{"url":"https://nivawealth.com/firms/beadell-a-d-investment-counsel-106946","iapdUrl":"https://adviserinfo.sec.gov/firm/summary/106946","regulatoryAum":250005853,"crd":"106946","adviserRoster":{"asOf":"2026-10-09","items":[{"crd":"4333695","suffix":null,"lastName":"BEADELL","firstName":"ANTHONY","middleName":"DIRK"},{"crd":"5880945","suffix":null,"lastName":"BEADELL","firstName":"JON","middleName":"SUMNER"}],"total":2,"loadedAt":"2026-10-10T00:20:19.761928+00:00","sourceUrl":"https://reports.adviserinfo.sec.gov/reports/CompilationReports/IA_INDVL_Feed_10_09_2026.xml.zip"},"history":[{"filedOn":"2021-02-10","regulatoryAum":195068000,"clients":88,"employees":2,"offices":1},{"filedOn":"2022-06-04","regulatoryAum":216518000,"clients":105,"employees":2,"offices":1},{"filedOn":"2023-03-17","regulatoryAum":194388000,"clients":84,"employees":2,"offices":1},{"filedOn":"2024-02-28","regulatoryAum":183919000,"clients":81,"employees":2,"offices":1},{"filedOn":"2025-03-14","regulatoryAum":217281000,"clients":93,"employees":2,"offices":2},{"filedOn":"2026-02-18","regulatoryAum":250005853,"clients":96,"employees":2,"offices":2}],"secFileNumber":"801-10677","legalName":"Beadell A D Investment Counsel Inc","displayName":"Beadell A D Investment Counsel","slug":"beadell-a-d-investment-counsel-106946","website":"https://adbeadell.com/","classification":{"segment":"individuals","segmentLabel":"Wealth management","type":"independent_wealth_manager","typeLabel":"RIA","feeDisclosure":"full"},"founded":"1975","organization":"Wisconsin corporation","fiscalYearEnd":"December","headquarters":{"street":"10224 N Port Washington Road","city":"Mequon","state":"WI","stateName":"Wisconsin","country":"United States","postalCode":"53092"},"tradeNames":[],"registration":{"secApproved":"4 April 1975","noticeFilings":null,"latestNoticeFiling":null},"wealthAumPerClient":2621918.0444444446,"staff":{"employees":2,"advisory":2,"brokerDealerReps":0,"insuranceAgents":0,"promoters":0},"aum":{"regulatory":250005853,"discretionary":250005853,"discretionaryAccounts":130,"nonDiscretionary":0,"nonDiscretionaryAccounts":0,"wrapProgram":null,"nonUsClientsPct":0,"nonAumClients":0},"clientTypes":[{"label":"Individuals (other than HNW)","clients":25,"regulatoryAum":11740490},{"label":"High-net-worth individuals","clients":65,"regulatoryAum":224232134},{"label":"Charitable organizations","clients":5,"regulatoryAum":14015024},{"label":"Other","clients":1,"fewerThan5":true,"regulatoryAum":18205}],"feePrograms":[{"role":"main","program":"Investment management","feeBasis":"marginal","fee_tiers":[{"to":1000000,"pct":0.7,"from":0},{"to":2000000,"pct":0.5,"from":1000000},{"to":null,"pct":0.3,"from":2000000}],"sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1009889","versionId":1009889,"ratePeriod":"annual","fee_billing":"advance","submittedOn":"2026-02-18","documentName":"ADV PART 2A","fee_rate_low":0.3,"fee_rate_high":0.7,"fee_negotiable":null,"minimum_account":null,"feeMinimumPeriod":null,"fee_minimum_annual":null}],"brochureCoverage":{"scope":"sec_inventory","status":"reviewed","checkedAt":"2026-10-22T11:53:36.181181+00:00","documents":[{"name":"ADV PART 2A","status":"read","sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1009889","versionId":1009889,"submittedOn":"2026-02-18"}]},"custodians":[{"name":"Charles Schwab & Co., Inc.","shortName":"Charles Schwab","location":"San Francisco, CA","smaAssets":194234263},{"name":"Morgan Stanley & Co. LLC","shortName":"Morgan Stanley","location":"New York, NY","smaAssets":47013443},{"name":"UBS Clearing Services Corporation","shortName":"UBS Clearing Services","location":"Chicago, IL","smaAssets":8616325},{"name":"Merrill Lynch, Pierce, Fenner & Smith Incorporated","shortName":"Merrill Lynch, Pierce, Fenner & Smith","location":"New York, NY","smaAssets":141822}],"custodyNote":"Beadell A D Investment Counsel does not have custody of client assets.","otherCustodians":[],"leadership":[{"name":"Anthony Beadell","title":"President/Owner","crd":"4333695"},{"name":"Anthony Beadell","title":"Chief Compliance Officer","crd":"4333695"},{"name":"Jon Beadell","title":"Analyst & Portfolio Manager","crd":"5880945"}],"ownership":[{"label":"Anthony Beadell","detail":"President/owner in the 50% to 75% ownership band and a control person, since January 1975. Also chief compliance officer in the 50% to 75% ownership band and a control person, since October 2004."},{"label":"Jon Beadell","detail":"Analyst & portfolio manager in the 25% to 50% ownership band and a control person, since December 2023."}],"branchOffices":null,"filedOffices":{"otherThanPrincipal":1,"privateResidences":1},"listedOfficeAddresses":1,"foreignOffices":[],"officesByState":[{"state":"Wisconsin","offices":1,"addresses":[{"street":"10224 N Port Washington Road","city":"Mequon","headquarters":true}]}],"advFacts":{"source":{"file":"ia100226.zip","asOf":"2 October 2026"},"telephone":"262-241-0331","stateRegisteredReps":2,"otherAdviserReps":0,"compensation":["A percentage of assets under management"],"activities":["Portfolio management for individuals and/or small businesses","Portfolio management for businesses (other than small businesses) or institutional clients"],"financialPlanningClients":"0","assetMix":[{"label":"Exchange-traded equity securities","percent":59},{"label":"U.S. government/agency bonds","percent":16},{"label":"Investment grade corporate bonds","percent":11},{"label":"Securities issued by registered investment companies or business development companies","percent":11},{"label":"Cash and cash equivalents","percent":2},{"label":"Other","percent":1,"detail":"CDS"}],"privateFunds":0},"sources":{"adv1FilingDate":"18 February 2026","adv1Url":"https://reports.adviserinfo.sec.gov/reports/ADV/106946/PDF/106946.pdf","brochureDate":"18 February 2026","brochureUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1009889","iapdCompiledDate":null,"retrievedDate":"15 October 2026","retrievedOn":"2026-10-15","updatedOn":"2026-10-22","holdingsUpdatedOn":"2026-10-21","adv1Pages":{},"brochurePages":{}},"otherBusiness":[],"faq":[{"question":"How many clients does Beadell A D Investment Counsel have?","answer":"Beadell A D Investment Counsel has 96 clients and manages $250 million for them, as of February 2026. They include 65 high-net-worth individuals, 25 individual clients and 5 charitable organizations.","source":"Form ADV Part 1A, Items 5.D and 5.F, filed 18 February 2026","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What services does Beadell A D Investment Counsel offer?","answer":"Beadell A D Investment Counsel provides portfolio management for individuals and small businesses and portfolio management for institutions.","source":"Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"How much does Beadell A D Investment Counsel charge?","answer":"Beadell A D Investment Counsel charges 0.30%–0.70% a year for its Investment management. Each asset band is charged at its own rate. The fee is billed in advance.","source":"ADV PART 2A, filed 18 February 2026","sourceRef":{"doc":"brochure","section":"fees"}},{"question":"Which custodians does Beadell A D Investment Counsel use?","answer":"Beadell A D Investment Counsel’s separately managed account assets are held at Charles Schwab & Co., Inc. (San Francisco, CA), with $194M, Morgan Stanley & Co. LLC (New York, NY), with $47M, UBS Clearing Services Corporation (Chicago, IL), with $8.62M and Merrill Lynch, Pierce, Fenner & Smith Incorporated (New York, NY), with $142K. Only custodians holding at least a tenth of those assets are named.","source":"Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 18 February 2026","sourceRef":{"doc":"adv1","section":"custodians"}},{"question":"How many financial advisors does Beadell A D Investment Counsel have?","answer":"Beadell A D Investment Counsel has 2 investment adviser representatives registered with state securities authorities, out of 2 employees, and 2 perform investment advisory functions. None are registered representatives of a broker-dealer or licensed insurance agents.","source":"Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What does Beadell A D Investment Counsel invest in?","answer":"At the end of its last fiscal year, Beadell A D Investment Counsel’s separately managed accounts held 59% exchange-traded equities, 16% U.S. government and agency bonds, 11% investment grade corporate bonds, 11% registered funds (mutual funds, ETFs, BDCs), 2% cash and equivalents and 1% other. The 1% other category is described as: CDS.","source":"Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Who owns Beadell A D Investment Counsel?","answer":"Beadell A D Investment Counsel’s direct owners are Anthony Beadell (50% to 75%) and Jon Beadell (25% to 50%).","source":"Form ADV Part 1A, Schedules A and B, filed 18 February 2026","sourceRef":{"doc":"adv1","section":"scheduleA"}},{"question":"How does Beadell A D Investment Counsel get paid?","answer":"Beadell A D Investment Counsel is paid through a percentage of assets under management. Its Form ADV lists no commissions or performance-based fees among how it is paid.","source":"Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"How do I contact Beadell A D Investment Counsel?","answer":"Beadell A D Investment Counsel’s main office is at 10224 N Port Washington Road, Mequon, WI 53092. Its phone number is 262-241-0331. Its website is adbeadell.com.","source":"Form ADV Part 1A, Item 1.F, filed 18 February 2026","sourceRef":{"doc":"adv1","section":"offices"}}],"holdings":null,"notice":"Compiled from public SEC Form ADV filings on the dates in `sources`. Facts as filed; not a rating, ranking, or recommendation. Niva is not affiliated with this firm. Disciplinary history is deliberately not included here or on the page; the SEC publishes the complete record at the `iapdUrl` above."}