{"url":"https://nivawealth.com/firms/axxets-wealth-management-usa-340858","iapdUrl":"https://adviserinfo.sec.gov/firm/summary/340858","regulatoryAum":101303220,"crd":"340858","secFileNumber":"801-135667","legalName":"Axxets Wealth Management USA LLC","displayName":"Axxets Wealth Management USA","slug":"axxets-wealth-management-usa-340858","website":"https://axxets.com/","classification":{"segment":"individuals","segmentLabel":"Wealth management","type":"independent_wealth_manager","typeLabel":"RIA","feeDisclosure":"full"},"founded":null,"organization":"Florida limited liability company","fiscalYearEnd":"December","headquarters":{"street":"2920 Ne 207 St, Unit 804","city":"Aventura","state":"FL","stateName":"Florida","country":"United States","postalCode":"33180"},"tradeNames":[],"registration":{"secApproved":"7 May 2026","noticeFilings":null,"latestNoticeFiling":null},"wealthAumPerClient":20260644,"staff":{"employees":5,"advisory":1,"brokerDealerReps":0,"insuranceAgents":0,"promoters":0},"aum":{"regulatory":101303220,"discretionary":101303220,"discretionaryAccounts":12,"nonDiscretionary":0,"nonDiscretionaryAccounts":0,"wrapProgram":null,"nonUsClientsPct":100,"nonAumClients":0},"clientTypes":[{"label":"High-net-worth individuals","clients":5,"regulatoryAum":101303220}],"feePrograms":[{"role":"main","program":"Basic Fee Schedule","feeBasis":"range","fee_tiers":null,"sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1051601","versionId":1051601,"ratePeriod":"annual","fee_billing":"arrears","submittedOn":"2026-07-13","documentName":"ADV 2A 2B FOR AXXETS WEALTH MANAGEMENT USA LLC","fee_rate_low":0.5,"fee_rate_high":1,"fee_negotiable":true,"minimum_account":null,"feeMinimumPeriod":null,"fee_minimum_annual":null},{"role":"other","program":"Family Office Services","summary":"Family office services are priced case by case: included in the advisory fee for some clients, or billed as a flat fee or a combined asset-based and flat fee.","sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1051601","versionId":1051601,"submittedOn":"2026-07-13","documentName":"ADV 2A 2B FOR AXXETS WEALTH MANAGEMENT USA LLC"}],"brochureCoverage":{"scope":"sec_inventory","status":"reviewed","checkedAt":"2026-10-22T18:15:23.761611+00:00","documents":[{"name":"ADV 2A 2B FOR AXXETS WEALTH MANAGEMENT USA LLC","status":"read","sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1051601","versionId":1051601,"submittedOn":"2026-07-13"}]},"custodians":[{"name":"J.P. Morgan Securities LLC","shortName":"J.P. Morgan","location":"New York, NY","smaAssets":69933942},{"name":"Morgan Stanley Smith Barney LLC","shortName":"Morgan Stanley","location":"Purchase, NY","smaAssets":31369278}],"custodyNote":"Axxets Wealth Management USA does not have custody of client assets.","leadership":[{"name":"Daniela Brener","title":"COO","crd":"8229199"},{"name":"Jose Cova","title":"CIO","crd":"6219273"},{"name":"Aslan Harari","title":"Managing Member","crd":"8229192"},{"name":"Juan Riera","title":"CCO","crd":"2326717"}],"ownership":[{"label":"Axxiontrade LP","detail":"Member in the 50% to 75% ownership band and a control person, since January 2026."},{"label":"JLC Strategic Holdings LLC","detail":"Member in the 10% to 25% ownership band, since January 2026."},{"label":"Kesher 18 Consulting LLC","detail":"Member in the 10% to 25% ownership band, since January 2026."},{"label":"Aslan Harari","detail":"Managing member in the 75% or more ownership band and a control person, since January 2026. Also a limited partner of Axxiontrade LP in the 75% or more band and a control person, since January 2026."},{"label":"Jose Cova","detail":"Indirect owner: a sole member of JLC Strategic Holdings LLC in the 75% or more band and a control person, since January 2026.","parent":"JLC Strategic Holdings LLC"},{"label":"Daniela Brener","detail":"Indirect owner: a sole member of Kesher 18 Consulting LLC in the 75% or more band and a control person, since January 2026.","parent":"Kesher 18 Consulting LLC"}],"filedOffices":{"otherThanPrincipal":0,"privateResidences":0},"listedOfficeAddresses":1,"foreignOffices":[],"officesByState":[{"state":"Florida","offices":1,"addresses":[{"street":"2920 Ne 207 St, Unit 804","city":"Aventura","headquarters":true}]}],"advFacts":{"source":{"file":"ia100226.zip","asOf":"2 October 2026"},"telephone":"305-405-9000","stateRegisteredReps":1,"otherAdviserReps":0,"compensation":["A percentage of assets under management","Other"],"activities":["Portfolio management for individuals and/or small businesses","Portfolio management for businesses (other than small businesses) or institutional clients","Other"],"financialPlanningClients":null,"assetMix":[{"label":"Exchange-traded equity securities","percent":50},{"label":"Investment grade corporate bonds","percent":28},{"label":"Non-investment grade corporate bonds","percent":10},{"label":"Securities issued by registered investment companies or business development companies","percent":7},{"label":"Cash and cash equivalents","percent":4},{"label":"Other","percent":1,"detail":"Alternative Investments, Digital Assets"}],"privateFunds":0},"sources":{"adv1FilingDate":"20 July 2026","adv1Url":"https://reports.adviserinfo.sec.gov/reports/ADV/340858/PDF/340858.pdf","brochureDate":"13 July 2026","brochureUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1051601","iapdCompiledDate":null,"retrievedDate":"15 October 2026","retrievedOn":"2026-10-15","updatedOn":"2026-10-22","holdingsUpdatedOn":"2026-10-21","adv1Pages":{},"brochurePages":{}},"otherBusiness":[],"faq":[{"question":"How many clients does Axxets Wealth Management USA have?","answer":"Axxets Wealth Management USA has 5 clients and manages $101 million for them, as of July 2026. They include 5 high-net-worth individuals.","source":"Form ADV Part 1A, Items 5.D and 5.F, filed 20 July 2026","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What services does Axxets Wealth Management USA offer?","answer":"Axxets Wealth Management USA provides portfolio management for individuals and small businesses and portfolio management for institutions.","source":"Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"How much does Axxets Wealth Management USA charge?","answer":"Axxets Wealth Management USA charges 0.50%–1.00% a year for its Basic Fee Schedule. The fee is billed in arrears and is negotiable.","source":"ADV 2A 2B FOR AXXETS WEALTH MANAGEMENT USA LLC, filed 13 July 2026","sourceRef":{"doc":"brochure","section":"fees"}},{"question":"Which custodians does Axxets Wealth Management USA use?","answer":"Axxets Wealth Management USA’s separately managed account assets are held at J.P. Morgan Securities LLC (New York, NY), with $69.9M and Morgan Stanley Smith Barney LLC (Purchase, NY), with $31.4M. Only custodians holding at least a tenth of those assets are named.","source":"Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 20 July 2026","sourceRef":{"doc":"adv1","section":"custodians"}},{"question":"How many financial advisors does Axxets Wealth Management USA have?","answer":"Axxets Wealth Management USA has 1 investment adviser representative registered with state securities authorities, out of 5 employees, and 1 perform investment advisory functions. None are registered representatives of a broker-dealer or licensed insurance agents.","source":"Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What does Axxets Wealth Management USA invest in?","answer":"At the end of its last fiscal year, Axxets Wealth Management USA’s separately managed accounts held 50% exchange-traded equities, 28% investment grade corporate bonds, 10% high-yield corporate bonds, 7% registered funds (mutual funds, ETFs, BDCs), 4% cash and equivalents and 1% other. The 1% other category is described as: Alternative Investments, Digital Assets.","source":"Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Who owns Axxets Wealth Management USA?","answer":"Axxets Wealth Management USA is owned through holding companies by Jose Cova and Daniela Brener. Its direct owners are Axxiontrade LP (50% to 75%), JLC Strategic Holdings LLC (10% to 25%), Kesher 18 Consulting LLC (10% to 25%) and Aslan Harari (75% or more).","source":"Form ADV Part 1A, Schedules A and B, filed 20 July 2026","sourceRef":{"doc":"adv1","section":"scheduleA"}},{"question":"How does Axxets Wealth Management USA get paid?","answer":"Axxets Wealth Management USA is paid through a percentage of assets under management and other compensation. Its Form ADV lists no commissions or performance-based fees among how it is paid.","source":"Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Is Axxets Wealth Management USA registered with the SEC?","answer":"Yes, Axxets Wealth Management USA has been registered with the SEC as an investment adviser since 7 May 2026. Its CRD number is 340858 and its SEC file number is 801-135667.","source":"Form ADV Part 1A, Item 1, filed 20 July 2026; IAPD firm record","sourceRef":{"doc":"adv1","section":"identity"}},{"question":"How do I contact Axxets Wealth Management USA?","answer":"Axxets Wealth Management USA’s main office is at 2920 Ne 207 St, Unit 804, Aventura, FL 33180. Its phone number is 305-405-9000. Its website is axxets.com.","source":"Form ADV Part 1A, Item 1.F, filed 20 July 2026","sourceRef":{"doc":"adv1","section":"offices"}}],"holdings":null,"notice":"Compiled from public SEC Form ADV filings on the dates in `sources`. Facts as filed; not a rating, ranking, or recommendation. Niva is not affiliated with this firm. Disciplinary history is deliberately not included here or on the page; the SEC publishes the complete record at the `iapdUrl` above."}