{"url":"https://nivawealth.com/firms/battery-management-160921","iapdUrl":"https://adviserinfo.sec.gov/firm/summary/160921","regulatoryAum":15609095762,"crd":"160921","secFileNumber":"801-79475","legalName":"Battery Management Corp.","displayName":"Battery Management","website":"https://www.battery.com/","founded":null,"organization":"Massachusetts corporation","fiscalYearEnd":"December","headquarters":{"street":"One Marina Park Drive, Suite 1100","city":"Boston","state":"MA","stateName":"Massachusetts","country":"United States","postalCode":"02210"},"tradeNames":["Battery Ventures"],"registration":{"secApproved":"18 April 2014","noticeFilings":null,"latestNoticeFiling":null},"staff":{"employees":113,"advisory":70,"brokerDealerReps":0,"insuranceAgents":0,"promoters":0},"aum":{"discretionary":15609095762,"discretionaryAccounts":60,"nonDiscretionary":0,"nonDiscretionaryAccounts":0,"wrapProgram":null,"nonUsClientsPct":32,"nonAumClients":0},"clientTypes":[{"label":"Pooled investment vehicles","clients":60,"regulatoryAum":15609095762}],"fees":[],"feeNotes":[],"custodians":[],"custodyNote":"Battery Management has custody of $15.61B for 60 clients.","otherCustodians":[],"leadership":[{"name":"Neeraj Agrawal","title":"Executive Officer, Board Member, Vice President","crd":"6039957"},{"name":"Michael Brown","title":"Executive Officer, Board Member, President","crd":"2526557"},{"name":"Jesse Feldman","title":"Executive Officer, Board Member, Vice President","crd":"6039945"},{"name":"Chelsea Stoner","title":"Executive Officer, Vice President","crd":"6303667"},{"name":"Christopher Schiavo","title":"Treasurer, Chief Financial Officer","crd":"6032828"},{"name":"Lizette Perez-Deisboeck","title":"Secretary, General Counsel, Chief Compliance Officer","crd":"6032829"},{"name":"Morad El-Hafed","title":"Executive Officer","crd":"5010233"},{"name":"Russell Fleischer","title":"Executive Officer","crd":"1808255"},{"name":"Roger Lee","title":"Executive Officer","crd":"2363807"},{"name":"Zachary Smotherman","title":"Executive Officer","crd":"5062082"},{"name":"Robert Tabors","title":"Executive Officer","crd":"4071123"},{"name":"Dharmesh Thakker","title":"Executive Officer","crd":"5340431"},{"name":"Scott Tobin","title":"Executive Officer","crd":"6028321"}],"ownership":[{"label":"Battery Management Company LLC","detail":"Shareholder in the 75% or more ownership band and a control person, since January 2005."}],"branchOffices":null,"filedOffices":{"otherThanPrincipal":3,"privateResidences":0},"listedOfficeAddresses":4,"officesByState":[{"state":"California","offices":2,"addresses":[{"street":"2882 Sand Hill Road","city":"Menlo Park"},{"street":"140 New Montgomery Street","city":"San Francisco"}]},{"state":"Massachusetts","offices":1,"addresses":[{"street":"One Marina Park Drive, Suite 1100","city":"Boston","headquarters":true}]},{"state":"New York","offices":1,"addresses":[{"street":"100 5th Avenue","city":"New York"}]}],"advFacts":{"source":{"file":"ia100226.zip","asOf":"2 October 2026"},"telephone":"617-948-3600","stateRegisteredReps":0,"otherAdviserReps":0,"compensation":["A percentage of assets under management","Performance-based fees"],"activities":["Portfolio management for pooled investment vehicles (other than investment companies)"],"financialPlanningClients":null,"assetMix":[],"privateFunds":60},"sources":{"adv1FilingDate":"30 March 2026","adv1Url":"https://reports.adviserinfo.sec.gov/reports/ADV/160921/PDF/160921.pdf","brochureDate":null,"brochureUrl":null,"iapdCompiledDate":null,"retrievedDate":"15 October 2026","retrievedOn":"2026-10-15","adv1Pages":{},"brochurePages":{}},"otherBusiness":[],"faq":[{"question":"How many clients does Battery Management have?","answer":"Battery Management has 60 clients and manages $15.6 billion for them, as of March 2026.","source":"Form ADV Part 1A, Items 5.D and 5.F, filed 30 March 2026","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What services does Battery Management offer?","answer":"Battery Management provides portfolio management for pooled vehicles.","source":"Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"How many financial advisors does Battery Management have?","answer":"Battery Management has 0 investment adviser representatives registered with state securities authorities, out of 113 employees, and 70 perform investment advisory functions. None are registered representatives of a broker-dealer or licensed insurance agents.","source":"Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Who owns Battery Management?","answer":"Battery Management’s direct owner is Battery Management Company LLC (75% or more).","source":"Form ADV Part 1A, Schedules A and B, filed 30 March 2026","sourceRef":{"doc":"adv1","section":"scheduleA"}},{"question":"How does Battery Management get paid?","answer":"Battery Management is paid through a percentage of assets under management and performance-based fees. Its Form ADV lists no commissions among how it is paid.","source":"Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}}],"holdings":{"url":"https://nivawealth.com/firms/battery-management-160921/holdings","form":"13F-HR","periodOfReport":"2026-06-30","filedOn":"2026-08-14","filingIndexUrl":"https://www.sec.gov/Archives/edgar/data/1548594/000154859426000010/0001548594-26-000010-index.html","totalValue":368295473,"positionCount":5,"top10Share":1,"top10":[{"issuer":"SERVICETITAN INC","titleOfClass":"SHS CL A","cusip":"81764X103","value":182933417,"shares":2587094,"shareType":"SH","priorValue":209414256,"priorShares":3299941},{"issuer":"BRAZE INC","titleOfClass":"COM CL A","cusip":"10576N102","value":100387588,"shares":4628289,"shareType":"SH","priorValue":109273903,"priorShares":4628289},{"issuer":"KODIAK AI INC.","titleOfClass":"COM","cusip":"500081104","value":57691879,"shares":11356669,"shareType":"SH","priorValue":78815283,"priorShares":11356669},{"issuer":"CHAMPIONS ONCOLOGY INC","titleOfClass":"COM NEW","cusip":"15870P307","value":14917506,"shares":2421673,"shareType":"SH","priorValue":13924620,"priorShares":2421673},{"issuer":"SPRINKLR INC","titleOfClass":"CL A","cusip":"85208T107","value":12365083,"shares":2396334,"shareType":"SH","priorValue":14378004,"priorShares":2396334}],"positionsListed":5,"positions":[{"issuer":"SERVICETITAN INC","titleOfClass":"SHS CL A","cusip":"81764X103","value":182933417,"shares":2587094,"shareType":"SH","priorValue":209414256,"priorShares":3299941},{"issuer":"BRAZE INC","titleOfClass":"COM CL A","cusip":"10576N102","value":100387588,"shares":4628289,"shareType":"SH","priorValue":109273903,"priorShares":4628289},{"issuer":"KODIAK AI INC.","titleOfClass":"COM","cusip":"500081104","value":57691879,"shares":11356669,"shareType":"SH","priorValue":78815283,"priorShares":11356669},{"issuer":"CHAMPIONS ONCOLOGY INC","titleOfClass":"COM NEW","cusip":"15870P307","value":14917506,"shares":2421673,"shareType":"SH","priorValue":13924620,"priorShares":2421673},{"issuer":"SPRINKLR INC","titleOfClass":"CL A","cusip":"85208T107","value":12365083,"shares":2396334,"shareType":"SH","priorValue":14378004,"priorShares":2396334}]},"notice":"Compiled from public SEC Form ADV filings on the dates in `sources`. Facts as filed; not a rating, ranking, or recommendation. Niva Wealth is not affiliated with this firm. Disciplinary history is deliberately not included here or on the page; the SEC publishes the complete record at the `iapdUrl` above."}