{"url":"https://nivawealth.com/firms/azimut-investment-advisors-134626","iapdUrl":"https://adviserinfo.sec.gov/firm/summary/134626","regulatoryAum":1002696146,"crd":"134626","adviserRoster":{"asOf":"2026-10-09","items":[{"crd":"2784279","suffix":"JR","lastName":"ALVES","firstName":"WALTER","middleName":"JOSE"},{"crd":"7769776","suffix":null,"lastName":"Biasini","firstName":"Stefano","middleName":"Maria"},{"crd":"8164685","suffix":null,"lastName":"Bierbaum","firstName":"Richard","middleName":null},{"crd":"8294163","suffix":null,"lastName":"Coria","firstName":"Shasmir","middleName":null},{"crd":"6634011","suffix":"mr","lastName":"Correa 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2021.","parent":"Az US Holdings"}],"branchOffices":null,"filedOffices":{"otherThanPrincipal":0,"privateResidences":0},"listedOfficeAddresses":1,"foreignOffices":[],"officesByState":[{"state":"Florida","offices":1,"addresses":[{"street":"1450 Brickell Ave, Suite 2610","city":"Miami","headquarters":true}]}],"advFacts":{"source":{"file":"ia100226.zip","asOf":"2 October 2026"},"telephone":"786-866-3700","stateRegisteredReps":10,"otherAdviserReps":0,"compensation":["A percentage of assets under management","Hourly charges","Fixed fees (other than subscription fees)","Performance-based fees"],"activities":["Portfolio management for individuals and/or small businesses","Portfolio management for businesses (other than small businesses) or institutional clients","Other"],"financialPlanningClients":"0","assetMix":[{"label":"Exchange-traded equity securities","percent":27},{"label":"Non-exchange-traded equity securities","percent":14},{"label":"U.S. government/agency 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They include 187 corporations and other businesses, 108 individual clients, and 82 high-net-worth individuals.","source":"Form ADV Part 1A, Items 5.D and 5.F, filed 12 May 2026","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What services does Azimut Investment Advisors offer?","answer":"Azimut Investment Advisors provides portfolio management for individuals and small businesses and portfolio management for institutions.","source":"Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Which custodians does Azimut Investment Advisors use?","answer":"Azimut Investment Advisors’ separately managed account assets are held at Pershing LLC (Jersey City, NJ), with $120M, Efg Bank Ag (Nassau), with $105M and Pictet & Cie (Geneva), with $78.6M. Only custodians holding at least a tenth of those assets are named.","source":"Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 12 May 2026","sourceRef":{"doc":"adv1","section":"custodians"}},{"question":"How many financial advisors does Azimut Investment Advisors have?","answer":"Azimut Investment Advisors has 10 investment adviser representatives registered with state securities authorities, out of 10 employees, and 7 perform investment advisory functions. 4 employees are registered representatives of a broker-dealer and 0 employees are licensed insurance agents.","source":"Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What does Azimut Investment Advisors invest in?","answer":"At the end of its last fiscal year, Azimut Investment Advisors’ separately managed accounts held 27% exchange-traded equities, 27% investment grade corporate bonds, 15% U.S. government and agency bonds, 14% non-exchange-traded equities, 8% state and local bonds, 6% cash and equivalents, 2% other and 1% sovereign bonds. The 2% other category is described as: Commodities, Structured Notes.","source":"Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Who owns Azimut Investment Advisors?","answer":"Azimut Investment Advisors is owned through a chain of holding companies by Azimut Holdings Spa. Its direct owner is Azimut Genesis Holdings LLC (75% or more).","source":"Form ADV Part 1A, Schedules A and B, filed 12 May 2026","sourceRef":{"doc":"adv1","section":"scheduleA"}},{"question":"How does Azimut Investment Advisors get paid?","answer":"Azimut Investment Advisors is paid through a percentage of assets under management, hourly charges, fixed fees and performance-based fees. Its Form ADV lists no commissions among how it is paid.","source":"Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"How do I contact Azimut Investment Advisors?","answer":"Azimut Investment Advisors’ main office is at 1450 Brickell Ave, Suite 2610, Miami, FL 33131. Its phone number is 786-866-3700. Its website is azimutadvisor.com.","source":"Form ADV Part 1A, Item 1.F, filed 12 May 2026","sourceRef":{"doc":"adv1","section":"offices"}}],"holdings":null,"notice":"Compiled from public SEC Form ADV filings on the dates in `sources`. Facts as filed; not a rating, ranking, or recommendation. Niva is not affiliated with this firm. Disciplinary history is deliberately not included here or on the page; the SEC publishes the complete record at the `iapdUrl` above."}