{"url":"https://nivawealth.com/firms/axia-wealth-management-155890","iapdUrl":"https://adviserinfo.sec.gov/firm/summary/155890","regulatoryAum":148002969,"crd":"155890","secFileNumber":"801-136859","legalName":"Axia Wealth Management Inc","displayName":"Axia Wealth Management","slug":"axia-wealth-management-155890","website":null,"classification":{"segment":"individuals","segmentLabel":"Wealth management","type":"independent_wealth_manager","typeLabel":"RIA","feeDisclosure":"full"},"founded":null,"organization":"Oregon corporation","fiscalYearEnd":"December","headquarters":{"street":"255 SW Bluff Drive, Suite 100","city":"Bend","state":"OR","stateName":"Oregon","country":"United States","postalCode":"97702"},"tradeNames":[],"registration":{"secApproved":"6 August 2026","noticeFilings":null,"latestNoticeFiling":null},"wealthAumPerClient":898489.9013157894,"staff":{"employees":3,"advisory":3,"brokerDealerReps":0,"insuranceAgents":0,"promoters":0},"aum":{"regulatory":148002969,"discretionary":132369028,"discretionaryAccounts":453,"nonDiscretionary":15633941,"nonDiscretionaryAccounts":31,"wrapProgram":null,"nonUsClientsPct":0,"nonAumClients":0},"clientTypes":[{"label":"Individuals (other than HNW)","clients":75,"regulatoryAum":25964960},{"label":"High-net-worth individuals","clients":77,"regulatoryAum":110605505},{"label":"Pension and profit-sharing plans","clients":7,"regulatoryAum":10982906},{"label":"Charitable organizations","clients":3,"fewerThan5":true,"regulatoryAum":247239},{"label":"Corporations and other businesses","clients":1,"fewerThan5":true,"regulatoryAum":202359}],"feePrograms":[{"role":"main","program":"Wealth Management Services","feeBasis":"range","fee_tiers":null,"sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1049675","versionId":1049675,"ratePeriod":"annual","fee_billing":null,"submittedOn":"2026-06-26","documentName":"AXIA WEALTH MANAGEMENT INC ADV PART 2","fee_rate_low":0.5,"fee_rate_high":1.25,"fee_negotiable":null,"minimum_account":null,"feeMinimumPeriod":null,"fee_minimum_annual":null},{"role":"other","program":"Employee Benefit Plan Services","summary":"Retirement plan annual fee of 0.80% on assets up to $1 million, stepping down to 0.35% above $10 million; generally negotiable.","sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1049675","versionId":1049675,"submittedOn":"2026-06-26","documentName":"AXIA WEALTH MANAGEMENT INC ADV PART 2"},{"role":"other","program":"Estate Planning Services","summary":"A $1,500 base fee for estate plan documents, plus client-billed deed recording fees of $300 to $550 per property and $100 per business assignment.","sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1049675","versionId":1049675,"submittedOn":"2026-06-26","documentName":"AXIA WEALTH MANAGEMENT INC ADV PART 2"},{"role":"other","program":"Financial Planning for Clients Under $400,000","summary":"For clients with under $400,000 under management, financial planning is an annual fee of $5,000, billed quarterly.","sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1049675","versionId":1049675,"submittedOn":"2026-06-26","documentName":"AXIA WEALTH MANAGEMENT INC ADV PART 2"},{"role":"other","program":"Hourly Consulting Services","summary":"Hourly consulting starts at $350 an hour, with 25% of the agreed fee billed in advance.","sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1049675","versionId":1049675,"submittedOn":"2026-06-26","documentName":"AXIA WEALTH MANAGEMENT INC ADV PART 2"}],"brochureCoverage":{"scope":"sec_inventory","status":"reviewed","checkedAt":"2026-10-22T14:15:46.76946+00:00","documents":[{"name":"AXIA WEALTH MANAGEMENT INC ADV PART 2","status":"read","sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1049675","versionId":1049675,"submittedOn":"2026-06-26"},{"name":null,"status":"not_downloaded","sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1031703","versionId":1031703,"submittedOn":null},{"name":null,"status":"not_downloaded","sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1031702","versionId":1031702,"submittedOn":null},{"name":null,"status":"not_downloaded","sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1031701","versionId":1031701,"submittedOn":null}]},"custodians":[],"custodyNote":"Axia Wealth Management has custody of $72.1M in client assets for 108 clients.","otherCustodians":[],"leadership":[],"ownership":[],"branchOffices":null,"filedOffices":{"otherThanPrincipal":1,"privateResidences":0},"listedOfficeAddresses":1,"foreignOffices":[],"officesByState":[{"state":"Oregon","offices":1,"addresses":[{"street":"255 SW Bluff Drive, Suite 100","city":"Bend","headquarters":true}]}],"advFacts":{"source":{"file":"ia100226.zip","asOf":"2 October 2026"},"telephone":"541-647-1500","stateRegisteredReps":3,"otherAdviserReps":0,"compensation":["A percentage of assets under management","Hourly charges","Fixed fees (other than subscription fees)"],"activities":["Financial planning services","Portfolio management for individuals and/or small businesses","Pension consulting services","Selection of other advisers (including private fund managers)"],"financialPlanningClients":"51-100","assetMix":[{"label":"Exchange-traded equity securities","percent":3},{"label":"U.S. government/agency bonds","percent":2},{"label":"Investment grade corporate bonds","percent":2},{"label":"Securities issued by registered investment companies or business development companies","percent":87},{"label":"Securities issued by pooled investment vehicles (other than registered investment companies)","percent":2},{"label":"Cash and cash equivalents","percent":4}],"privateFunds":0},"sources":{"adv1FilingDate":"14 July 2026","adv1Url":"https://reports.adviserinfo.sec.gov/reports/ADV/155890/PDF/155890.pdf","brochureDate":"26 June 2026","brochureUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1049675","iapdCompiledDate":null,"retrievedDate":"15 October 2026","retrievedOn":"2026-10-15","updatedOn":"2026-10-22","holdingsUpdatedOn":"2026-10-21","adv1Pages":{},"brochurePages":{}},"otherBusiness":[],"faq":[{"question":"How many clients does Axia Wealth Management have?","answer":"Axia Wealth Management has 163 clients and manages $148 million for them, as of July 2026. They include 77 high-net-worth individuals, 75 individual clients, and 7 pension and profit-sharing plans.","source":"Form ADV Part 1A, Items 5.D and 5.F, filed 14 July 2026","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What services does Axia Wealth Management offer?","answer":"Axia Wealth Management provides financial planning, portfolio management for individuals and small businesses, pension consulting, and selecting other managers.","source":"Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"How much does Axia Wealth Management charge?","answer":"Axia Wealth Management charges 0.50%–1.25% a year for its Wealth Management Services.","source":"AXIA WEALTH MANAGEMENT INC ADV PART 2, filed 26 June 2026","sourceRef":{"doc":"brochure","section":"fees"}},{"question":"How many financial advisors does Axia Wealth Management have?","answer":"Axia Wealth Management has 3 investment adviser representatives registered with state securities authorities, out of 3 employees, and 3 perform investment advisory functions. None are registered representatives of a broker-dealer or licensed insurance agents.","source":"Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What does Axia Wealth Management invest in?","answer":"At the end of its last fiscal year, Axia Wealth Management’s separately managed accounts held 87% registered funds (mutual funds, ETFs, BDCs), 4% cash and equivalents, 3% exchange-traded equities, 2% U.S. government and agency bonds, 2% investment grade corporate bonds and 2% pooled vehicles (private funds and similar).","source":"Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"How does Axia Wealth Management get paid?","answer":"Axia Wealth Management is paid through a percentage of assets under management, hourly charges and fixed fees. Its Form ADV lists no commissions or performance-based fees among how it is paid.","source":"Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"How do I contact Axia Wealth Management?","answer":"Axia Wealth Management’s main office is at 255 SW Bluff Drive, Suite 100, Bend, OR 97702. Its phone number is 541-647-1500.","source":"Form ADV Part 1A, Item 1.F, filed 14 July 2026","sourceRef":{"doc":"adv1","section":"offices"}}],"holdings":null,"notice":"Compiled from public SEC Form ADV filings on the dates in `sources`. Facts as filed; not a rating, ranking, or recommendation. Niva is not affiliated with this firm. Disciplinary history is deliberately not included here or on the page; the SEC publishes the complete record at the `iapdUrl` above."}