{"url":"https://nivawealth.com/firms/beacon-associates-wealth-management-318651","iapdUrl":"https://adviserinfo.sec.gov/firm/summary/318651","regulatoryAum":101067667,"crd":"318651","adviserRoster":{"asOf":"2026-10-09","items":[{"crd":"7852324","suffix":null,"lastName":"WISE","firstName":"HUNTER","middleName":"NICOLLE"},{"crd":"7263661","suffix":null,"lastName":"Wise","firstName":"Quinten","middleName":"Steven"},{"crd":"2584013","suffix":null,"lastName":"WISE","firstName":"STEVEN","middleName":"VERLIN"}],"total":3,"loadedAt":"2026-10-10T00:20:19.761928+00:00","sourceUrl":"https://reports.adviserinfo.sec.gov/reports/CompilationReports/IA_INDVL_Feed_10_09_2026.xml.zip"},"secFileNumber":"801-135234","legalName":"Beacon Associates Wealth Management, LLC","displayName":"Beacon Associates Wealth Management","slug":"beacon-associates-wealth-management-318651","website":"https://baifinancial.com/","classification":{"segment":"individuals","segmentLabel":"Wealth management","type":"independent_wealth_manager","typeLabel":"RIA","feeDisclosure":"full"},"linkedinUrl":"https://www.linkedin.com/company/beacon-associates-maumee-ohio-/","founded":null,"organization":"Ohio limited liability company","fiscalYearEnd":"December","headquarters":{"street":"1755 Indianwood Circle,, Suite 200","city":"Maumee","state":"OH","stateName":"Ohio","country":"United States","postalCode":"43537"},"tradeNames":[],"registration":{"secApproved":"29 January 2026","noticeFilings":null,"latestNoticeFiling":null},"wealthAumPerClient":495429.74019607843,"staff":{"employees":4,"advisory":3,"brokerDealerReps":0,"insuranceAgents":3,"promoters":0},"aum":{"regulatory":101067667,"discretionary":101067667,"discretionaryAccounts":838,"nonDiscretionary":0,"nonDiscretionaryAccounts":0,"wrapProgram":null,"nonUsClientsPct":0,"nonAumClients":0},"clientTypes":[{"label":"Individuals (other than HNW)","clients":180,"regulatoryAum":59448189},{"label":"High-net-worth individuals","clients":24,"regulatoryAum":41619478}],"feePrograms":[{"role":"other","program":"Project-based advisory","summary":"Hourly fees of $50 to $400 per hour, or fixed fees generally $1,000 to $10,000; negotiable, with up to half payable on engagement.","sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1027778","versionId":1027778,"submittedOn":"2026-03-26","documentName":"FORM ADV PART 2A AND 2B"}],"brochureCoverage":{"scope":"sec_inventory","status":"reviewed_no_numerical_schedule","checkedAt":"2026-10-22T17:10:13.50316+00:00","documents":[{"name":"FORM ADV PART 2A AND 2B","status":"read","sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1027778","versionId":1027778,"submittedOn":"2026-03-26"}]},"custodians":[{"name":"Charles Schwab & Co., Inc.","shortName":"Charles Schwab","location":"San Francisco, CA","smaAssets":62130712},{"name":"Fidelity Brokerage Services LLC","shortName":"Fidelity","location":"Smithfield, RI","smaAssets":38644270}],"custodyNote":"Beacon Associates Wealth Management has custody of $28.4M for 96 clients.","otherCustodians":[],"leadership":[{"name":"Steven Wise","title":"Managing Member/CCO","crd":"2584013"}],"ownership":[{"label":"Steven Wise","detail":"Managing member/cco in the 75% or more ownership band and a control person, since January 2022."}],"branchOffices":null,"filedOffices":{"otherThanPrincipal":0,"privateResidences":0},"listedOfficeAddresses":1,"foreignOffices":[],"officesByState":[{"state":"Ohio","offices":1,"addresses":[{"street":"1755 Indianwood Circle,, Suite 200","city":"Maumee","headquarters":true}]}],"advFacts":{"source":{"file":"ia100226.zip","asOf":"2 October 2026"},"telephone":"419-482-0280","stateRegisteredReps":3,"otherAdviserReps":0,"compensation":["A percentage of assets under management"],"activities":["Portfolio management for individuals and/or small businesses","Selection of other advisers (including private fund managers)"],"financialPlanningClients":null,"assetMix":[{"label":"Exchange-traded equity securities","percent":7},{"label":"U.S. government/agency bonds","percent":2},{"label":"Investment grade corporate bonds","percent":8},{"label":"Securities issued by registered investment companies or business development companies","percent":79},{"label":"Cash and cash equivalents","percent":3}],"privateFunds":0},"sources":{"adv1FilingDate":"26 March 2026","adv1Url":"https://reports.adviserinfo.sec.gov/reports/ADV/318651/PDF/318651.pdf","brochureDate":"26 March 2026","brochureUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1027778","iapdCompiledDate":null,"retrievedDate":"15 October 2026","retrievedOn":"2026-10-15","updatedOn":"2026-10-22","holdingsUpdatedOn":"2026-10-21","adv1Pages":{},"brochurePages":{}},"otherBusiness":[],"faq":[{"question":"How many clients does Beacon Associates Wealth Management have?","answer":"Beacon Associates Wealth Management has 204 clients and manages $101 million for them, as of March 2026. They include 180 individual clients and 24 high-net-worth individuals.","source":"Form ADV Part 1A, Items 5.D and 5.F, filed 26 March 2026","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What services does Beacon Associates Wealth Management offer?","answer":"Beacon Associates Wealth Management provides portfolio management for individuals and small businesses and selecting other managers.","source":"Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Which custodians does Beacon Associates Wealth Management use?","answer":"Beacon Associates Wealth Management’s separately managed account assets are held at Charles Schwab & Co., Inc. (San Francisco, CA), with $62.1M and Fidelity Brokerage Services LLC (Smithfield, RI), with $38.6M. Only custodians holding at least a tenth of those assets are named.","source":"Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 26 March 2026","sourceRef":{"doc":"adv1","section":"custodians"}},{"question":"How many financial advisors does Beacon Associates Wealth Management have?","answer":"Beacon Associates Wealth Management has 3 investment adviser representatives registered with state securities authorities, out of 4 employees, and 3 perform investment advisory functions. 0 employees are registered representatives of a broker-dealer and 3 employees are licensed insurance agents.","source":"Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What does Beacon Associates Wealth Management invest in?","answer":"At the end of its last fiscal year, Beacon Associates Wealth Management’s separately managed accounts held 79% registered funds (mutual funds, ETFs, BDCs), 8% investment grade corporate bonds, 7% exchange-traded equities, 3% cash and equivalents and 2% U.S. government and agency bonds.","source":"Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Who owns Beacon Associates Wealth Management?","answer":"Beacon Associates Wealth Management’s direct owner is Steven Wise (75% or more).","source":"Form ADV Part 1A, Schedules A and B, filed 26 March 2026","sourceRef":{"doc":"adv1","section":"scheduleA"}},{"question":"How does Beacon Associates Wealth Management get paid?","answer":"Beacon Associates Wealth Management is paid through a percentage of assets under management. Its Form ADV lists no commissions or performance-based fees among how it is paid.","source":"Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"How do I contact Beacon Associates Wealth Management?","answer":"Beacon Associates Wealth Management’s main office is at 1755 Indianwood Circle,, Suite 200, Maumee, OH 43537. Its phone number is 419-482-0280. Its website is baifinancial.com.","source":"Form ADV Part 1A, Item 1.F, filed 26 March 2026","sourceRef":{"doc":"adv1","section":"offices"}}],"holdings":null,"notice":"Compiled from public SEC Form ADV filings on the dates in `sources`. Facts as filed; not a rating, ranking, or recommendation. Niva is not affiliated with this firm. Disciplinary history is deliberately not included here or on the page; the SEC publishes the complete record at the `iapdUrl` above."}