{"url":"https://nivawealth.com/firms/beacon-capital-286316","iapdUrl":"https://adviserinfo.sec.gov/firm/summary/286316","regulatoryAum":278297015,"crd":"286316","adviserRoster":{"asOf":"2026-10-09","items":[{"crd":"7296535","suffix":null,"lastName":"Erickson","firstName":"Cole","middleName":"Miles"},{"crd":"6072866","suffix":null,"lastName":"LOCKE","firstName":"JAMES","middleName":"HOWARD"},{"crd":"2356735","suffix":null,"lastName":"NIEMUTH","firstName":"BRET","middleName":"LEE"},{"crd":"6040998","suffix":null,"lastName":"SIEGEL","firstName":"JOHN","middleName":"ALAN"},{"crd":"5009525","suffix":null,"lastName":"ZANE","firstName":"KYLEE","middleName":null}],"total":5,"loadedAt":"2026-10-10T00:20:19.761928+00:00","sourceUrl":"https://reports.adviserinfo.sec.gov/reports/CompilationReports/IA_INDVL_Feed_10_09_2026.xml.zip"},"history":[{"filedOn":"2021-04-19","regulatoryAum":115016835,"clients":528,"employees":4,"offices":1},{"filedOn":"2022-01-11","regulatoryAum":154233970,"clients":572,"employees":4,"offices":1},{"filedOn":"2023-01-06","regulatoryAum":132277760,"clients":593,"employees":4,"offices":1},{"filedOn":"2024-01-04","regulatoryAum":158140872,"clients":628,"employees":5,"offices":1},{"filedOn":"2025-01-10","regulatoryAum":176237651,"clients":639,"employees":5,"offices":1},{"filedOn":"2026-04-22","regulatoryAum":278297015,"clients":629,"employees":5,"offices":1}],"secFileNumber":"801-120315","legalName":"Beacon 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(other than HNW)","clients":580,"regulatoryAum":188403949},{"label":"High-net-worth individuals","clients":37,"regulatoryAum":85914181},{"label":"Corporations and other businesses","clients":12,"regulatoryAum":3978885}],"feePrograms":[{"role":"main","program":"Asset Management","feeBasis":"range","fee_tiers":null,"sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1042285","versionId":1042285,"ratePeriod":"annual","fee_billing":"advance","submittedOn":"2026-04-22","documentName":"ADV2A & 2B SEC","fee_rate_low":1.15,"fee_rate_high":2.2,"fee_negotiable":true,"minimum_account":null,"feeMinimumPeriod":null,"fee_minimum_annual":null}],"brochureCoverage":{"scope":"sec_inventory","status":"reviewed","checkedAt":"2026-10-22T15:40:25.115941+00:00","documents":[{"name":"ADV2A & 2B SEC","status":"read","sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1042285","versionId":1042285,"submittedOn":"2026-04-22"}]},"custodians":[{"name":"Charles Schwab & Co., Inc.","shortName":"Charles Schwab","location":"Westlake, TX","smaAssets":278297015}],"custodyNote":"Beacon Capital does not have custody of client assets.","leadership":[{"name":"Bret Niemuth","title":"Chief Compliance Officer/Managing Member","crd":"2356735"}],"ownership":[{"label":"Bret Niemuth","detail":"Chief compliance officer/managing member in the 75% or more ownership band and a control person, since December 2016."}],"filedOffices":{"otherThanPrincipal":0,"privateResidences":0},"listedOfficeAddresses":1,"foreignOffices":[],"officesByState":[{"state":"Iowa","offices":1,"addresses":[{"street":"375 Collins Road Ne,, Suite 120","city":"Cedar Rapids","headquarters":true}]}],"advFacts":{"source":{"file":"ia100226.zip","asOf":"2 October 2026"},"telephone":"319-389-4371","stateRegisteredReps":5,"otherAdviserReps":0,"compensation":["A percentage of assets under management","Other"],"activities":["Portfolio management for individuals and/or small businesses","Pension consulting services","Selection of other advisers (including private fund managers)"],"financialPlanningClients":null,"assetMix":[{"label":"Exchange-traded equity securities","percent":35},{"label":"Securities issued by registered investment companies or business development companies","percent":63},{"label":"Cash and cash equivalents","percent":2}],"privateFunds":0},"sources":{"adv1FilingDate":"22 April 2026","adv1Url":"https://reports.adviserinfo.sec.gov/reports/ADV/286316/PDF/286316.pdf","brochureDate":"22 April 2026","brochureUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1042285","iapdCompiledDate":null,"retrievedDate":"15 October 2026","retrievedOn":"2026-10-15","updatedOn":"2026-10-22","holdingsUpdatedOn":"2026-10-21","adv1Pages":{},"brochurePages":{}},"otherBusiness":[],"faq":[{"question":"How many clients does Beacon Capital have?","answer":"Beacon Capital has 629 clients and manages $278 million for them, as of April 2026. They include 580 individual clients, 37 high-net-worth individuals, and 12 corporations and other businesses.","source":"Form ADV Part 1A, Items 5.D and 5.F, filed 22 April 2026","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What services does Beacon Capital offer?","answer":"Beacon Capital provides portfolio management for individuals and small businesses, pension consulting, and selecting other managers.","source":"Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"How much does Beacon Capital charge?","answer":"Beacon Capital charges 1.15%–2.20% a year for its Asset Management. The fee is billed in advance and is negotiable.","source":"ADV2A & 2B SEC, filed 22 April 2026","sourceRef":{"doc":"brochure","section":"fees"}},{"question":"Which custodians does Beacon Capital use?","answer":"Beacon Capital’s separately managed account assets are held at Charles Schwab & Co., Inc. (Westlake, TX), with $278M. Only custodians holding at least a tenth of those assets are named.","source":"Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 22 April 2026","sourceRef":{"doc":"adv1","section":"custodians"}},{"question":"How many financial advisors does Beacon Capital have?","answer":"Beacon Capital has 5 investment adviser representatives registered with state securities authorities, out of 5 employees, and 5 perform investment advisory functions. 0 employees are registered representatives of a broker-dealer and 5 employees are licensed insurance agents.","source":"Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What does Beacon Capital invest in?","answer":"At the end of its last fiscal year, Beacon Capital’s separately managed accounts held 63% registered funds (mutual funds, ETFs, BDCs), 35% exchange-traded equities and 2% cash and equivalents.","source":"Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Who owns Beacon Capital?","answer":"Beacon Capital’s direct owner is Bret Niemuth (75% or more).","source":"Form ADV Part 1A, Schedules A and B, filed 22 April 2026","sourceRef":{"doc":"adv1","section":"scheduleA"}},{"question":"How does Beacon Capital get paid?","answer":"Beacon Capital is paid through a percentage of assets under management and other compensation. Its Form ADV lists no commissions or performance-based fees among how it is paid.","source":"Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Is Beacon Capital registered with the SEC?","answer":"Yes, Beacon Capital has been registered with the SEC as an investment adviser since 12 February 2021. Its CRD number is 286316 and its SEC file number is 801-120315.","source":"Form ADV Part 1A, Item 1, filed 22 April 2026; IAPD firm record","sourceRef":{"doc":"adv1","section":"identity"}},{"question":"How do I contact Beacon Capital?","answer":"Beacon Capital’s main office is at 375 Collins Road Ne,, Suite 120, Cedar Rapids, IA 52402. Its phone number is 319-389-4371. Its website is beaconcapital.com.","source":"Form ADV Part 1A, Item 1.F, filed 22 April 2026","sourceRef":{"doc":"adv1","section":"offices"}}],"holdings":null,"notice":"Compiled from public SEC Form ADV filings on the dates in `sources`. Facts as filed; not a rating, ranking, or recommendation. Niva is not affiliated with this firm. Disciplinary history is deliberately not included here or on the page; the SEC publishes the complete record at the `iapdUrl` above."}