{"url":"https://nivawealth.com/firms/baseline-wealth-management-155526","iapdUrl":"https://adviserinfo.sec.gov/firm/summary/155526","regulatoryAum":1083389424,"crd":"155526","history":[{"filedOn":"2021-07-08","regulatoryAum":618513259,"clients":137,"employees":9,"offices":3},{"filedOn":"2022-03-31","regulatoryAum":672589779,"clients":211,"employees":10,"offices":2},{"filedOn":"2023-03-29","regulatoryAum":782812863,"clients":293,"employees":11,"offices":2},{"filedOn":"2024-03-27","regulatoryAum":851789671,"clients":230,"employees":12,"offices":2},{"filedOn":"2025-03-31","regulatoryAum":853417060,"clients":245,"employees":12,"offices":2},{"filedOn":"2026-06-04","regulatoryAum":1083389424,"clients":261,"employees":13,"offices":2}],"secFileNumber":"801-72136","legalName":"Baseline Wealth Management LTD.","displayName":"Baseline Wealth 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Also a sole member of TPG IX Finco II, L.P. in the 75% or more band and a control person, since October 2022.","parent":"TPG IX Finco I, L.P."},{"label":"TPG IX Finco II, L.P.","detail":"Indirect owner: a member of TPG IX Cardiff Holdings I, L.P. in the 50% to 75% band and a control person, since September 2024.","parent":"TPG IX Cardiff Holdings I, L.P."},{"label":"Peter Mallouk","detail":"Indirect owner: trustee of Peter Mallouk Trust Dated 7/17/2002 and a control person, since July 2002.","parent":"Peter Mallouk Trust Dated 7/17/2002"}],"branchOffices":null,"filedOffices":{"otherThanPrincipal":1,"privateResidences":0},"listedOfficeAddresses":2,"foreignOffices":[{"city":"ZURICH","country":"Switzerland","postalCode":"8008","street":"LINDENSTRASSE 22","display":{"city":"ZURICH","region":null,"postalCode":"8008","ruleVersion":"office-display-1"}}],"officesByState":[],"advFacts":{"source":{"file":"ia100226.zip","asOf":"2 October 2026"},"telephone":"41581057620","stateRegisteredReps":0,"otherAdviserReps":1,"compensation":["A percentage of assets under management","Performance-based fees"],"activities":["Portfolio management for individuals and/or small businesses"],"financialPlanningClients":"0","assetMix":[{"label":"Exchange-traded equity securities","percent":35},{"label":"U.S. government/agency bonds","percent":7},{"label":"Sovereign bonds","percent":1},{"label":"Investment grade corporate bonds","percent":19},{"label":"Non-investment grade corporate bonds","percent":1},{"label":"Securities issued by registered investment companies or business development companies","percent":2},{"label":"Securities issued by pooled investment vehicles (other than registered investment companies)","percent":20},{"label":"Cash and cash equivalents","percent":10},{"label":"Other","percent":5,"detail":"Precious Metals (Direct Holding Or Metal Accounts. 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They include 261 high-net-worth individuals.","source":"Form ADV Part 1A, Items 5.D and 5.F, filed 4 June 2026","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What services does Baseline Wealth Management offer?","answer":"Baseline Wealth Management provides portfolio management for individuals and small businesses.","source":"Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"How much does Baseline Wealth Management charge?","answer":"Baseline Wealth Management charges 0.25%–1.20% a year for its Asset management fee. Each asset band is charged at its own rate. The fee is billed in arrears and has a $4,000 annual minimum.","source":"BASELINE WEALTH MANAGEMENT LTD, filed 31 March 2026","sourceRef":{"doc":"brochure","section":"fees"}},{"question":"Which custodians does Baseline Wealth Management use?","answer":"Baseline Wealth Management’s separately managed account assets are held at Banque Pictet & Cie Sa (Carouge), with $308M, UBS Group Ag (Zurich), with $217M and Banque Syz Sa (Geneva), with $142M. Only custodians holding at least a tenth of those assets are named.","source":"Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 4 June 2026","sourceRef":{"doc":"adv1","section":"custodians"}},{"question":"How many financial advisors does Baseline Wealth Management have?","answer":"Baseline Wealth Management has 0 investment adviser representatives registered with state securities authorities, out of 13 employees, and 9 perform investment advisory functions. None are registered representatives of a broker-dealer or licensed insurance agents.","source":"Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What does Baseline Wealth Management invest in?","answer":"At the end of its last fiscal year, Baseline Wealth Management’s separately managed accounts held 35% exchange-traded equities, 20% pooled vehicles (private funds and similar), 19% investment grade corporate bonds, 10% cash and equivalents, 7% U.S. government and agency bonds, 5% other, 2% registered funds (mutual funds, ETFs, BDCs), 1% sovereign bonds and 1% high-yield corporate bonds. The 5% other category is described as: Precious Metals (Direct Holding Or Metal Accounts. No Etfs).","source":"Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Who owns Baseline Wealth Management?","answer":"Baseline Wealth Management is owned through a chain of holding companies by TPG Inc., TPG Partners IX, L.P. and TPG IX Finco II, L.P. Its direct owner is Cpi Holdco B, LLC (75% or more).","source":"Form ADV Part 1A, Schedules A and B, filed 4 June 2026","sourceRef":{"doc":"adv1","section":"scheduleA"}},{"question":"How does Baseline Wealth Management get paid?","answer":"Baseline Wealth Management is paid through a percentage of assets under management and performance-based fees. Its Form ADV lists no commissions among how it is paid.","source":"Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"How do I contact Baseline Wealth Management?","answer":"Baseline Wealth Management’s main office is at Rue Du Rhône 67, Geneva, Switzerland 1207. Its phone number is 41581057620. Its website is baselinewealth.com.","source":"Form ADV Part 1A, Item 1.F, filed 4 June 2026","sourceRef":{"doc":"adv1","section":"offices"}}],"holdings":null,"notice":"Compiled from public SEC Form ADV filings on the dates in `sources`. Facts as filed; not a rating, ranking, or recommendation. Niva is not affiliated with this firm. Disciplinary history is deliberately not included here or on the page; the SEC publishes the complete record at the `iapdUrl` above."}