{"url":"https://nivawealth.com/firms/axa-investment-managers-us-113608","iapdUrl":"https://adviserinfo.sec.gov/firm/summary/113608","regulatoryAum":79242927489,"crd":"113608","secFileNumber":"801-60374","legalName":"Axa Investment Managers US Inc","displayName":"Axa Investment Managers US","website":null,"founded":null,"organization":"Delaware corporation","fiscalYearEnd":"December","headquarters":{"street":"787 7th Avenue, 5th Floor Annex","city":"New York","state":"NY","stateName":"New York","country":"United States","postalCode":"10019"},"tradeNames":[],"registration":{"secApproved":"25 June 2001","noticeFilings":null,"latestNoticeFiling":null},"staff":{"employees":167,"advisory":87,"brokerDealerReps":12,"insuranceAgents":0,"promoters":0},"aum":{"discretionary":78340515637,"discretionaryAccounts":197,"nonDiscretionary":902411852,"nonDiscretionaryAccounts":11,"wrapProgram":null,"nonUsClientsPct":70,"nonAumClients":8},"clientTypes":[{"label":"Banking or thrift institutions","clients":null,"regulatoryAum":12741461},{"label":"Investment companies","clients":2,"regulatoryAum":1002572449},{"label":"Pooled investment vehicles","clients":28,"regulatoryAum":34997047963},{"label":"Pension and profit-sharing plans","clients":3,"regulatoryAum":408554388},{"label":"State or municipal government entities","clients":null,"regulatoryAum":379694008},{"label":"Other investment advisers","clients":5,"regulatoryAum":30753993025},{"label":"Insurance companies","clients":22,"regulatoryAum":11688324195}],"fees":[],"feeNotes":[],"custodians":[{"name":"BNP Paribas Sa","shortName":"BNP Paribas Sa","location":"Paris","smaAssets":11123117976},{"name":"The Bank of New York Mellon","shortName":"The Bank of New York Mellon","location":"New York, NY","smaAssets":15717112090},{"name":"Citibank  N.A.","shortName":"Citibank  N.A.","location":"Hong Kong","smaAssets":13919869413}],"custodyNote":"Axa Investment Managers US has custody of $3.44B for 6 clients.","otherCustodians":[],"leadership":[{"name":"Laurent Jacquemin","title":"Head of Alts & Real Estate, North America / Co-President","crd":"8319806"},{"name":"Johanna Lasker","title":"Co-President","crd":"4158451"},{"name":"Florian Bezault","title":"Co-Chief Financial Officer","crd":"7498644"},{"name":"Gary Friedman","title":"Co-Chief Financial Officer","crd":"6836617"},{"name":"Amanda Raynor","title":"Chief Operating Officer","crd":"6631474"},{"name":"Michel Decoux","title":"Chief Compliance Officer","crd":"6286556"},{"name":"Ella Cohen","title":"Co-Chief Legal Officer","crd":"5226588"},{"name":"Samuel Kim","title":"Co-Chief Legal Officer","crd":"4982883"},{"name":"Jean-Christophe Menioux","title":"Director / Chairman","crd":"7640143"}],"ownership":[{"label":"BNPP Am USA Holdings, Inc.","detail":"Owner in the 75% or more ownership band and a control person, since July 2026."},{"label":"BNP Paribas S.A.","detail":"Indirect owner: a indirect owner of BNP Paribas USA, Inc. in the 75% or more band and a control person, since June 2001.","parent":"BNP Paribas USA, Inc."},{"label":"BNP Paribas US Wholesale Holdings, Corp","detail":"Indirect owner: a shareholder of BNPP Am USA Holdings, Inc. in the 75% or more band and a control person, since January 2017.","parent":"BNPP Am USA Holdings, Inc."},{"label":"BNP Paribas USA, Inc.","detail":"Indirect owner: a indirect owner of BNP Paribas US Wholesale Holdings, Corp in the 75% or more band and a control person, since January 2017.","parent":"BNP Paribas US Wholesale Holdings, Corp"}],"branchOffices":null,"filedOffices":{"otherThanPrincipal":6,"privateResidences":0},"listedOfficeAddresses":7,"officesByState":[{"state":"California","offices":1,"addresses":[{"street":"4 Orinda Way","city":"Orinda"}]},{"state":"Connecticut","offices":1,"addresses":[{"street":"400 Atlantic Street","city":"Stamford"}]},{"state":"Georgia","offices":1,"addresses":[{"street":"10000 Avalon Boulevard","city":"Alpharetta"}]},{"state":"Massachusetts","offices":1,"addresses":[{"street":"75 State Street","city":"Boston"}]},{"state":"New York","offices":3,"addresses":[{"street":"787 7th Avenue, 5th Floor Annex","city":"New York","headquarters":true},{"street":"340 Madison Avenue","city":"New York"},{"street":"711 Third Avenue","city":"New York"}]}],"advFacts":{"source":{"file":"ia100226.zip","asOf":"2 October 2026"},"telephone":"212-681-3181","stateRegisteredReps":0,"otherAdviserReps":0,"compensation":["A percentage of assets under management","Fixed fees (other than subscription fees)","Performance-based fees","Other"],"activities":["Portfolio management for investment companies","Portfolio management for pooled investment vehicles (other than investment companies)","Portfolio management for businesses (other than small businesses) or institutional clients","Selection of other advisers (including private fund managers)"],"financialPlanningClients":null,"assetMix":[{"label":"U.S. government/agency bonds","percent":15},{"label":"U.S. state and local bonds","percent":1},{"label":"Sovereign bonds","percent":5},{"label":"Investment grade corporate bonds","percent":65},{"label":"Non-investment grade corporate bonds","percent":3},{"label":"Securities issued by pooled investment vehicles (other than registered investment companies)","percent":4},{"label":"Cash and cash equivalents","percent":5},{"label":"Other","percent":1,"detail":"Bank Loans. Mortgage Backed Securities and Other Securitized Assets"}],"privateFunds":21},"sources":{"adv1FilingDate":"30 July 2026","adv1Url":"https://reports.adviserinfo.sec.gov/reports/ADV/113608/PDF/113608.pdf","brochureDate":null,"brochureUrl":null,"iapdCompiledDate":null,"retrievedDate":"15 October 2026","retrievedOn":"2026-10-15","adv1Pages":{},"brochurePages":{}},"otherBusiness":[],"faq":[{"question":"How many clients does Axa Investment Managers US have?","answer":"Axa Investment Managers US has 60 clients and manages $79.2 billion for them, as of July 2026. They include 28 pooled investment vehicles, 22 insurance companies and 5 other investment advisers.","source":"Form ADV Part 1A, Items 5.D and 5.F, filed 30 July 2026","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What services does Axa Investment Managers US offer?","answer":"Axa Investment Managers US provides portfolio management for investment companies, portfolio management for pooled vehicles, portfolio management for institutions and selecting other managers.","source":"Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Which custodians does Axa Investment Managers US use?","answer":"Axa Investment Managers US’s separately managed account assets are held at The Bank of New York Mellon (New York, NY), with $15,717,112,090, Citibank  N.A. (Hong Kong), with $13,919,869,413 and BNP Paribas Sa (Paris), with $11,123,117,976. Only custodians holding at least a tenth of those assets are named.","source":"Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 30 July 2026","sourceRef":{"doc":"adv1","section":"custodians"}},{"question":"How many financial advisors does Axa Investment Managers US have?","answer":"Axa Investment Managers US has 0 investment adviser representatives registered with state securities authorities, out of 167 employees, and 87 perform investment advisory functions. 12 are registered representatives of a broker-dealer and 0 are licensed insurance agents.","source":"Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What does Axa Investment Managers US invest in?","answer":"At the end of its last fiscal year, Axa Investment Managers US’s separately managed accounts held 65% investment grade corporate bonds, 15% U.S. government and agency bonds, 5% sovereign bonds, 5% cash and equivalents, 4% pooled vehicles (private funds and similar), 3% high-yield corporate bonds, 1% state and local bonds and 1% bank loans. mortgage backed securities and other securitized assets. It advises 21 private funds.","source":"Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Who owns Axa Investment Managers US?","answer":"Axa Investment Managers US is owned through a chain of holding companies by BNP Paribas S.A. Its direct owner is BNPP Am USA Holdings, Inc. (75% or more).","source":"Form ADV Part 1A, Schedules A and B, filed 30 July 2026","sourceRef":{"doc":"adv1","section":"scheduleA"}},{"question":"How does Axa Investment Managers US get paid?","answer":"Axa Investment Managers US is paid through a percentage of assets under management, fixed fees, performance-based fees and other arrangements. Its Form ADV lists no commissions among how it is paid.","source":"Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}}],"holdings":null,"notice":"Compiled from public SEC Form ADV filings on the dates in `sources`. Facts as filed; not a rating, ranking, or recommendation. Niva Wealth is not affiliated with this firm. Disciplinary history is deliberately not included here or on the page; the SEC publishes the complete record at the `iapdUrl` above."}