{"url":"https://nivawealth.com/firms/baring-financial-173761","iapdUrl":"https://adviserinfo.sec.gov/firm/summary/173761","regulatoryAum":210327061,"crd":"173761","adviserRoster":{"asOf":"2026-10-09","items":[{"crd":"4231528","suffix":null,"lastName":"DANSON","firstName":"MELVIN","middleName":"WALTER"},{"crd":"7489699","suffix":null,"lastName":"Williams","firstName":"Elise","middleName":"Makana Fontanilla"}],"total":2,"loadedAt":"2026-10-10T00:20:19.761928+00:00","sourceUrl":"https://reports.adviserinfo.sec.gov/reports/CompilationReports/IA_INDVL_Feed_10_09_2026.xml.zip"},"history":[{"filedOn":"2022-07-22","regulatoryAum":109979464,"clients":348,"employees":3,"offices":1},{"filedOn":"2023-02-24","regulatoryAum":110320048,"clients":516,"employees":3,"offices":1},{"filedOn":"2024-03-12","regulatoryAum":136435327,"clients":559,"employees":3,"offices":1},{"filedOn":"2025-02-26","regulatoryAum":188071412,"clients":472,"employees":3,"offices":1},{"filedOn":"2026-02-11","regulatoryAum":210327061,"clients":483,"employees":3,"offices":1}],"secFileNumber":"801-122840","legalName":"Baring Financial LLC","displayName":"Baring Financial","slug":"baring-financial-173761","website":null,"classification":{"segment":"individuals","segmentLabel":"Wealth management","type":"independent_wealth_manager","typeLabel":"RIA","feeDisclosure":"full"},"founded":null,"organization":"Washington limited liability company","fiscalYearEnd":"December","headquarters":{"street":"1310 10th St, Suite 101","city":"Bellingham","state":"WA","stateName":"Washington","country":"United States","postalCode":"98225"},"tradeNames":[],"registration":{"secApproved":"9 December 2021","noticeFilings":null,"latestNoticeFiling":null},"wealthAumPerClient":435459.7536231884,"staff":{"employees":3,"advisory":2,"brokerDealerReps":0,"insuranceAgents":1,"promoters":1},"aum":{"regulatory":210327061,"discretionary":210327061,"discretionaryAccounts":1014,"nonDiscretionary":0,"nonDiscretionaryAccounts":0,"wrapProgram":null,"nonUsClientsPct":0,"nonAumClients":0},"clientTypes":[{"label":"Individuals (other than HNW)","clients":429,"regulatoryAum":87105890},{"label":"High-net-worth individuals","clients":54,"regulatoryAum":123221171}],"feePrograms":[],"brochureCoverage":{"scope":"sec_inventory","status":"reviewed_no_numerical_schedule","checkedAt":"2026-10-22T15:04:13.130922+00:00","documents":[{"name":"BARING FINANCIAL PART 2A FEB 2026","status":"read","sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1008142","versionId":1008142,"submittedOn":"2026-02-11"}]},"custodians":[{"name":"Charles Schwab & Co., Inc.","shortName":"Charles Schwab","location":"San Francisco, CA","smaAssets":205338155}],"custodyNote":"Baring Financial has custody of $86.1M in client assets for 168 clients.","leadership":[{"name":"Melvin Danson","title":"President, CCO","crd":"4231528"}],"ownership":[{"label":"Melvin Danson","detail":"President, cco in the 75% or more ownership band and a control person, since January 2016."}],"filedOffices":{"otherThanPrincipal":0,"privateResidences":0},"listedOfficeAddresses":1,"foreignOffices":[],"officesByState":[{"state":"Washington","offices":1,"addresses":[{"street":"1310 10th St, Suite 101","city":"Bellingham","headquarters":true}]}],"advFacts":{"source":{"file":"ia100226.zip","asOf":"2 October 2026"},"telephone":"360-671-7257","stateRegisteredReps":2,"otherAdviserReps":0,"compensation":["A percentage of assets under management"],"activities":["Financial planning services","Portfolio management for individuals and/or small businesses","Pension consulting services","Selection of other advisers (including private fund managers)"],"financialPlanningClients":"251-500","assetMix":[{"label":"Exchange-traded equity securities","percent":24},{"label":"Non-exchange-traded equity securities","percent":1},{"label":"U.S. government/agency bonds","percent":6},{"label":"U.S. state and local bonds","percent":1},{"label":"Investment grade corporate bonds","percent":1},{"label":"Securities issued by registered investment companies or business development companies","percent":67},{"label":"Cash and cash equivalents","percent":6}],"privateFunds":0},"sources":{"adv1FilingDate":"11 February 2026","adv1Url":"https://reports.adviserinfo.sec.gov/reports/ADV/173761/PDF/173761.pdf","brochureDate":"11 February 2026","brochureUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1008142","iapdCompiledDate":null,"retrievedDate":"15 October 2026","retrievedOn":"2026-10-15","updatedOn":"2026-10-22","holdingsUpdatedOn":"2026-10-21","adv1Pages":{},"brochurePages":{}},"otherBusiness":[],"faq":[{"question":"How many clients does Baring Financial have?","answer":"Baring Financial has 483 clients and manages $210 million for them, as of February 2026. 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Only custodians holding at least a tenth of those assets are named.","source":"Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 11 February 2026","sourceRef":{"doc":"adv1","section":"custodians"}},{"question":"How many financial advisors does Baring Financial have?","answer":"Baring Financial has 2 investment adviser representatives registered with state securities authorities, out of 3 employees, and 2 perform investment advisory functions. 0 employees are registered representatives of a broker-dealer and 1 employee is a licensed insurance agent.","source":"Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What does Baring Financial invest in?","answer":"At the end of its last fiscal year, Baring Financial’s separately managed accounts held 67% registered funds (mutual funds, ETFs, BDCs), 24% exchange-traded equities, 6% U.S. government and agency bonds, 6% cash and equivalents, 1% non-exchange-traded equities, 1% state and local bonds and 1% investment grade corporate bonds.","source":"Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Who owns Baring Financial?","answer":"Baring Financial’s direct owner is Melvin Danson (75% or more).","source":"Form ADV Part 1A, Schedules A and B, filed 11 February 2026","sourceRef":{"doc":"adv1","section":"scheduleA"}},{"question":"How does Baring Financial get paid?","answer":"Baring Financial is paid through a percentage of assets under management. 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Facts as filed; not a rating, ranking, or recommendation. Niva is not affiliated with this firm. Disciplinary history is deliberately not included here or on the page; the SEC publishes the complete record at the `iapdUrl` above."}