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They include 66 high-net-worth individuals, 48 individual clients and 1 pooled investment vehicle.","source":"Form ADV Part 1A, Items 5.D and 5.F, filed 29 May 2026","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What services does Basso Capital Management offer?","answer":"Basso Capital Management provides portfolio management for individuals and small businesses and portfolio management for pooled vehicles.","source":"Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"How much does Basso Capital Management charge?","answer":"Basso Capital Management charges 0.40%–1.00% a year for its Advisory Fees and Performance-Based Compensation. The fee is billed in advance and is negotiable.","source":"BASSO CAPITAL MANAGEMENT, L.P. FORM ADV PART 2A, filed 27 March 2026","sourceRef":{"doc":"brochure","section":"fees"}},{"question":"Which custodians does Basso Capital Management use?","answer":"Basso Capital Management’s separately managed account assets are held at Pershing Advisor Solutions LLC (Jersey City, NJ), with $384M, Charles Schwab & Co., Inc. (Westlake, TX), with $251M and Fidelity Brokerage Services LLC (Smithfield, RI), with $107M. Only custodians holding at least a tenth of those assets are named.","source":"Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 29 May 2026","sourceRef":{"doc":"adv1","section":"custodians"}},{"question":"How many financial advisors does Basso Capital Management have?","answer":"Basso Capital Management has 2 investment adviser representatives registered with state securities authorities, out of 12 employees, and 6 perform investment advisory functions. None are registered representatives of a broker-dealer or licensed insurance agents.","source":"Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What does Basso Capital Management invest in?","answer":"At the end of its last fiscal year, Basso Capital Management’s separately managed accounts held 52% exchange-traded equities, 16% investment grade corporate bonds, 15% pooled vehicles (private funds and similar), 6% cash and equivalents, 5% high-yield corporate bonds, 4% other, 1% U.S. government and agency bonds, 1% state and local bonds and 1% registered funds (mutual funds, ETFs, BDCs). The 4% other category is described as: Direct Real Estate Investments. It advises 1 private fund.","source":"Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Who owns Basso Capital Management?","answer":"Basso Capital Management’s direct owner is Dwight Nelson (75% or more).","source":"Form ADV Part 1A, Schedules A and B, filed 29 May 2026","sourceRef":{"doc":"adv1","section":"scheduleA"}},{"question":"How does Basso Capital Management get paid?","answer":"Basso Capital Management is paid through a percentage of assets under management, fixed fees and performance-based fees. Its Form ADV lists no commissions among how it is paid.","source":"Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Is Basso Capital Management registered with the SEC?","answer":"Yes, Basso Capital Management has been registered with the SEC as an investment adviser since 12 April 2005. 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