{"url":"https://nivawealth.com/firms/bartley-financial-advisors-124293","iapdUrl":"https://adviserinfo.sec.gov/firm/summary/124293","regulatoryAum":151581219,"crd":"124293","adviserRoster":{"asOf":"2026-10-09","items":[{"crd":"3070452","suffix":null,"lastName":"BARTLEY","firstName":"ROBERT","middleName":"CHARLES"},{"crd":"8030404","suffix":null,"lastName":"McCrae","firstName":"Daisia","middleName":"Marie"}],"total":2,"loadedAt":"2026-10-10T00:20:19.761928+00:00","sourceUrl":"https://reports.adviserinfo.sec.gov/reports/CompilationReports/IA_INDVL_Feed_10_09_2026.xml.zip"},"history":[{"filedOn":"2021-05-07","regulatoryAum":107219309,"clients":84,"employees":4,"offices":2},{"filedOn":"2022-02-18","regulatoryAum":114398720,"clients":88,"employees":4,"offices":2},{"filedOn":"2023-03-22","regulatoryAum":116068938,"clients":87,"employees":3,"offices":2},{"filedOn":"2024-03-06","regulatoryAum":128487946,"clients":95,"employees":4,"offices":3},{"filedOn":"2025-03-17","regulatoryAum":140023557,"clients":96,"employees":3,"offices":2},{"filedOn":"2026-07-10","regulatoryAum":151581219,"clients":98,"employees":5,"offices":3}],"secFileNumber":"801-121433","legalName":"Bartley Financial Advisors, LLC","displayName":"Bartley Financial Advisors","slug":"bartley-financial-advisors-124293","website":"https://bartleyfinancial.com/","logo":{"src":"https://rmkhnxnbeclogprvkfyl.supabase.co/storage/v1/object/public/firm-logos/124293/302c8929c06bf08f-r1.webp","tone":"light","width":1783,"height":200,"sourceUrl":"https://bartleyfinancial.com/","sourceLabel":"Bartley Financial Advisors, LLC, website"},"classification":{"segment":"individuals","segmentLabel":"Wealth management","type":"independent_wealth_manager","typeLabel":"RIA","feeDisclosure":"full"},"linkedinUrl":"https://www.linkedin.com/company/bartley-financial-advisors-inc-","xUrl":"https://x.com/Bartley_FIN","founded":null,"organization":"Massachusetts limited liability company","fiscalYearEnd":"December","headquarters":{"street":"169 South River Road, Suite 17","city":"Bedford","state":"NH","stateName":"New Hampshire","country":"United States","postalCode":"03110"},"tradeNames":[],"registration":{"secApproved":"7 June 2021","noticeFilings":null,"latestNoticeFiling":null},"wealthAumPerClient":1449123.8979591837,"staff":{"employees":5,"advisory":1,"brokerDealerReps":0,"insuranceAgents":0,"promoters":0},"aum":{"regulatory":151581219,"discretionary":126031081,"discretionaryAccounts":374,"nonDiscretionary":25550138,"nonDiscretionaryAccounts":123,"wrapProgram":null,"nonUsClientsPct":0,"nonAumClients":0},"clientTypes":[{"label":"Individuals (other than HNW)","clients":52,"regulatoryAum":32941343},{"label":"High-net-worth individuals","clients":46,"regulatoryAum":109072799},{"label":"Pension and profit-sharing plans","clients":null,"fewerThan5":true,"regulatoryAum":6731578},{"label":"Charitable organizations","clients":null,"fewerThan5":true,"regulatoryAum":2569257},{"label":"Corporations and other businesses","clients":null,"fewerThan5":true,"regulatoryAum":266242}],"feePrograms":[{"role":"main","program":"Advisory Agreement (planning and investment management)","feeBasis":"range","fee_tiers":null,"sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1021925","versionId":1021925,"ratePeriod":"annual","fee_billing":"advance","submittedOn":"2026-03-19","documentName":"ADV PART 2 UPDATED","fee_rate_low":0.6,"fee_rate_high":1,"fee_negotiable":true,"minimum_account":null,"feeMinimumPeriod":"annual","fee_minimum_annual":6000},{"role":"other","program":"Hourly Planning Engagements","summary":"Limited-scope hourly planning is $525 an hour for Robert Bartley and $150 to $375 an hour for other team members.","sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1021925","versionId":1021925,"submittedOn":"2026-03-19","documentName":"ADV PART 2 UPDATED"}],"brochureCoverage":{"scope":"sec_inventory","status":"reviewed","checkedAt":"2026-10-22T12:43:24.565124+00:00","documents":[{"name":"ADV PART 2 UPDATED","status":"read","sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1021925","versionId":1021925,"submittedOn":"2026-03-19"}]},"custodians":[{"name":"Charles Schwab & Co., Inc.","shortName":"Charles Schwab","location":"Westlake, TX","smaAssets":37324542},{"name":"Fidelity Brokerage Services LLC","shortName":"Fidelity","location":"Smithfield, RI","smaAssets":88846864}],"custodyNote":"Bartley Financial Advisors has custody of $13.1M for 35 clients.","otherCustodians":[],"leadership":[{"name":"Robert Bartley","title":"Managing Member and Chief Compliance Officer","crd":"3070452"},{"name":"Bianca Mammola","title":"Member","crd":"8239324"}],"ownership":[{"label":"Robert Bartley","detail":"Managing member and chief compliance officer in the 75% or more ownership band and a control person, since September 2000. Also trustee of Robert C. Bartley Trust and a control person, since May 2010."},{"label":"Robert C. Bartley Trust","detail":"Member in the 75% or more ownership band and a control person, since May 2018."},{"label":"Bianca Mammola","detail":"Member in the 10% to 25% ownership band and a control person, since January 2025."}],"branchOffices":null,"filedOffices":{"otherThanPrincipal":2,"privateResidences":1},"listedOfficeAddresses":2,"foreignOffices":[],"officesByState":[{"state":"Massachusetts","offices":1,"addresses":[{"street":"300 Brickstone Square","city":"Andover"}]},{"state":"New Hampshire","offices":1,"addresses":[{"street":"169 South River Road, Suite 17","city":"Bedford","headquarters":true}]}],"advFacts":{"source":{"file":"ia100226.zip","asOf":"2 October 2026"},"telephone":"603-625-9900","stateRegisteredReps":1,"otherAdviserReps":0,"compensation":["A percentage of assets under management","Hourly charges","Fixed fees (other than subscription fees)"],"activities":["Financial planning services","Portfolio management for individuals and/or small businesses","Portfolio management for businesses (other than small businesses) or institutional clients","Pension consulting services","Selection of other advisers (including private fund managers)"],"financialPlanningClients":"51-100","assetMix":[{"label":"Exchange-traded equity securities","percent":5},{"label":"Securities issued by registered investment companies or business development companies","percent":94},{"label":"Cash and cash equivalents","percent":1}],"privateFunds":0},"sources":{"adv1FilingDate":"10 July 2026","adv1Url":"https://reports.adviserinfo.sec.gov/reports/ADV/124293/PDF/124293.pdf","brochureDate":"19 March 2026","brochureUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1021925","iapdCompiledDate":null,"retrievedDate":"15 October 2026","retrievedOn":"2026-10-15","updatedOn":"2026-10-22","holdingsUpdatedOn":"2026-10-21","adv1Pages":{},"brochurePages":{}},"otherBusiness":[],"faq":[{"question":"How many clients does Bartley Financial Advisors have?","answer":"Bartley Financial Advisors has 98 clients and manages $152 million for them, as of July 2026. They include 52 individual clients and 46 high-net-worth individuals.","source":"Form ADV Part 1A, Items 5.D and 5.F, filed 10 July 2026","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What services does Bartley Financial Advisors offer?","answer":"Bartley Financial Advisors provides financial planning, portfolio management for individuals and small businesses, portfolio management for institutions, pension consulting, and selecting other managers.","source":"Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"How much does Bartley Financial Advisors charge?","answer":"Bartley Financial Advisors charges 0.60%–1.00% a year for its Advisory Agreement (planning and investment management). The fee is billed in advance, is negotiable and has a $6,000 annual minimum.","source":"ADV PART 2 UPDATED, filed 19 March 2026","sourceRef":{"doc":"brochure","section":"fees"}},{"question":"Which custodians does Bartley Financial Advisors use?","answer":"Bartley Financial Advisors’ separately managed account assets are held at Fidelity Brokerage Services LLC (Smithfield, RI), with $88.8M and Charles Schwab & Co., Inc. (Westlake, TX), with $37.3M. Only custodians holding at least a tenth of those assets are named.","source":"Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 10 July 2026","sourceRef":{"doc":"adv1","section":"custodians"}},{"question":"How many financial advisors does Bartley Financial Advisors have?","answer":"Bartley Financial Advisors has 1 investment adviser representative registered with state securities authorities, out of 5 employees, and 1 perform investment advisory functions. None are registered representatives of a broker-dealer or licensed insurance agents.","source":"Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What does Bartley Financial Advisors invest in?","answer":"At the end of its last fiscal year, Bartley Financial Advisors’ separately managed accounts held 94% registered funds (mutual funds, ETFs, BDCs), 5% exchange-traded equities and 1% cash and equivalents.","source":"Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Who owns Bartley Financial Advisors?","answer":"Bartley Financial Advisors’ direct owners are Robert Bartley (75% or more), Robert C. Bartley Trust (75% or more) and Bianca Mammola (10% to 25%).","source":"Form ADV Part 1A, Schedules A and B, filed 10 July 2026","sourceRef":{"doc":"adv1","section":"scheduleA"}},{"question":"How does Bartley Financial Advisors get paid?","answer":"Bartley Financial Advisors is paid through a percentage of assets under management, hourly charges and fixed fees. Its Form ADV lists no commissions or performance-based fees among how it is paid.","source":"Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"How do I contact Bartley Financial Advisors?","answer":"Bartley Financial Advisors’ main office is at 169 South River Road, Suite 17, Bedford, NH 03110. Its phone number is 603-625-9900. Its website is bartleyfinancial.com.","source":"Form ADV Part 1A, Item 1.F, filed 10 July 2026","sourceRef":{"doc":"adv1","section":"offices"}}],"holdings":null,"notice":"Compiled from public SEC Form ADV filings on the dates in `sources`. Facts as filed; not a rating, ranking, or recommendation. Niva is not affiliated with this firm. Disciplinary history is deliberately not included here or on the page; the SEC publishes the complete record at the `iapdUrl` above."}