{"url":"https://nivawealth.com/firms/bellatore-financial-143543","iapdUrl":"https://adviserinfo.sec.gov/firm/summary/143543","regulatoryAum":638705220,"crd":"143543","adviserRoster":{"asOf":"2026-10-09","items":[{"crd":"6906351","suffix":null,"lastName":"Harvey","firstName":"Matthew","middleName":"Thomas"}],"total":1,"loadedAt":"2026-10-10T00:20:19.761928+00:00","sourceUrl":"https://reports.adviserinfo.sec.gov/reports/CompilationReports/IA_INDVL_Feed_10_09_2026.xml.zip"},"history":[{"filedOn":"2021-03-23","regulatoryAum":562369551,"clients":607,"employees":4,"offices":1},{"filedOn":"2022-07-05","regulatoryAum":646624882,"clients":1696,"employees":4,"offices":1},{"filedOn":"2023-03-30","regulatoryAum":496264615,"clients":1700,"employees":4,"offices":1},{"filedOn":"2024-07-01","regulatoryAum":513325252,"clients":1717,"employees":4,"offices":1},{"filedOn":"2025-03-12","regulatoryAum":565467485,"clients":584,"employees":4,"offices":1},{"filedOn":"2026-09-05","regulatoryAum":638705220,"clients":561,"employees":3,"offices":1}],"acquisitions":[{"date":"2008-10-01","datePrecision":"month","name":"Advisor Partners","crd":null,"source":"press","dealType":"acquisition","sellerAum":null,"sellerAumDate":null,"sourceUrl":"https://www.familywealthreport.com/article.php/Bellatore-Financial-acquires-two-platform-providers"},{"date":"2008-10-01","datePrecision":"month","name":"Capital Allocation & Management (CAM)","crd":null,"source":"press","dealType":"acquisition","sellerAum":null,"sellerAumDate":null,"sourceUrl":"https://www.familywealthreport.com/article.php/Bellatore-Financial-acquires-two-platform-providers"},{"date":"2008-06-18","datePrecision":"day","name":"Nationwide Investment Advisors","crd":"142373","source":"press","dealType":"acquisition","sellerAum":null,"sellerAumDate":null,"sourceUrl":"https://investmentnews.com/industry-news/bellatore-makes-first-asset-acquisition/15956"}],"secFileNumber":"801-68251","legalName":"Bellatore Financial, Inc.","displayName":"Bellatore Financial","slug":"bellatore-financial-143543","website":"https://bellatore.com/","logo":{"src":"https://rmkhnxnbeclogprvkfyl.supabase.co/storage/v1/object/public/firm-logos/143543/d6bedab25530a4bb-r1.webp","tone":"light","width":629,"height":200,"sourceUrl":"https://bellatore.com/","sourceLabel":"Bellatore Financial, Inc., website"},"classification":{"segment":"individuals","segmentLabel":"Wealth management","type":"independent_wealth_manager","typeLabel":"RIA","feeDisclosure":"full"},"linkedinUrl":"https://www.linkedin.com/company/bellatore/","xUrl":"https://www.twitter.com/bellatorefinc","founded":"2007","organization":"Delaware corporation","fiscalYearEnd":"December","headquarters":{"street":"1790 Hughes Landing BLVD, Suite 575","city":"The Woodlands","state":"TX","stateName":"Texas","country":"United States","postalCode":"77380"},"tradeNames":[],"registration":{"secApproved":"4 September 2007","noticeFilings":null,"latestNoticeFiling":null},"wealthAumPerClient":1064631.0329067642,"staff":{"employees":3,"advisory":2,"brokerDealerReps":0,"insuranceAgents":1,"promoters":0},"aum":{"regulatory":638705220,"discretionary":16422990,"discretionaryAccounts":1638,"nonDiscretionary":622282230,"nonDiscretionaryAccounts":93,"wrapProgram":null,"nonUsClientsPct":0,"nonAumClients":0},"clientTypes":[{"label":"Individuals (other than HNW)","clients":353,"regulatoryAum":130695238},{"label":"High-net-worth individuals","clients":194,"regulatoryAum":451657937},{"label":"Charitable organizations","clients":8,"regulatoryAum":34726719},{"label":"Corporations and other businesses","clients":6,"regulatoryAum":21625326}],"feePrograms":[],"brochureCoverage":{"scope":"sec_inventory","status":"reviewed_no_numerical_schedule","checkedAt":"2026-10-22T06:40:17.911671+00:00","documents":[{"name":"BELLATORE FINANCIAL INC. - FORM ADV PART 2A","status":"read","sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1057010","versionId":1057010,"submittedOn":"2026-09-03"}]},"custodians":[{"name":"Charles Schwab & Co., Inc.","shortName":"Charles Schwab","location":"San Francisco, CA","smaAssets":577145387}],"custodyNote":"Bellatore Financial does not have custody of client assets.","otherCustodians":[],"leadership":[{"name":"Larry Harvey","title":"CEO, Chairman of the Board, Chief Compliance Officer","crd":"1483362"},{"name":"Charles Deases","title":"Board Member","crd":"6774054"},{"name":"Walter Burns","title":"Shareholder","crd":"1410185"},{"name":"Jonathan Scheid","title":"Shareholder","crd":"3150147"}],"ownership":[{"label":"Bellatore Holdings, Inc.","detail":"Shareholder in the 50% to 75% ownership band and a control person, since November 2010."},{"label":"Walter Burns","detail":"Shareholder in the 5% to 10% ownership band, since December 2011."},{"label":"Larry Harvey","detail":"Ceo, chairman of the board, chief compliance officer in the 5% to 10% ownership band and a control person, since November 2010. Also a chairman and president of Bellatore Holdings, Inc. in the 50% to 75% band and a control person, since December 2013."},{"label":"Jonathan Scheid","detail":"Shareholder in the 10% to 25% ownership band, since June 2018."}],"branchOffices":null,"filedOffices":{"otherThanPrincipal":0,"privateResidences":0},"listedOfficeAddresses":1,"foreignOffices":[],"officesByState":[{"state":"Texas","offices":1,"addresses":[{"street":"1790 Hughes Landing BLVD, Suite 575","city":"The Woodlands","headquarters":true}]}],"brochureServices":["insurance"],"advFacts":{"source":{"file":"ia100226.zip","asOf":"2 October 2026"},"telephone":"877-242-9949","stateRegisteredReps":2,"otherAdviserReps":2,"compensation":["A percentage of assets under management","Hourly charges","Fixed fees (other than subscription fees)"],"activities":["Portfolio management for individuals and/or small businesses","Portfolio management for businesses (other than small businesses) or institutional clients","Selection of other advisers (including private fund managers)","Publication of periodicals or newsletters"],"financialPlanningClients":null,"assetMix":[{"label":"Exchange-traded equity securities","percent":2},{"label":"Securities issued by registered investment companies or business development companies","percent":91},{"label":"Cash and cash equivalents","percent":4},{"label":"Other","percent":2,"detail":"Other"}],"privateFunds":1},"sources":{"adv1FilingDate":"5 September 2026","adv1Url":"https://reports.adviserinfo.sec.gov/reports/ADV/143543/PDF/143543.pdf","brochureDate":"3 September 2026","brochureUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1057010","iapdCompiledDate":null,"retrievedDate":"15 October 2026","retrievedOn":"2026-10-15","updatedOn":"2026-10-22","holdingsUpdatedOn":"2026-10-21","adv1Pages":{},"brochurePages":{}},"otherBusiness":[],"faq":[{"question":"How many clients does Bellatore Financial have?","answer":"Bellatore Financial has 561 clients and manages $639 million for them, as of September 2026. They include 353 individual clients, 194 high-net-worth individuals and 8 charitable organizations.","source":"Form ADV Part 1A, Items 5.D and 5.F, filed 5 September 2026","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What services does Bellatore Financial offer?","answer":"Bellatore Financial provides portfolio management for individuals and small businesses, portfolio management for institutions, selecting other managers, publishing newsletters, and insurance.","source":"Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file; Part 2A brochure, Item 4","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Which custodians does Bellatore Financial use?","answer":"Bellatore Financial’s separately managed account assets are held at Charles Schwab & Co., Inc. (San Francisco, CA), with $577M. Only custodians holding at least a tenth of those assets are named.","source":"Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 5 September 2026","sourceRef":{"doc":"adv1","section":"custodians"}},{"question":"How many financial advisors does Bellatore Financial have?","answer":"Bellatore Financial has 2 investment adviser representatives registered with state securities authorities, out of 3 employees, and 2 perform investment advisory functions. 0 employees are registered representatives of a broker-dealer and 1 employee is a licensed insurance agent.","source":"Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What does Bellatore Financial invest in?","answer":"At the end of its last fiscal year, Bellatore Financial’s separately managed accounts held 91% registered funds (mutual funds, ETFs, BDCs), 4% cash and equivalents, 2% exchange-traded equities and 2% other. The 2% other category is described as: Other. It advises 1 private fund.","source":"Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Who owns Bellatore Financial?","answer":"Bellatore Financial’s direct owners are Bellatore Holdings, Inc. (50% to 75%), Walter Burns (5% to 10%), Larry Harvey (5% to 10%) and Jonathan Scheid (10% to 25%).","source":"Form ADV Part 1A, Schedules A and B, filed 5 September 2026","sourceRef":{"doc":"adv1","section":"scheduleA"}},{"question":"How does Bellatore Financial get paid?","answer":"Bellatore Financial is paid through a percentage of assets under management, hourly charges and fixed fees. Its Form ADV lists no commissions or performance-based fees among how it is paid.","source":"Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"How do I contact Bellatore Financial?","answer":"Bellatore Financial’s main office is at 1790 Hughes Landing BLVD, Suite 575, The Woodlands, TX 77380. Its phone number is 877-242-9949. Its website is bellatore.com.","source":"Form ADV Part 1A, Item 1.F, filed 5 September 2026","sourceRef":{"doc":"adv1","section":"offices"}}],"holdings":null,"notice":"Compiled from public SEC Form ADV filings on the dates in `sources`. Facts as filed; not a rating, ranking, or recommendation. Niva is not affiliated with this firm. Disciplinary history is deliberately not included here or on the page; the SEC publishes the complete record at the `iapdUrl` above."}