{"url":"https://nivawealth.com/firms/baker-street-advisors-128066","iapdUrl":"https://adviserinfo.sec.gov/firm/summary/128066","regulatoryAum":20770000000,"crd":"128066","secFileNumber":"801-62370","legalName":"Baker Street Advisors, LLC","displayName":"Baker Street Advisors","website":"http://www.bakerstreetadvisors.com/","linkedinUrl":"https://www.linkedin.com/company/baker-street-advisors/","founded":"2003","organization":"Delaware limited liability company","fiscalYearEnd":"December","headquarters":{"street":"575 Market Street, Suite 600","city":"San Francisco","state":"CA","stateName":"California","country":"United States","postalCode":"94105"},"tradeNames":[],"registration":{"secApproved":"22 September 2003","noticeFilings":null,"latestNoticeFiling":null},"staff":{"employees":63,"advisory":15,"brokerDealerReps":0,"insuranceAgents":0,"promoters":11},"aum":{"discretionary":20770000000,"discretionaryAccounts":5397,"nonDiscretionary":0,"nonDiscretionaryAccounts":0,"wrapProgram":null,"nonUsClientsPct":0,"nonAumClients":0},"clientTypes":[{"label":"High-net-worth individuals","clients":504,"regulatoryAum":18045000000},{"label":"Charitable organizations","clients":34,"regulatoryAum":2725000000}],"fees":[],"feeNotes":[{"heading":"Minimum fee","body":"The annual minimum fee is $50,000."}],"custodians":[{"name":"Charles Schwab & Co., Inc.","shortName":"Charles Schwab","location":"San Francisco, CA","smaAssets":9700000000},{"name":"Fidelity Brokerage Services LLC","shortName":"Fidelity","location":"Boston, MA","smaAssets":8270000000}],"custodyNote":"Baker Street Advisors has custody of $7.56B for 512 clients.","otherCustodians":[],"leadership":[{"name":"Henry Tran","title":"Chief Compliance Officer","crd":"4953170"},{"name":"Jeffrey Bardini","title":"Managing Director","crd":"7893915"},{"name":"Jennifer Bonvechio","title":"Partner","crd":"4369926"},{"name":"Adam Elegant","title":"Partner","crd":"3078079"},{"name":"Alexander Gannon","title":"Managing Director","crd":"7893912"},{"name":"Peter Hand","title":"Partner & CIO","crd":"4513005"},{"name":"Jordan Kienzle","title":"Partner","crd":"5664831"},{"name":"Ryan Murray","title":"Managing Director","crd":"5389982"},{"name":"Annie Roth","title":"Managing Director","crd":"4504712"},{"name":"Wendy Umphrey","title":"Partner","crd":"4749938"},{"name":"Jeffrey Colin","title":"Managing Member","crd":"2178931"},{"name":"Christopher Wilkens","title":"Partner & CEO","crd":"2510043"},{"name":"James Milligan","title":"Partner","crd":"1777332"}],"ownership":[{"label":"Jeffrey Colin","detail":"Managing member in the 5% to 10% ownership band and a control person, since September 2003."},{"label":"Christopher Wilkens","detail":"Partner & ceo in the 5% to 10% ownership band and a control person, since March 2007."},{"label":"James Milligan","detail":"Partner in the 5% to 10% ownership band and a control person, since January 2017."},{"label":"Watson Acquisition, LLC","detail":"Manager member in the 50% to 75% ownership band, since April 2015."},{"label":"Amg Wealth Partners, LP","detail":"Indirect owner: a member of Affiliated Managers Group, Inc. in the 50% to 75% band and a control person, since January 2015.","parent":"Affiliated Managers Group, Inc."},{"label":"Amg WP LP Holdings, LLC","detail":"Indirect owner: a limited partner of Amg Wealth Partners, LP in the 50% to 75% band and a control person, since March 2011.","parent":"Amg Wealth Partners, LP"},{"label":"Amg WP GP Holdings Corp.","detail":"Indirect owner: general partner of Amg Wealth Partners, LP and a control person, since December 2011.","parent":"Amg Wealth Partners, LP"},{"label":"Affiliated Managers Group, Inc.","detail":"Indirect owner: a series a member and manager of Amg WP LP Holdings, LLC in the 50% to 75% band and a control person, since March 2011. Also a sole shareholder of Amg WP GP Holdings Corp. in the 50% to 75% band and a control person, since December 2011.","parent":"Amg WP LP Holdings, LLC"}],"branchOffices":null,"filedOffices":{"otherThanPrincipal":0,"privateResidences":0},"listedOfficeAddresses":1,"officesByState":[{"state":"California","offices":1,"addresses":[{"street":"575 Market Street, Suite 600","city":"San Francisco","headquarters":true}]}],"minimumAccount":5000000,"brochureServices":["estate planning","insurance","philanthropic planning"],"advFacts":{"source":{"file":"ia100226.zip","asOf":"2 October 2026"},"telephone":"415-344-6180","stateRegisteredReps":0,"otherAdviserReps":0,"compensation":["A percentage of assets under management","Hourly charges","Fixed fees (other than subscription fees)"],"activities":["Financial planning services","Portfolio management for individuals and/or small businesses","Selection of other advisers (including private fund managers)"],"financialPlanningClients":"251-500","assetMix":[{"label":"Exchange-traded equity securities","percent":43},{"label":"U.S. state and local bonds","percent":19},{"label":"Securities issued by registered investment companies or business development companies","percent":24},{"label":"Securities issued by pooled investment vehicles (other than registered investment companies)","percent":7},{"label":"Cash and cash equivalents","percent":5},{"label":"Other","percent":2,"detail":"Concentrated Stock Positions"}],"privateFunds":0},"sources":{"adv1FilingDate":"30 July 2026","adv1Url":"https://reports.adviserinfo.sec.gov/reports/ADV/128066/PDF/128066.pdf","brochureDate":"30 July 2026","brochureUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1053378","iapdCompiledDate":null,"retrievedDate":"15 October 2026","retrievedOn":"2026-10-15","adv1Pages":{},"brochurePages":{}},"logo":{"src":"/firms/baker-street-advisors-128066.webp","width":1469,"height":200,"tone":"dark","sourceLabel":"Baker Street Advisors, website","sourceUrl":"https://bakerstreetadvisors.com/"},"otherBusiness":[],"faq":[{"question":"How many clients does Baker Street Advisors have?","answer":"Baker Street Advisors has 538 clients and manages $20.8 billion for them, as of July 2026. They include 504 high-net-worth individuals and 34 charitable organizations.","source":"Form ADV Part 1A, Items 5.D and 5.F, filed 30 July 2026","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What services does Baker Street Advisors offer?","answer":"Baker Street Advisors provides financial planning, portfolio management for individuals and small businesses and selecting other managers. Its services also include estate planning, insurance and philanthropic planning.","source":"Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file; Part 2A brochure, Item 4","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Which custodians does Baker Street Advisors use?","answer":"Baker Street Advisors’ separately managed account assets are held at Charles Schwab & Co., Inc. (San Francisco, CA), with $9,700,000,000 and Fidelity Brokerage Services LLC (Boston, MA), with $8,270,000,000. Only custodians holding at least a tenth of those assets are named.","source":"Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 30 July 2026","sourceRef":{"doc":"adv1","section":"custodians"}},{"question":"How many financial advisors does Baker Street Advisors have?","answer":"Baker Street Advisors has 0 investment adviser representatives registered with state securities authorities, out of 63 employees, and 15 perform investment advisory functions. None are registered representatives of a broker-dealer or licensed insurance agents.","source":"Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What does Baker Street Advisors invest in?","answer":"At the end of its last fiscal year, Baker Street Advisors’ separately managed accounts held 43% exchange-traded equities, 24% registered funds (mutual funds, ETFs, BDCs), 19% state and local bonds, 7% pooled vehicles (private funds and similar), 5% cash and equivalents and 2% concentrated stock positions. It advises no private funds of its own.","source":"Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Does Baker Street Advisors have a minimum investment?","answer":"Yes, Baker Street Advisors’ minimum account size is $5,000,000.","source":"Part 2A brochure, Items 5 and 7","sourceRef":{"doc":"brochure","section":"fees"}},{"question":"Who owns Baker Street Advisors?","answer":"Baker Street Advisors’ direct owners are Jeffrey Colin (5% to 10%), Christopher Wilkens (5% to 10%), James Milligan (5% to 10%) and Watson Acquisition, LLC (50% to 75%).","source":"Form ADV Part 1A, Schedules A and B, filed 30 July 2026","sourceRef":{"doc":"adv1","section":"scheduleA"}},{"question":"How does Baker Street Advisors get paid?","answer":"Baker Street Advisors is paid through a percentage of assets under management, hourly charges and fixed fees. Its Form ADV lists no commissions or performance-based fees among how it is paid.","source":"Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}}],"holdings":null,"notice":"Compiled from public SEC Form ADV filings on the dates in `sources`. Facts as filed; not a rating, ranking, or recommendation. Niva Wealth is not affiliated with this firm. Disciplinary history is deliberately not included here or on the page; the SEC publishes the complete record at the `iapdUrl` above."}