{"url":"https://nivawealth.com/firms/bam-credit-and-insurance-solutions-advisor-312792","iapdUrl":"https://adviserinfo.sec.gov/firm/summary/312792","regulatoryAum":107287970838,"crd":"312792","secFileNumber":"801-120634","legalName":"Bam Credit and Insurance Solutions Advisor LLC","displayName":"Bam Credit and Insurance Solutions Advisor","website":null,"founded":null,"organization":"Delaware limited liability company","fiscalYearEnd":"December","headquarters":{"street":"225 Liberty Streeet, 8th Floor","city":"New York","state":"NY","stateName":"New York","country":"United States","postalCode":"10281"},"tradeNames":[],"registration":{"secApproved":"29 March 2021","noticeFilings":null,"latestNoticeFiling":null},"staff":{"employees":1421,"advisory":1421,"brokerDealerReps":84,"insuranceAgents":0,"promoters":0},"aum":{"discretionary":370626126,"discretionaryAccounts":7,"nonDiscretionary":106917344712,"nonDiscretionaryAccounts":25,"wrapProgram":null,"nonUsClientsPct":31,"nonAumClients":2},"clientTypes":[{"label":"Banking or thrift institutions","clients":1,"regulatoryAum":1121063229},{"label":"Pooled investment vehicles","clients":1,"regulatoryAum":844705588},{"label":"Insurance companies","clients":27,"regulatoryAum":104207510067},{"label":"Corporations and other businesses","clients":3,"regulatoryAum":1114691954}],"fees":[],"feeNotes":[],"custodians":[{"name":"The Bank of New York Mellon Trust Company, National Association","shortName":"The Bank of New York Mellon Trust Company, National Association","location":"New York, NY","smaAssets":37336579676},{"name":"Jpmorgan Chase & Co","shortName":"J.P. Morgan","location":"New York, NY","smaAssets":57989649350}],"custodyNote":"Bam Credit and Insurance Solutions Advisor has custody of $104.45B for 24 clients.","otherCustodians":[],"leadership":[{"name":"Bruce Flatt","title":"Chief Executive Officer for Brookfield Corporation","crd":"5718634"},{"name":"Craig Noble","title":"Managing Partner and Chief Executive Officer, Credit","crd":"6175300"},{"name":"Connor Teskey","title":"Chief Executive Officer of Brookfield Asset Management LTD","crd":"7359378"},{"name":"Nicholas Goodman","title":"Managing Partner, President and Chief Financial Officer of Brookfield Corporation","crd":"7336708"},{"name":"Hadley Peer Marshall","title":"Managing Partner and Chief Financial Officer of Brookfield Asset Management LTD.","crd":"4592100"},{"name":"Justin Beber","title":"Managing Partner, Chief Operating Officer and General Counsel of Brookfield Asset Management LTD.","crd":"7345873"},{"name":"Ronald Fisher-Dayn","title":"Managing Partner and Chief Compliance Officer","crd":"6257213"},{"name":"Lori Pearson","title":"Managing Partner and Vice Chair of Brookfield Corporation","crd":"7336704"}],"ownership":[{"label":"Brookfield US Insurance LLC","detail":"Member in the 75% or more ownership band and a control person, since February 2021."},{"label":"Brookfield US Inc.","detail":"Indirect owner: a shareholder of Brookfield US Insurance LLC in the 75% or more band and a control person, since January 2016.","parent":"Brookfield US Insurance LLC"},{"label":"Brookfield US Holdings Inc.","detail":"Indirect owner: a shareholder of Brookfield US Inc. in the 75% or more band and a control person, since January 2003.","parent":"Brookfield US Inc."},{"label":"Brookfield Asset Management Ulc","detail":"Indirect owner: a shareholder of Brookfield US Holdings Inc. in the 75% or more band and a control person, since December 2022.","parent":"Brookfield US Holdings Inc."},{"label":"Brookfield Asset Management LTD.","detail":"Indirect owner: a shareholder of Brookfield Asset Management Ulc in the 25% to 50% band and a control person, since December 2022.","parent":"Brookfield Asset Management Ulc"},{"label":"Brookfield Corporation","detail":"Indirect owner: a shareholder of Brookfield Asset Management Ulc in the 50% to 75% band and a control person, since December 2022.","parent":"Brookfield Asset Management Ulc"}],"branchOffices":null,"filedOffices":{"otherThanPrincipal":36,"privateResidences":0},"listedOfficeAddresses":8,"officesByState":[{"state":"California","offices":2,"addresses":[{"street":"333 S Grand Ave #300","city":"Los Angeles"},{"street":"3011 Townsgate RD","city":"Westlake Village"}]},{"state":"Georgia","offices":1,"addresses":[{"street":"1180 Peachtree ST Ne","city":"Atlanta"}]},{"state":"Illinois","offices":2,"addresses":[{"street":"350 N Orleans Street","city":"Chicago"},{"street":"24 E. Washington Street","city":"Chicago"}]},{"state":"New York","offices":1,"addresses":[{"street":"225 Liberty Streeet, 8th Floor","city":"New York","headquarters":true}]},{"state":"Ohio","offices":1,"addresses":[{"street":"127 Public Square","city":"Cleveland"}]},{"state":"Texas","offices":1,"addresses":[{"street":"1200 Smith ST","city":"Houston"}]}],"advFacts":{"source":{"file":"ia100226.zip","asOf":"2 October 2026"},"telephone":"212-417-7000","stateRegisteredReps":0,"otherAdviserReps":0,"compensation":["A percentage of assets under management"],"activities":["Portfolio management for businesses (other than small businesses) or institutional clients","Selection of other advisers (including private fund managers)"],"financialPlanningClients":null,"assetMix":[{"label":"Non-exchange-traded equity securities","percent":21},{"label":"U.S. government/agency bonds","percent":7},{"label":"Sovereign bonds","percent":2},{"label":"Investment grade corporate bonds","percent":35},{"label":"Other","percent":35,"detail":"Preferred Shares, Asset Backed Securities, Private Equity, and Private Loans."}],"privateFunds":1},"sources":{"adv1FilingDate":"31 March 2026","adv1Url":"https://reports.adviserinfo.sec.gov/reports/ADV/312792/PDF/312792.pdf","brochureDate":null,"brochureUrl":null,"iapdCompiledDate":null,"retrievedDate":"15 October 2026","retrievedOn":"2026-10-15","adv1Pages":{},"brochurePages":{}},"otherBusiness":[],"faq":[{"question":"How many clients does Bam Credit and Insurance Solutions Advisor have?","answer":"Bam Credit and Insurance Solutions Advisor has 32 clients and manages $107.3 billion for them, as of March 2026. They include 27 insurance companies, 3 corporations and other businesses and 1 banking or thrift institutions.","source":"Form ADV Part 1A, Items 5.D and 5.F, filed 31 March 2026","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What services does Bam Credit and Insurance Solutions Advisor offer?","answer":"Bam Credit and Insurance Solutions Advisor provides portfolio management for institutions and selecting other managers.","source":"Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Which custodians does Bam Credit and Insurance Solutions Advisor use?","answer":"Bam Credit and Insurance Solutions Advisor’s separately managed account assets are held at Jpmorgan Chase & Co (New York, NY), with $57,989,649,350 and The Bank of New York Mellon Trust Company, National Association (New York, NY), with $37,336,579,676. Only custodians holding at least a tenth of those assets are named.","source":"Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 31 March 2026","sourceRef":{"doc":"adv1","section":"custodians"}},{"question":"How many financial advisors does Bam Credit and Insurance Solutions Advisor have?","answer":"Bam Credit and Insurance Solutions Advisor has 0 investment adviser representatives registered with state securities authorities, out of 1,421 employees, and 1,421 perform investment advisory functions. 84 are registered representatives of a broker-dealer and 0 are licensed insurance agents.","source":"Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What does Bam Credit and Insurance Solutions Advisor invest in?","answer":"At the end of its last fiscal year, Bam Credit and Insurance Solutions Advisor’s separately managed accounts held 35% investment grade corporate bonds, 35% preferred shares, asset backed securities, private equity, and private loans., 21% non-exchange-traded equities, 7% U.S. government and agency bonds and 2% sovereign bonds. It advises 1 private funds.","source":"Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Who owns Bam Credit and Insurance Solutions Advisor?","answer":"Bam Credit and Insurance Solutions Advisor is owned through a chain of holding companies by Brookfield Asset Management LTD. and Brookfield Corporation. Its direct owner is Brookfield US Insurance LLC (75% or more).","source":"Form ADV Part 1A, Schedules A and B, filed 31 March 2026","sourceRef":{"doc":"adv1","section":"scheduleA"}},{"question":"How does Bam Credit and Insurance Solutions Advisor get paid?","answer":"Bam Credit and Insurance Solutions Advisor is paid through a percentage of assets under management. Its Form ADV lists no commissions or performance-based fees among how it is paid.","source":"Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}}],"holdings":null,"notice":"Compiled from public SEC Form ADV filings on the dates in `sources`. Facts as filed; not a rating, ranking, or recommendation. Niva Wealth is not affiliated with this firm. Disciplinary history is deliberately not included here or on the page; the SEC publishes the complete record at the `iapdUrl` above."}