at 100 Chesterfield Business Parkway, Suite 200, Chesterfield, MO 63005. Its phone number is 314-566-9887. Its website is belmontpw.com.","source":"Form ADV Part 1A, Item 1.F, filed 10 September 2026","sourceRef":{"doc":"adv1","section":"offices"}}],"holdings":null,"notice":"Compiled from public SEC Form ADV filings on the dates in `sources`. Facts as filed; not a rating, ranking, or recommendation. Niva is not affiliated with this firm. Disciplinary history is deliberately not included here or on the page; the SEC publishes the complete record at the `iapdUrl` above."}