{"url":"https://nivawealth.com/firms/axient-investment-advisors-336722","iapdUrl":"https://adviserinfo.sec.gov/firm/summary/336722","regulatoryAum":453990661,"crd":"336722","adviserRoster":{"asOf":"2026-10-09","items":[{"crd":"7123327","suffix":null,"lastName":"Adams","firstName":"Jacob","middleName":"Hampton"},{"crd":"2241375","suffix":null,"lastName":"BRIDGES","firstName":"STUART","middleName":"DANIEL"},{"crd":"1717560","suffix":null,"lastName":"Calvano","firstName":"John","middleName":"Francis"},{"crd":"2465665","suffix":"JR","lastName":"CUNNINGHAM","firstName":"JAMES","middleName":"RALPH"},{"crd":"8212836","suffix":null,"lastName":"Engen","firstName":"Shawn","middleName":"Matthew"},{"crd":"4676228","suffix":"JR.","lastName":"GALLAGHER","firstName":"JOSEPH","middleName":"A."},{"crd":"4254460","suffix":null,"lastName":"JONES","firstName":"CHARLES","middleName":"MICHAEL"},{"crd":"8094448","suffix":null,"lastName":"McCrary","firstName":"James","middleName":"Gamble"},{"crd":"5763643","suffix":null,"lastName":"MCGLONE","firstName":"MYSTIE","middleName":"DENAE"},{"crd":"6339400","suffix":null,"lastName":"NIELSEN","firstName":"ALLISON","middleName":"BROWN"},{"crd":"5594047","suffix":null,"lastName":"PYLANT","firstName":"JOHN","middleName":"W"},{"crd":"2380727","suffix":null,"lastName":"SAUNDERS","firstName":"MARK","middleName":"ERIC"},{"crd":"4838769","suffix":null,"lastName":"WALL","firstName":"ALLEN","middleName":"G"},{"crd":"4470781","suffix":null,"lastName":"Walls","firstName":"Timothy","middleName":"Brian"}],"total":14,"loadedAt":"2026-10-10T00:20:19.761928+00:00","sourceUrl":"https://reports.adviserinfo.sec.gov/reports/CompilationReports/IA_INDVL_Feed_10_09_2026.xml.zip"},"secFileNumber":"801-134453","legalName":"Axient Investment Advisors LLC","displayName":"Axient Investment Advisors","slug":"axient-investment-advisors-336722","website":"https://axientadvisors.com/","logo":{"src":"https://rmkhnxnbeclogprvkfyl.supabase.co/storage/v1/object/public/firm-logos/336722/4ded6c6d894fa837-r1.webp","tone":"light","width":722,"height":200,"sourceUrl":"https://www.axientadvisors.com","sourceLabel":"Axient Investment Advisors LLC, website"},"classification":{"segment":"individuals","segmentLabel":"Wealth management","type":"independent_wealth_manager","typeLabel":"RIA","feeDisclosure":"full"},"founded":null,"organization":"Alabama limited liability company","fiscalYearEnd":"December","headquarters":{"street":"403 Madison St Se, 2nd FL","city":"Huntsville","state":"AL","stateName":"Alabama","country":"United States","postalCode":"35801"},"tradeNames":["Eagle Creek Wealth Management"],"registration":{"secApproved":"14 November 2025","noticeFilings":null,"latestNoticeFiling":null},"wealthAumPerClient":582591.9479305741,"staff":{"employees":18,"advisory":12,"brokerDealerReps":13,"insuranceAgents":11,"promoters":0},"aum":{"regulatory":453990661,"discretionary":453990661,"discretionaryAccounts":1135,"nonDiscretionary":0,"nonDiscretionaryAccounts":0,"wrapProgram":null,"nonUsClientsPct":0,"nonAumClients":0},"clientTypes":[{"label":"Individuals (other than HNW)","clients":478,"regulatoryAum":109107844},{"label":"High-net-worth individuals","clients":271,"regulatoryAum":327253525},{"label":"Pension and profit-sharing plans","clients":2,"regulatoryAum":8725954},{"label":"Charitable organizations","clients":6,"regulatoryAum":4689119},{"label":"Corporations and other businesses","clients":11,"regulatoryAum":4214219}],"feePrograms":[{"role":"main","program":"Asset Management Services","feeBasis":"ceiling","fee_tiers":null,"sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1018304","versionId":1018304,"ratePeriod":"annual","fee_billing":"advance","submittedOn":"2026-03-12","documentName":"AXIENT INVESTMENT ADVISORS LLC ADV 2A BROCHURE 08.28.2025","fee_rate_low":null,"fee_rate_high":2,"fee_negotiable":true,"minimum_account":null,"feeMinimumPeriod":null,"fee_minimum_annual":null},{"role":"other","program":"Financial Consulting","summary":"A fixed fee of at most $10,000 per project, or an hourly rate of at most $500; 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They include 478 individual clients, 271 high-net-worth individuals, and 11 corporations and other businesses.","source":"Form ADV Part 1A, Items 5.D and 5.F, filed 12 March 2026","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What services does Axient Investment Advisors offer?","answer":"Axient Investment Advisors provides financial planning, portfolio management for individuals and small businesses, portfolio management for institutions, pension consulting, selecting other managers, and educational seminars.","source":"Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"How much does Axient Investment Advisors charge?","answer":"Axient Investment Advisors charges up to 2.00% a year for its Asset Management Services. The fee is billed in advance and is negotiable.","source":"AXIENT INVESTMENT ADVISORS LLC ADV 2A BROCHURE 08.28.2025, filed 12 March 2026","sourceRef":{"doc":"brochure","section":"fees"}},{"question":"Which custodians does Axient Investment Advisors use?","answer":"Axient Investment Advisors’ separately managed account assets are held at Pershing LLC (Jersey City, NJ), with $1.72M. Only custodians holding at least a tenth of those assets are named.","source":"Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 12 March 2026","sourceRef":{"doc":"adv1","section":"custodians"}},{"question":"How many financial advisors does Axient Investment Advisors have?","answer":"Axient Investment Advisors has 12 investment adviser representatives registered with state securities authorities, out of 18 employees, and 12 perform investment advisory functions. 13 employees are registered representatives of a broker-dealer and 11 employees are licensed insurance agents.","source":"Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What does Axient Investment Advisors invest in?","answer":"At the end of its last fiscal year, Axient Investment Advisors’ separately managed accounts held 47% exchange-traded equities, 39% registered funds (mutual funds, ETFs, BDCs), 9% cash and equivalents and 5% investment grade corporate bonds.","source":"Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Who owns Axient Investment Advisors?","answer":"Axient Investment Advisors’ direct owners are Stuart Bridges, John Pylant, Mark Saunders, Allen Wall, Joseph Gallagher, James Cunningham and Charles Jones, each holding 25% or less.","source":"Form ADV Part 1A, Schedules A and B, filed 12 March 2026","sourceRef":{"doc":"adv1","section":"scheduleA"}},{"question":"How does Axient Investment Advisors get paid?","answer":"Axient Investment Advisors is paid through a percentage of assets under management, hourly charges and fixed fees. Its Form ADV lists no commissions or performance-based fees among how it is paid.","source":"Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"How do I contact Axient Investment Advisors?","answer":"Axient Investment Advisors’ main office is at 403 Madison St Se, 2nd FL, Huntsville, AL 35801. Its phone number is 256-980-1723. Its website is axientadvisors.com.","source":"Form ADV Part 1A, Item 1.F, filed 12 March 2026","sourceRef":{"doc":"adv1","section":"offices"}}],"holdings":null,"notice":"Compiled from public SEC Form ADV filings on the dates in `sources`. Facts as filed; not a rating, ranking, or recommendation. Niva is not affiliated with this firm. Disciplinary history is deliberately not included here or on the page; the SEC publishes the complete record at the `iapdUrl` above."}