{"url":"https://nivawealth.com/firms/baron-capital-management-110791","iapdUrl":"https://adviserinfo.sec.gov/firm/summary/110791","regulatoryAum":10787204343,"crd":"110791","secFileNumber":"801-18656","legalName":"Baron Capital Management, Inc.","displayName":"Baron Capital Management","website":null,"linkedinUrl":"https://www.linkedin.com/company/baron-capital/","founded":null,"organization":"New York corporation","fiscalYearEnd":"February","headquarters":{"street":"767 Fifth Avenue, 48th Floor","city":"New York","state":"NY","stateName":"New York","country":"United States","postalCode":"10153-0023"},"tradeNames":[],"registration":{"secApproved":"15 April 1983","noticeFilings":null,"latestNoticeFiling":null},"staff":{"employees":221,"advisory":41,"brokerDealerReps":70,"insuranceAgents":0,"promoters":0},"aum":{"discretionary":10787204343,"discretionaryAccounts":125,"nonDiscretionary":0,"nonDiscretionaryAccounts":0,"wrapProgram":72723483,"nonUsClientsPct":6,"nonAumClients":0},"clientTypes":[{"label":"High-net-worth individuals","clients":15,"regulatoryAum":364289819},{"label":"Pooled investment vehicles","clients":7,"regulatoryAum":7102949984},{"label":"Pension and profit-sharing plans","clients":10,"regulatoryAum":2263738453},{"label":"Charitable organizations","clients":3,"regulatoryAum":314978027},{"label":"State or municipal government entities","clients":3,"regulatoryAum":63063797},{"label":"Corporations and other businesses","clients":7,"regulatoryAum":460429100},{"label":"Other","clients":80,"regulatoryAum":217755163}],"fees":[],"feeNotes":[],"feePrograms":[],"brochureCoverage":{"scope":"known_documents","status":"not_processed","checkedAt":null,"documents":[]},"custodians":[{"name":"State Street Global Advisors Funds Distributors, LLC","shortName":"State Street Global Advisors Funds Distributors","location":"Boston, MA","smaAssets":1758005457},{"name":"Jefferies LLC","shortName":"Jefferies","location":"New York, NY","smaAssets":2875894677},{"name":"Wells Fargo Clearing Services, LLC","shortName":"Wells Fargo Clearing Services","location":"ST. Louis, MO","smaAssets":3941668275}],"custodyNote":"Baron Capital Management does not have custody of client assets.","otherCustodians":[],"leadership":[{"name":"David Baron","title":"Co-President","crd":"3245808"},{"name":"Michael Baron","title":"Co-President","crd":"4393612"},{"name":"Patrick Patalino","title":"Senior Managing Director, Chief Operating Officer","crd":"4481185"},{"name":"Louis Beasley","title":"Managing Director, Chief Compliance Officer","crd":"3156061"},{"name":"Ronald Baron","title":"Founder & CEO","crd":"13187"},{"name":"Richard Bronstein","title":"Director","crd":""},{"name":"Clifford Greenberg","title":"Senior Managing Director, & Co-CIO","crd":"2292041"},{"name":"Jane Liang","title":"Senior Managing Director, Chief Finanacial Officer of Corporate","crd":"7931027"},{"name":"Anita Nagler","title":"Director","crd":"2503631"},{"name":"Andrew Peck","title":"Senior Managing Director, & Co-CIO","crd":"5348729"},{"name":"Susan Robbins","title":"Senior Managing Director","crd":"840688"},{"name":"Kristine Treglia","title":"Managing Director, Chief Legal Officer","crd":"6384500"}],"ownership":[{"label":"Baron Capital Group, Inc.","detail":"Shareholder in the 75% or more ownership band and a control person, since November 1984."},{"label":"Ronald Baron","detail":"Founder & ceo in the 10% to 25% ownership band and a control person, since June 1982."},{"label":"David Baron","detail":"Indirect owner: a shareholder of Baron Capital Group, Inc. in the 25% to 50% band and a control person, since July 2005.","parent":"Baron Capital Group, Inc."},{"label":"Michael Baron","detail":"Indirect owner: a shareholder of Baron Capital Group, Inc. in the 25% to 50% band and a control person, since September 2004.","parent":"Baron Capital Group, Inc."}],"branchOffices":null,"filedOffices":{"otherThanPrincipal":1,"privateResidences":0},"listedOfficeAddresses":2,"officesByState":[{"state":"Florida","offices":1,"addresses":[{"street":"180 Lakeview Ave","city":"West Palm Beach"}]},{"state":"New York","offices":1,"addresses":[{"street":"767 Fifth Avenue, 48th Floor","city":"New York","headquarters":true}]}],"advFacts":{"source":{"file":"ia100226.zip","asOf":"2 October 2026"},"telephone":"212-583-2000","stateRegisteredReps":0,"otherAdviserReps":0,"compensation":["A percentage of assets under management"],"activities":["Portfolio management for individuals and/or small businesses","Portfolio management for pooled investment vehicles (other than investment companies)","Portfolio management for businesses (other than small businesses) or institutional clients"],"financialPlanningClients":"0","assetMix":[{"label":"Exchange-traded equity securities","percent":33},{"label":"Non-exchange-traded equity securities","percent":67}],"privateFunds":7},"sources":{"adv1FilingDate":"29 May 2026","adv1Url":"https://reports.adviserinfo.sec.gov/reports/ADV/110791/PDF/110791.pdf","brochureDate":null,"brochureUrl":null,"iapdCompiledDate":null,"retrievedDate":"15 October 2026","retrievedOn":"2026-10-15","adv1Pages":{},"brochurePages":{}},"otherBusiness":[],"faq":[{"question":"How many clients does Baron Capital Management have?","answer":"Baron Capital Management has 125 clients and manages $10.8 billion for them, as of May 2026. They include 80 other clients, 15 high-net-worth individuals and 10 pension and profit-sharing plans.","source":"Form ADV Part 1A, Items 5.D and 5.F, filed 29 May 2026","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What services does Baron Capital Management offer?","answer":"Baron Capital Management provides portfolio management for individuals and small businesses, portfolio management for pooled vehicles and portfolio management for institutions.","source":"Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Which custodians does Baron Capital Management use?","answer":"Baron Capital Management’s separately managed account assets are held at Wells Fargo Clearing Services, LLC (ST. Louis, MO), with $3,941,668,275, Jefferies LLC (New York, NY), with $2,875,894,677 and State Street Global Advisors Funds Distributors, LLC (Boston, MA), with $1,758,005,457. Only custodians holding at least a tenth of those assets are named.","source":"Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 29 May 2026","sourceRef":{"doc":"adv1","section":"custodians"}},{"question":"How many financial advisors does Baron Capital Management have?","answer":"Baron Capital Management has 0 investment adviser representatives registered with state securities authorities, out of 221 employees, and 41 perform investment advisory functions. 70 are registered representatives of a broker-dealer and 0 are licensed insurance agents.","source":"Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What does Baron Capital Management invest in?","answer":"At the end of its last fiscal year, Baron Capital Management’s separately managed accounts held 67% non-exchange-traded equities and 33% exchange-traded equities. It advises 7 private funds.","source":"Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Who owns Baron Capital Management?","answer":"Baron Capital Management is owned through a holding company by David and Michael Baron. Its direct owners are Baron Capital Group, Inc. (75% or more) and Ronald Baron (10% to 25%).","source":"Form ADV Part 1A, Schedules A and B, filed 29 May 2026","sourceRef":{"doc":"adv1","section":"scheduleA"}},{"question":"How does Baron Capital Management get paid?","answer":"Baron Capital Management is paid through a percentage of assets under management. Its Form ADV lists no commissions or performance-based fees among how it is paid.","source":"Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}}],"holdings":null,"notice":"Compiled from public SEC Form ADV filings on the dates in `sources`. Facts as filed; not a rating, ranking, or recommendation. Niva Wealth is not affiliated with this firm. Disciplinary history is deliberately not included here or on the page; the SEC publishes the complete record at the `iapdUrl` above."}