{"url":"https://nivawealth.com/firms/bayshore-capital-advisors-110209","iapdUrl":"https://adviserinfo.sec.gov/firm/summary/110209","regulatoryAum":879243015,"crd":"110209","history":[{"filedOn":"2021-06-30","regulatoryAum":311382386,"clients":44,"employees":9,"offices":2},{"filedOn":"2022-06-30","regulatoryAum":412976958,"clients":39,"employees":9,"offices":1},{"filedOn":"2023-06-30","regulatoryAum":415626869,"clients":33,"employees":9,"offices":1},{"filedOn":"2024-06-29","regulatoryAum":454206028,"clients":32,"employees":8,"offices":1},{"filedOn":"2025-06-27","regulatoryAum":740751153,"clients":34,"employees":9,"offices":1},{"filedOn":"2026-06-26","regulatoryAum":879243015,"clients":43,"employees":12,"offices":1}],"secFileNumber":"801-60081","legalName":"Bayshore Capital Advisors, LLC","displayName":"Bayshore Capital Advisors","slug":"bayshore-capital-advisors-110209","website":"https://bayshorecap.com/","classification":{"segment":"individuals","segmentLabel":"Wealth management","type":"independent_wealth_manager","typeLabel":"RIA","feeDisclosure":"full"},"linkedinUrl":"https://www.linkedin.com/company/bayshore-capital-advisors-llc","founded":null,"organization":"Florida limited liability company","fiscalYearEnd":"December","headquarters":{"street":"1700 South Macdill Avenue, Suite 340","city":"Tampa","state":"FL","stateName":"Florida","country":"United States","postalCode":"33629"},"tradeNames":["Bayshore Capital"],"registration":{"secApproved":"9 March 2001","noticeFilings":null,"latestNoticeFiling":null},"wealthAumPerClient":null,"staff":{"employees":12,"advisory":9,"brokerDealerReps":0,"insuranceAgents":0,"promoters":0},"aum":{"regulatory":879243015,"discretionary":782337562,"discretionaryAccounts":37,"nonDiscretionary":96905453,"nonDiscretionaryAccounts":1,"wrapProgram":null,"nonUsClientsPct":2,"nonAumClients":11},"clientTypes":[{"label":"Individuals (other than HNW)","clients":null,"fewerThan5":true,"regulatoryAum":1279451},{"label":"High-net-worth individuals","clients":33,"regulatoryAum":413013885},{"label":"Pooled investment vehicles","clients":10,"regulatoryAum":364540801},{"label":"Other investment advisers","clients":null,"fewerThan5":true,"regulatoryAum":96905453},{"label":"Insurance companies","clients":null,"fewerThan5":true,"regulatoryAum":3503425}],"feePrograms":[],"brochureCoverage":{"scope":"sec_inventory","status":"reviewed_no_numerical_schedule","checkedAt":"2026-10-22T06:08:21.532497+00:00","documents":[{"name":"FORM ADV PART 2A","status":"read","sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1047683","versionId":1047683,"submittedOn":"2026-06-09"}]},"custodians":[{"name":"Fidelity Brokerage Services LLC","shortName":"Fidelity","location":"Smithfield, RI","smaAssets":102524084},{"name":"National Financial Services LLC","shortName":"Fidelity","location":"Boston, MA","smaAssets":102524084}],"custodyNote":"Bayshore Capital Advisors has custody of $15M in client assets for 1 client.","leadership":[{"name":"Tready Smith","title":"Principal and Chief Executive Officer","crd":"4357497"},{"name":"Catherine Sanders","title":"Chief Financial Officer / Chief Compliance Officer","crd":"6039425"},{"name":"Thayer Smith","title":"Member","crd":"6176944"}],"ownership":[{"label":"Tready Smith","detail":"Principal and chief executive officer in the 75% or more ownership band and a control person, since January 2001."},{"label":"Thayer Smith","detail":"Member in the 10% to 25% ownership band, since October 2016."}],"filedOffices":{"otherThanPrincipal":0,"privateResidences":0},"listedOfficeAddresses":1,"foreignOffices":[],"officesByState":[{"state":"Florida","offices":1,"addresses":[{"street":"1700 South Macdill Avenue, Suite 340","city":"Tampa","headquarters":true}]}],"advFacts":{"source":{"file":"ia100226.zip","asOf":"2 October 2026"},"telephone":"813-221-3400","stateRegisteredReps":0,"otherAdviserReps":0,"compensation":["A percentage of assets under management","Fixed fees (other than subscription fees)","Performance-based fees","Other"],"activities":["Financial planning services","Portfolio management for individuals and/or small businesses","Portfolio management for pooled investment vehicles (other than investment companies)","Portfolio management for businesses (other than small businesses) or institutional clients","Selection of other advisers (including private fund managers)"],"financialPlanningClients":"1-10","assetMix":[{"label":"Exchange-traded equity securities","percent":20},{"label":"Non-exchange-traded equity securities","percent":12},{"label":"U.S. government/agency bonds","percent":1},{"label":"U.S. state and local bonds","percent":1},{"label":"Investment grade corporate bonds","percent":1},{"label":"Securities issued by registered investment companies or business development companies","percent":19},{"label":"Securities issued by pooled investment vehicles (other than registered investment companies)","percent":44},{"label":"Cash and cash equivalents","percent":1},{"label":"Other","percent":1,"detail":"Assets Included in \"Other\" Are Private Loans and Private Reits."}],"privateFunds":10},"sources":{"adv1FilingDate":"26 June 2026","adv1Url":"https://reports.adviserinfo.sec.gov/reports/ADV/110209/PDF/110209.pdf","brochureDate":"9 June 2026","brochureUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1047683","iapdCompiledDate":null,"retrievedDate":"15 October 2026","retrievedOn":"2026-10-15","updatedOn":"2026-10-22","holdingsUpdatedOn":"2026-10-21","adv1Pages":{},"brochurePages":{}},"otherBusiness":[],"faq":[{"question":"How many clients does Bayshore Capital Advisors have?","answer":"Bayshore Capital Advisors has 43 clients and manages $879 million for them, as of June 2026. They include 33 high-net-worth individuals and 10 pooled investment vehicles.","source":"Form ADV Part 1A, Items 5.D and 5.F, filed 26 June 2026","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What services does Bayshore Capital Advisors offer?","answer":"Bayshore Capital Advisors provides financial planning, portfolio management for individuals and small businesses, portfolio management for pooled vehicles, portfolio management for institutions, and selecting other managers.","source":"Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Which custodians does Bayshore Capital Advisors use?","answer":"Bayshore Capital Advisors’ separately managed account assets are held at Fidelity Brokerage Services LLC (Smithfield, RI), with $103M and National Financial Services LLC (Boston, MA), with $103M. Only custodians holding at least a tenth of those assets are named.","source":"Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 26 June 2026","sourceRef":{"doc":"adv1","section":"custodians"}},{"question":"How many financial advisors does Bayshore Capital Advisors have?","answer":"Bayshore Capital Advisors has 0 investment adviser representatives registered with state securities authorities, out of 12 employees, and 9 perform investment advisory functions. None are registered representatives of a broker-dealer or licensed insurance agents.","source":"Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What does Bayshore Capital Advisors invest in?","answer":"At the end of its last fiscal year, Bayshore Capital Advisors’ separately managed accounts held 44% pooled vehicles (private funds and similar), 20% exchange-traded equities, 19% registered funds (mutual funds, ETFs, BDCs), 12% non-exchange-traded equities, 1% U.S. government and agency bonds, 1% state and local bonds, 1% investment grade corporate bonds, 1% cash and equivalents and 1% other. The 1% other category is described as: Assets Included in \"Other\" Are Private Loans and Private Reits. It advises 10 private funds.","source":"Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Who owns Bayshore Capital Advisors?","answer":"Bayshore Capital Advisors’ direct owners are Tready Smith (75% or more) and Thayer Smith (10% to 25%).","source":"Form ADV Part 1A, Schedules A and B, filed 26 June 2026","sourceRef":{"doc":"adv1","section":"scheduleA"}},{"question":"How does Bayshore Capital Advisors get paid?","answer":"Bayshore Capital Advisors is paid through a percentage of assets under management, fixed fees, performance-based fees and other compensation. Its Form ADV lists no commissions among how it is paid.","source":"Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Is Bayshore Capital Advisors registered with the SEC?","answer":"Yes, Bayshore Capital Advisors has been registered with the SEC as an investment adviser since 9 March 2001. Its CRD number is 110209 and its SEC file number is 801-60081.","source":"Form ADV Part 1A, Item 1, filed 26 June 2026; IAPD firm record","sourceRef":{"doc":"adv1","section":"identity"}},{"question":"How do I contact Bayshore Capital Advisors?","answer":"Bayshore Capital Advisors’ main office is at 1700 South Macdill Avenue, Suite 340, Tampa, FL 33629. Its phone number is 813-221-3400. Its website is bayshorecap.com.","source":"Form ADV Part 1A, Item 1.F, filed 26 June 2026","sourceRef":{"doc":"adv1","section":"offices"}}],"holdings":{"url":"https://nivawealth.com/firms/bayshore-capital-advisors-110209/holdings","form":"13F-HR","periodOfReport":"2026-06-30","filedOn":"2026-07-22","filingIndexUrl":"https://www.sec.gov/Archives/edgar/data/1598176/000159817626000005/0001598176-26-000005-index.html","totalValue":214197596,"positionCount":42,"top10Share":0.8460699437541773,"top10":[{"issuer":"USA RARE EARTH INC","titleOfClass":"COM","cusip":"91733P107","value":95788980,"shares":4438785,"shareType":"SH","priorValue":132328574,"priorShares":8743216},{"issuer":"SPDR GOLD TR","titleOfClass":"GOLD SHS","cusip":"78463V107","value":27679337,"shares":75138,"shareType":"SH","priorValue":27083313,"priorShares":62942},{"issuer":"VANECK ETF TRUST","titleOfClass":"REAL ASSETS ETF","cusip":"92189F130","value":12818253,"shares":323122,"shareType":"SH"},{"issuer":"FIDELITY WISE ORIGIN BITCOIN","titleOfClass":"SHS","cusip":"315948109","value":8550848,"shares":167499,"shareType":"SH","priorValue":2430470,"priorShares":41173},{"issuer":"ISHARES BITCOIN TRUST ETF","titleOfClass":"SHS BEN INT","cusip":"46438F101","value":7585425,"shares":227859,"shareType":"SH","priorValue":10723752,"priorShares":279119},{"issuer":"ISHARES TR","titleOfClass":"RUS 1000 ETF","cusip":"464287622","value":7558062,"shares":18456,"shareType":"SH","priorValue":5659727,"priorShares":15873},{"issuer":"BLUE OWL TECHNOLOGY FIN CORP","titleOfClass":"COMMON STOCK","cusip":"095924106","value":6115867,"shares":590905,"shareType":"SH","priorValue":5002871,"priorShares":403783},{"issuer":"GLOBAL X FDS","titleOfClass":"GLOBAL X COPPER","cusip":"37954Y830","value":5763282,"shares":74877,"shareType":"SH","priorValue":1246948,"priorShares":16332},{"issuer":"BLUE OWL CAPITAL CORPORATION","titleOfClass":"COM","cusip":"69121K104","value":5081780,"shares":467505,"shareType":"SH","priorValue":4313400,"priorShares":390000},{"issuer":"GALAXY DIGITAL INC.","titleOfClass":"CL A","cusip":"36317J209","value":4284314,"shares":156705,"shareType":"SH","priorValue":2891207,"priorShares":156705}],"positionsListed":42,"positions":[{"issuer":"USA RARE EARTH INC","titleOfClass":"COM","cusip":"91733P107","value":95788980,"shares":4438785,"shareType":"SH","priorValue":132328574,"priorShares":8743216},{"issuer":"SPDR GOLD TR","titleOfClass":"GOLD SHS","cusip":"78463V107","value":27679337,"shares":75138,"shareType":"SH","priorValue":27083313,"priorShares":62942},{"issuer":"VANECK ETF TRUST","titleOfClass":"REAL ASSETS ETF","cusip":"92189F130","value":12818253,"shares":323122,"shareType":"SH"},{"issuer":"FIDELITY WISE ORIGIN BITCOIN","titleOfClass":"SHS","cusip":"315948109","value":8550848,"shares":167499,"shareType":"SH","priorValue":2430470,"priorShares":41173},{"issuer":"ISHARES BITCOIN TRUST ETF","titleOfClass":"SHS BEN INT","cusip":"46438F101","value":7585425,"shares":227859,"shareType":"SH","priorValue":10723752,"priorShares":279119},{"issuer":"ISHARES TR","titleOfClass":"RUS 1000 ETF","cusip":"464287622","value":7558062,"shares":18456,"shareType":"SH","priorValue":5659727,"priorShares":15873},{"issuer":"BLUE OWL TECHNOLOGY FIN CORP","titleOfClass":"COMMON STOCK","cusip":"095924106","value":6115867,"shares":590905,"shareType":"SH","priorValue":5002871,"priorShares":403783},{"issuer":"GLOBAL X FDS","titleOfClass":"GLOBAL X COPPER","cusip":"37954Y830","value":5763282,"shares":74877,"shareType":"SH","priorValue":1246948,"priorShares":16332},{"issuer":"BLUE OWL CAPITAL CORPORATION","titleOfClass":"COM","cusip":"69121K104","value":5081780,"shares":467505,"shareType":"SH","priorValue":4313400,"priorShares":390000},{"issuer":"GALAXY DIGITAL INC.","titleOfClass":"CL A","cusip":"36317J209","value":4284314,"shares":156705,"shareType":"SH","priorValue":2891207,"priorShares":156705},{"issuer":"GLOBAL X FDS","titleOfClass":"GLOBAL X URANIUM","cusip":"37954Y871","value":4064100,"shares":93000,"shareType":"SH"},{"issuer":"VANGUARD WORLD FD","titleOfClass":"INF TECH ETF","cusip":"92204A702","value":2671510,"shares":22352,"shareType":"SH","priorValue":1949430,"priorShares":2794},{"issuer":"STATE STR SPDR S&P 500 ETF T","titleOfClass":"TR UNIT","cusip":"78462F103","value":2356060,"shares":3155,"shareType":"SH","priorValue":2051823,"priorShares":3155},{"issuer":"GOLUB CAP BDC INC","titleOfClass":"COM","cusip":"38173M102","value":1866415,"shares":144908,"shareType":"SH","priorValue":759600,"priorShares":60000},{"issuer":"VANECK ETF TRUST","titleOfClass":"URANI NUCLE ETF","cusip":"92189F601","value":1500897,"shares":12941,"shareType":"SH","priorValue":1194847,"priorShares":8971},{"issuer":"BLACKSTONE SECD LENDING FD","titleOfClass":"COMMON STOCK","cusip":"09261X102","value":1443773,"shares":60893,"shareType":"SH","priorValue":592250,"priorShares":25000},{"issuer":"ISHARES SILVER TR","titleOfClass":"ISHARES","cusip":"46428Q109","value":1376853,"shares":25750,"shareType":"SH","priorValue":1754605,"priorShares":25750},{"issuer":"INVESCO QQQ TR","titleOfClass":"UNIT SER 1","cusip":"46090E103","value":1305637,"shares":1773,"shareType":"SH","priorValue":1023340,"priorShares":1773},{"issuer":"CAPITAL SOUTHWEST CORP","titleOfClass":"COM","cusip":"140501107","value":1148567,"shares":48320,"shareType":"SH","priorValue":453460,"priorShares":20500},{"issuer":"GOLDMAN SACHS ETF TR","titleOfClass":"S&P 500 PREMIUM","cusip":"38149W622","value":1111400,"shares":20000,"shareType":"SH"},{"issuer":"SPROTT ETF TRUST","titleOfClass":"GOLD MINERS ETF","cusip":"85210B102","value":1031068,"shares":16400,"shareType":"SH","priorValue":1238036,"priorShares":16400},{"issuer":"MIDCAP FINANCIAL INVSTMNT CO","titleOfClass":"COM NEW","cusip":"03761U502","value":983606,"shares":97580,"shareType":"SH","priorValue":449600,"priorShares":40000},{"issuer":"ISHARES TR","titleOfClass":"RUSSELL 3000 ETF","cusip":"464287689","value":981146,"shares":2301,"shareType":"SH","priorValue":852935,"priorShares":2301},{"issuer":"GOLDMAN SACHS ETF TR","titleOfClass":"NASDA 100 ETF","cusip":"38149W630","value":859995,"shares":14500,"shareType":"SH"},{"issuer":"FIDELITY COVINGTON TRUST","titleOfClass":"MSCI INDL INDX","cusip":"316092709","value":843398,"shares":8467,"shareType":"SH","priorValue":732565,"priorShares":8467},{"issuer":"ISHARES TR","titleOfClass":"7-10 YR TRSY BD","cusip":"464287440","value":821340,"shares":8685,"shareType":"SH","priorValue":857624,"priorShares":8986},{"issuer":"TESLA INC","titleOfClass":"COM","cusip":"88160R101","value":803346,"shares":1910,"shareType":"SH","priorValue":710043,"priorShares":1910},{"issuer":"FIDELITY COVINGTON TRUST","titleOfClass":"MSCI CONSM DIS","cusip":"316092204","value":797113,"shares":7751,"shareType":"SH","priorValue":722858,"priorShares":7751},{"issuer":"MICROSOFT CORP","titleOfClass":"COM","cusip":"594918104","value":794160,"shares":2129,"shareType":"SH","priorValue":788092,"priorShares":2129},{"issuer":"ISHARES TR","titleOfClass":"CORE US AGGBD ET","cusip":"464287226","value":774715,"shares":7827,"shareType":"SH","priorValue":776986,"priorShares":7827},{"issuer":"FIDELITY COVINGTON TRUST","titleOfClass":"MSCI FINLS IDX","cusip":"316092501","value":735741,"shares":9610,"shareType":"SH","priorValue":674622,"priorShares":9610},{"issuer":"FS KKR CAP CORP","titleOfClass":"COM","cusip":"302635206","value":735210,"shares":70020,"shareType":"SH","priorValue":295220,"priorShares":29000},{"issuer":"FIDELITY COVINGTON TRUST","titleOfClass":"MSCI HLTH CARE I","cusip":"316092600","value":617770,"shares":7997,"shareType":"SH","priorValue":337517,"priorShares":4797},{"issuer":"FIDELITY COVINGTON TRUST","titleOfClass":"MSCI COMMNTN SVC","cusip":"316092873","value":565289,"shares":8136,"shareType":"SH","priorValue":554224,"priorShares":8136},{"issuer":"VANGUARD WORLD FD","titleOfClass":"CONSUM STP ETF","cusip":"92204A207","value":482548,"shares":2140,"shareType":"SH"},{"issuer":"ISHARES TR","titleOfClass":"TRUST ISHARE 0-1","cusip":"464288679","value":442393,"shares":4009,"shareType":"SH","priorValue":491567,"priorShares":4453},{"issuer":"ENERGY FUELS INC","titleOfClass":"COM NEW","cusip":"292671708","value":419050,"shares":28900,"shareType":"SH","priorValue":527425,"priorShares":28900},{"issuer":"VANGUARD WORLD FD","titleOfClass":"ENERGY ETF","cusip":"92204A306","value":378628,"shares":2522,"shareType":"SH","priorValue":436407,"priorShares":2522},{"issuer":"SPROTT ASSET MANAGEMENT LP","titleOfClass":"PHYSICAL PLATINU","cusip":"85207Q104","value":333660,"shares":26800,"shareType":"SH","priorValue":416204,"priorShares":26800},{"issuer":"ISHARES TR","titleOfClass":"ISHS 1-5YR INVS","cusip":"464288646","value":280969,"shares":5361,"shareType":"SH","priorValue":281774,"priorShares":5361},{"issuer":"APPLE INC","titleOfClass":"COM","cusip":"037833100","value":235828,"shares":815,"shareType":"SH","priorValue":206839,"priorShares":815},{"issuer":"AMAZON COM INC","titleOfClass":"COM","cusip":"023135106","value":209263,"shares":878,"shareType":"SH"}]},"notice":"Compiled from public SEC Form ADV filings on the dates in `sources`. Facts as filed; not a rating, ranking, or recommendation. Niva is not affiliated with this firm. Disciplinary history is deliberately not included here or on the page; the SEC publishes the complete record at the `iapdUrl` above."}