{"url":"https://nivawealth.com/firms/baillie-gifford-overseas-110296","iapdUrl":"https://adviserinfo.sec.gov/firm/summary/110296","regulatoryAum":143996422525,"crd":"110296","secFileNumber":"801-21051","legalName":"Baillie Gifford Overseas LTD","displayName":"Baillie Gifford Overseas","website":"http://www.bailliegifford.com","linkedinUrl":"https://www.linkedin.com/company/baillie-gifford/","founded":null,"organization":"corporation organized in United Kingdom","fiscalYearEnd":"March","headquarters":{"street":"3 Haymarket Square","city":"Edinburgh","state":"","stateName":"","country":"United Kingdom","postalCode":"EH3 8RY"},"tradeNames":[],"registration":{"secApproved":"27 April 1984","noticeFilings":null,"latestNoticeFiling":null},"staff":{"employees":1583,"advisory":144,"brokerDealerReps":21,"insuranceAgents":0,"promoters":2},"aum":{"discretionary":140766297424,"discretionaryAccounts":243,"nonDiscretionary":3230125101,"nonDiscretionaryAccounts":12,"wrapProgram":null,"nonUsClientsPct":50,"nonAumClients":0},"clientTypes":[{"label":"Investment companies","clients":23,"regulatoryAum":54503344552},{"label":"Pooled investment vehicles","clients":76,"regulatoryAum":20345038919},{"label":"Pension and profit-sharing plans","clients":59,"regulatoryAum":24755152789},{"label":"Charitable organizations","clients":15,"regulatoryAum":1254257172},{"label":"State or municipal government entities","clients":57,"regulatoryAum":34690052678},{"label":"Other investment advisers","clients":7,"regulatoryAum":2679917781},{"label":"Insurance companies","clients":2,"regulatoryAum":344590484},{"label":"Sovereign wealth funds and foreign official institutions","clients":6,"regulatoryAum":4206431498},{"label":"Corporations and other businesses","clients":3,"regulatoryAum":428404655},{"label":"Other","clients":7,"regulatoryAum":789231997}],"fees":[],"feeNotes":[],"custodians":[{"name":"The Bank of New York Mellon","shortName":"The Bank of New York Mellon","location":"New York, NY","smaAssets":15876608930},{"name":"J.P. Morgan Chase Finance Limited","shortName":"J.P. Morgan","location":"London","smaAssets":9928429439},{"name":"Northern Trust Company","shortName":"Northern Trust","location":"London","smaAssets":8358295064},{"name":"The State Street Bank and Trust Company","shortName":"The State Street Bank and Trust","location":"Defiance, OH","smaAssets":18461938073}],"custodyNote":"Baillie Gifford Overseas does not have custody of client assets.","otherCustodians":[],"leadership":[{"name":"Gavin Scott","title":"Chief Executive Officer","crd":"7126625"},{"name":"Sarah McKechnie","title":"Chief Compliance Officer","crd":"6146788"},{"name":"Adam Conn","title":"Director","crd":"7198725"},{"name":"Lyndsay Cooper","title":"Director","crd":"7946024"},{"name":"Katherine Davidson","title":"Director","crd":"8162418"},{"name":"Kathrin Hamilton","title":"Chair","crd":"4797514"},{"name":"Fiona Johnston","title":"Chief Legal Officer","crd":"8105109"},{"name":"Andrew Keiller","title":"Director","crd":"7746782"},{"name":"Sarah McKechnie","title":"Director","crd":"6146788"},{"name":"Ann-Marie Mitchell","title":"Finance Officer","crd":"6279938"},{"name":"Stephen Pashley","title":"Chief Finance Officer","crd":"7746754"},{"name":"Gavin Scott","title":"Director","crd":"7126625"}],"ownership":[{"label":"Baillie Gifford & Co","detail":"Parent owner in the 75% or more ownership band and a control person, since September 1983."},{"label":"Mark Urquhart","detail":"Indirect owner: beneficial owner - partner of Baillie Gifford & Co and a control person, since May 2004.","parent":"Baillie Gifford & Co"},{"label":"Iain McCombie","detail":"Indirect owner: beneficial owner - partner of Baillie Gifford & Co and a control person, since May 2005.","parent":"Baillie Gifford & Co"},{"label":"William Sutcliffe","detail":"Indirect owner: beneficial owner - partner of Baillie Gifford & Co and a control person, since May 2010.","parent":"Baillie Gifford & Co"},{"label":"Nicholas Thomas","detail":"Indirect owner: beneficial owner - partner of Baillie Gifford & Co and a control person, since May 2010.","parent":"Baillie Gifford & Co"},{"label":"Malcolm Maccoll","detail":"Indirect owner: beneficial owner - partner of Baillie Gifford & Co and a control person, since May 2011.","parent":"Baillie Gifford & Co"},{"label":"David Salter","detail":"Indirect owner: beneficial owner - partner of Baillie Gifford & Co and a control person, since May 2011.","parent":"Baillie Gifford & Co"},{"label":"Kathrin Hamilton","detail":"Indirect owner: beneficial owner - partner of Baillie Gifford & Co and a control person, since May 2013.","parent":"Baillie Gifford & Co"},{"label":"Baillie Gifford International Partnership","detail":"Indirect owner: beneficial owner - partner of Baillie Gifford & Co and a control person, since May 2011.","parent":"Baillie Gifford & Co"},{"label":"Timothy Campbell","detail":"Indirect owner: beneficial owner - partner of Baillie Gifford & Co and a control person, since May 2012.","parent":"Baillie Gifford & Co"},{"label":"Thomas Slater","detail":"Indirect owner: beneficial owner - partner of Baillie Gifford & Co and a control person, since May 2012.","parent":"Baillie Gifford & Co"},{"label":"Thomas Coutts","detail":"Indirect owner: beneficial owner - partner of Baillie Gifford & Co and a control person, since May 2014.","parent":"Baillie Gifford & Co"},{"label":"Stuart Dunbar","detail":"Indirect owner: beneficial owner - partner of Baillie Gifford & Co and a control person, since May 2014.","parent":"Baillie Gifford & Co"},{"label":"Douglas Brodie","detail":"Indirect owner: beneficial owner - partner of Baillie Gifford & Co and a control person, since May 2015.","parent":"Baillie Gifford & Co"},{"label":"John Macdougall","detail":"Indirect owner: beneficial owner - partner of Baillie Gifford & Co and a control person, since May 2019.","parent":"Baillie Gifford & Co"},{"label":"Timothy Garratt","detail":"Indirect owner: beneficial owner - partner of Baillie Gifford & Co and a control person, since May 2016.","parent":"Baillie Gifford & Co"},{"label":"Eleanor McKee","detail":"Indirect owner: beneficial owner -partner of Baillie Gifford & Co and a control person, since May 2017.","parent":"Baillie Gifford & Co"},{"label":"Donald Farquharson","detail":"Indirect owner: beneficial owner -partner of Baillie Gifford & Co and a control person, since May 2017.","parent":"Baillie Gifford & Co"},{"label":"Matthew Brett","detail":"Indirect owner: beneficial owner - partner of Baillie Gifford & Co and a control person, since May 2018.","parent":"Baillie Gifford & Co"},{"label":"Evan Delaney","detail":"Indirect owner: beneficial owner - partner of Baillie Gifford & Co and a control person, since May 2018.","parent":"Baillie Gifford & Co"},{"label":"Amy Atack","detail":"Indirect owner: beneficial owner - partner of Baillie Gifford & Co and a control person, since May 2018.","parent":"Baillie Gifford & Co"},{"label":"Nicholas Wood","detail":"Indirect owner: beneficial owner -partner of Baillie Gifford & Co and a control person, since May 2018.","parent":"Baillie Gifford & Co"},{"label":"Gary Robinson","detail":"Indirect owner: beneficial owner - partner of Baillie Gifford & Co and a control person, since May 2019.","parent":"Baillie Gifford & Co"},{"label":"Lawrence Burns","detail":"Indirect owner: beneficial owner - partner of Baillie Gifford & Co and a control person, since May 2020.","parent":"Baillie Gifford & Co"},{"label":"Kate Fox","detail":"Indirect owner: beneficial owner - partner of Baillie Gifford & Co and a control person, since May 2020.","parent":"Baillie Gifford & Co"},{"label":"Michael Gush","detail":"Indirect owner: beneficial owner - partner of Baillie Gifford & Co and a control person, since May 2020.","parent":"Baillie Gifford & Co"},{"label":"Jing Yi Xiong","detail":"Indirect owner: beneficial owner - partner of Baillie Gifford & Co and a control person, since May 2020.","parent":"Baillie Gifford & Co"},{"label":"Michael Wylie","detail":"Indirect owner: beneficial owner - partner of Baillie Gifford & Co and a control person, since May 2020.","parent":"Baillie Gifford & Co"},{"label":"Gavin Scott","detail":"Indirect owner: beneficial owner - partner of Baillie Gifford & Co and a control person, since May 2020.","parent":"Baillie Gifford & Co"},{"label":"Iain Campbell","detail":"Indirect owner: beneficial owner - partner of Baillie Gifford & Co and a control person, since May 2020.","parent":"Baillie Gifford & Co"},{"label":"David Bujnowski","detail":"Indirect owner: beneficial owner - partner of Baillie Gifford & Co and a control person, since May 2021.","parent":"Baillie Gifford & Co"},{"label":"Colin Lennox","detail":"Indirect owner: beneficial owner - partner of Baillie Gifford & Co and a control person, since May 2021.","parent":"Baillie Gifford & Co"},{"label":"Catherine Flockhart","detail":"Indirect owner: beneficial owner- partner of Baillie Gifford & Co and a control person, since May 2021.","parent":"Baillie Gifford & Co"},{"label":"NA Lin","detail":"Indirect owner: beneficial owner - partner of Baillie Gifford China Partnership and a control person, since May 2022.","parent":"Baillie Gifford China Partnership"},{"label":"Michael Stirling-Aird","detail":"Indirect owner: beneficial owner - partner of Baillie Gifford & Co and a control person, since May 2022.","parent":"Baillie Gifford & Co"},{"label":"Jenny Davis","detail":"Indirect owner: beneficial owner - partner of Baillie Gifford & Co and a control person, since May 2022.","parent":"Baillie Gifford & Co"},{"label":"Peter Singlehurst","detail":"Indirect owner: beneficial owner - partner of Baillie Gifford & Co and a control person, since May 2022.","parent":"Baillie Gifford & Co"},{"label":"Elizabeth Kennedy","detail":"Indirect owner: beneficial owner - partner of Baillie Gifford & Co and a control person, since May 2022.","parent":"Baillie Gifford & Co"},{"label":"Julia Angeles Soliz","detail":"Indirect owner: beneficial owner - partner of Baillie Gifford & Co and a control person, since May 2022.","parent":"Baillie Gifford & Co"},{"label":"Thomas Walsh","detail":"Indirect owner: beneficial owner - partner of Baillie Gifford & Co and a control person, since May 2022.","parent":"Baillie Gifford & Co"},{"label":"Milena Mileva","detail":"Indirect owner: beneficial owner - partner of Baillie Gifford & Co and a control person, since May 2022.","parent":"Baillie Gifford & Co"},{"label":"Baillie Gifford China Partnership","detail":"Indirect owner: beneficial owner- partner of Baillie Gifford & Co and a control person, since May 2022.","parent":"Baillie Gifford & Co"},{"label":"John Ross","detail":"Indirect owner: beneficial owner - partner of Baillie Gifford & Co and a control person, since May 2023.","parent":"Baillie Gifford & Co"},{"label":"Stephen Pashley","detail":"Indirect owner: beneficial owner - partner of Baillie Gifford & Co and a control person, since May 2023.","parent":"Baillie Gifford & Co"},{"label":"Roderick Snell","detail":"Indirect owner: beneficial owner - partner of Baillie Gifford & Co and a control person, since May 2023.","parent":"Baillie Gifford & Co"},{"label":"Lesley Dunn","detail":"Indirect owner: beneficial owner - partner of Baillie Gifford & Co and a control person, since May 2023.","parent":"Baillie Gifford & Co"},{"label":"James Dow","detail":"Indirect owner: beneficial owner - partner of Baillie Gifford & Co and a control person, since May 2023.","parent":"Baillie Gifford & Co"},{"label":"Christopher Murphy","detail":"Indirect owner: beneficial owner - partner of Baillie Gifford & Co and a control person, since May 2023.","parent":"Baillie Gifford & Co"},{"label":"Andrew Keiller","detail":"Indirect owner: beneficial owner - partner of Baillie Gifford & Co and a control person, since May 2023.","parent":"Baillie Gifford & Co"},{"label":"Ashley Chalmers","detail":"Indirect owner: beneficial owner - partner of Baillie Gifford & Co and a control person, since April 2024.","parent":"Baillie Gifford & Co"},{"label":"Neil Riddell","detail":"Indirect owner: beneficial owner - partner of Baillie Gifford & Co and a control person, since April 2024.","parent":"Baillie Gifford & Co"},{"label":"James Thomson","detail":"Indirect owner: beneficial owner - partner of Baillie Gifford & Co and a control person, since April 2024.","parent":"Baillie Gifford & Co"},{"label":"Ryan Fitzpatrick","detail":"Indirect owner: beneficial owner - partner of Baillie Gifford & Co and a control person, since April 2025.","parent":"Baillie Gifford & Co"},{"label":"Kirsty Gibson","detail":"Indirect owner: beneficial owner - partner of Baillie Gifford & Co and a control person, since April 2025.","parent":"Baillie Gifford & Co"},{"label":"Grant Walker","detail":"Indirect owner: beneficial owner - partner of Baillie Gifford & Co and a control person, since April 2025.","parent":"Baillie Gifford & Co"},{"label":"Michael Taylor","detail":"Indirect owner: beneficial owner - partner of Baillie Gifford & Co and a control person, since April 2025.","parent":"Baillie Gifford & Co"},{"label":"Gemma Barkhuizen","detail":"Indirect owner: beneficial owner - partner of Baillie Gifford & Co and a control person, since April 2026.","parent":"Baillie Gifford & Co"}],"branchOffices":null,"filedOffices":{"otherThanPrincipal":2,"privateResidences":1},"listedOfficeAddresses":2,"officesByState":[{"state":"New York","offices":1,"addresses":[{"street":"780 Third Avenue","city":"New York"}]}],"advFacts":{"source":{"file":"ia100226.zip","asOf":"2 October 2026"},"telephone":"441312752000","stateRegisteredReps":0,"otherAdviserReps":0,"compensation":["A percentage of assets under management","Fixed fees (other than subscription fees)","Performance-based fees"],"activities":["Portfolio management for investment companies","Portfolio management for pooled investment vehicles (other than investment companies)","Portfolio management for businesses (other than small businesses) or institutional clients"],"financialPlanningClients":null,"assetMix":[{"label":"Exchange-traded equity securities","percent":97},{"label":"Non-exchange-traded equity securities","percent":1},{"label":"Cash and cash equivalents","percent":2}],"privateFunds":0},"sources":{"adv1FilingDate":"13 July 2026","adv1Url":"https://reports.adviserinfo.sec.gov/reports/ADV/110296/PDF/110296.pdf","brochureDate":null,"brochureUrl":null,"iapdCompiledDate":null,"retrievedDate":"15 October 2026","retrievedOn":"2026-10-15","adv1Pages":{},"brochurePages":{}},"otherBusiness":[],"faq":[{"question":"How many clients does Baillie Gifford Overseas have?","answer":"Baillie Gifford Overseas has 255 clients and manages $144 billion for them, as of July 2026. They include 76 pooled investment vehicles, 59 pension and profit-sharing plans and 57 state or municipal government entities.","source":"Form ADV Part 1A, Items 5.D and 5.F, filed 13 July 2026","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What services does Baillie Gifford Overseas offer?","answer":"Baillie Gifford Overseas provides portfolio management for investment companies, portfolio management for pooled vehicles and portfolio management for institutions.","source":"Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Which custodians does Baillie Gifford Overseas use?","answer":"Baillie Gifford Overseas’ separately managed account assets are held at The State Street Bank and Trust Company (Defiance, OH), with $18,461,938,073, The Bank of New York Mellon (New York, NY), with $15,876,608,930, J.P. Morgan Chase Finance Limited (London), with $9,928,429,439 and Northern Trust Company (London), with $8,358,295,064. Only custodians holding at least a tenth of those assets are named.","source":"Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 13 July 2026","sourceRef":{"doc":"adv1","section":"custodians"}},{"question":"How many financial advisors does Baillie Gifford Overseas have?","answer":"Baillie Gifford Overseas has 0 investment adviser representatives registered with state securities authorities, out of 1,583 employees, and 144 perform investment advisory functions. 21 are registered representatives of a broker-dealer and 0 are licensed insurance agents.","source":"Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What does Baillie Gifford Overseas invest in?","answer":"At the end of its last fiscal year, Baillie Gifford Overseas’ separately managed accounts held 97% exchange-traded equities, 2% cash and equivalents and 1% non-exchange-traded equities. It advises no private funds of its own.","source":"Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Who owns Baillie Gifford Overseas?","answer":"Baillie Gifford Overseas’ direct owner is Baillie Gifford & Co (75% or more).","source":"Form ADV Part 1A, Schedules A and B, filed 13 July 2026","sourceRef":{"doc":"adv1","section":"scheduleA"}},{"question":"How does Baillie Gifford Overseas get paid?","answer":"Baillie Gifford Overseas is paid through a percentage of assets under management, fixed fees and performance-based fees. Its Form ADV lists no commissions among how it is paid.","source":"Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}}],"holdings":null,"notice":"Compiled from public SEC Form ADV filings on the dates in `sources`. Facts as filed; not a rating, ranking, or recommendation. Niva Wealth is not affiliated with this firm. Disciplinary history is deliberately not included here or on the page; the SEC publishes the complete record at the `iapdUrl` above."}