{"url":"https://nivawealth.com/firms/awaken-wealth-partners-341005","iapdUrl":"https://adviserinfo.sec.gov/firm/summary/341005","regulatoryAum":237266565,"crd":"341005","adviserRoster":{"asOf":"2026-10-09","items":[{"crd":"4855722","suffix":null,"lastName":"BICKHART","firstName":"GREGORY","middleName":"PAUL"},{"crd":"6936083","suffix":null,"lastName":"Christensen","firstName":"Ryan","middleName":"David"},{"crd":"6658417","suffix":null,"lastName":"Greenwood","firstName":"Blair","middleName":null},{"crd":"2135357","suffix":null,"lastName":"HOYME","firstName":"JONATHAN","middleName":"PAUL"},{"crd":"6003057","suffix":null,"lastName":"Miller","firstName":"Matthew","middleName":"Morris"}],"total":5,"loadedAt":"2026-10-10T00:20:19.761928+00:00","sourceUrl":"https://reports.adviserinfo.sec.gov/reports/CompilationReports/IA_INDVL_Feed_10_09_2026.xml.zip"},"secFileNumber":"801-135705","legalName":"Awaken Wealth Partners LLC","displayName":"Awaken Wealth 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8-17-2026","status":"read","sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1055160","versionId":1055160,"submittedOn":"2026-08-17"},{"name":null,"status":"not_downloaded","sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1055161","versionId":1055161,"submittedOn":null}]},"custodians":[{"name":"Fidelity Brokerage Services LLC","shortName":"Fidelity","location":"Smithfield, RI","smaAssets":211515821},{"name":"Charles Schwab & Co., Inc.","shortName":"Charles Schwab","location":"Westlake, TX","smaAssets":25750744}],"custodyNote":"Awaken Wealth Partners does not have custody of client assets.","otherCustodians":[],"leadership":[{"name":"Carly Kleiman","title":"Chief Compliance Officer","crd":"8293602"},{"name":"Jonathan Hoyme","title":"CFO & Senior Wealth Advisor","crd":"2135357"},{"name":"Matthew Miller","title":"CEO & Senior Wealth Advisor","crd":"6003057"}],"ownership":[{"label":"Jonathan Hoyme","detail":"Cfo & senior wealth advisor in the 50% to 75% ownership band and a control person, since May 2026."},{"label":"Matthew Miller","detail":"Ceo & senior wealth advisor in the 50% to 75% ownership band and a control person, since May 2026."}],"branchOffices":null,"filedOffices":{"otherThanPrincipal":2,"privateResidences":0},"listedOfficeAddresses":3,"foreignOffices":[],"officesByState":[{"state":"Texas","offices":3,"addresses":[{"street":"19450 Tomball Parkway, Suite 150","city":"Houston","headquarters":true},{"street":"700 Rockmead Drive","city":"Kingwood"},{"street":"1234 Bay Area BLVD.","city":"Houston"}]}],"advFacts":{"source":{"file":"ia100226.zip","asOf":"2 October 2026"},"telephone":"281-358-0134","stateRegisteredReps":4,"otherAdviserReps":0,"compensation":["A percentage of assets under management","Fixed fees (other than subscription fees)"],"activities":["Financial planning services","Portfolio management for individuals and/or small businesses","Portfolio management for businesses (other than small businesses) or institutional clients","Pension consulting services","Selection of other advisers (including private fund managers)","Educational seminars/workshops"],"financialPlanningClients":"101-250","assetMix":[{"label":"Exchange-traded equity securities","percent":53},{"label":"U.S. government/agency bonds","percent":2},{"label":"Securities issued by registered investment companies or business development companies","percent":44},{"label":"Cash and cash equivalents","percent":1}],"privateFunds":0},"sources":{"adv1FilingDate":"17 August 2026","adv1Url":"https://reports.adviserinfo.sec.gov/reports/ADV/341005/PDF/341005.pdf","brochureDate":"17 August 2026","brochureUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1055160","iapdCompiledDate":null,"retrievedDate":"15 October 2026","retrievedOn":"2026-10-15","updatedOn":"2026-10-22","holdingsUpdatedOn":"2026-10-21","adv1Pages":{},"brochurePages":{}},"otherBusiness":[],"faq":[{"question":"How many clients does Awaken Wealth Partners have?","answer":"Awaken Wealth Partners has 417 clients and manages $237 million for them, as of August 2026. They include 361 individual clients, 55 high-net-worth individuals and 1 pension or profit-sharing plan.","source":"Form ADV Part 1A, Items 5.D and 5.F, filed 17 August 2026","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What services does Awaken Wealth Partners offer?","answer":"Awaken Wealth Partners provides financial planning, portfolio management for individuals and small businesses, portfolio management for institutions, pension consulting, selecting other managers, and educational seminars.","source":"Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"How much does Awaken Wealth Partners charge?","answer":"Awaken Wealth Partners charges 0.775%–1.50% for its Awaken Wrap Fee Program. The brochure does not state whether the rate is annual. The fee is billed in advance, is negotiable and requires an account of at least $500,000.","source":"AWAKEN WEALTH PARTNERS ADV PART 2A 8-17-2026, filed 17 August 2026","sourceRef":{"doc":"brochure","section":"fees"}},{"question":"Which custodians does Awaken Wealth Partners use?","answer":"Awaken Wealth Partners’ separately managed account assets are held at Fidelity Brokerage Services LLC (Smithfield, RI), with $212M and Charles Schwab & Co., Inc. (Westlake, TX), with $25.8M. Only custodians holding at least a tenth of those assets are named.","source":"Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 17 August 2026","sourceRef":{"doc":"adv1","section":"custodians"}},{"question":"How many financial advisors does Awaken Wealth Partners have?","answer":"Awaken Wealth Partners has 4 investment adviser representatives registered with state securities authorities, out of 7 employees, and 4 perform investment advisory functions. 0 employees are registered representatives of a broker-dealer and 1 employee is a licensed insurance agent.","source":"Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What does Awaken Wealth Partners invest in?","answer":"At the end of its last fiscal year, Awaken Wealth Partners’ separately managed accounts held 53% exchange-traded equities, 44% registered funds (mutual funds, ETFs, BDCs), 2% U.S. government and agency bonds and 1% cash and equivalents.","source":"Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Does Awaken Wealth Partners have a minimum investment?","answer":"Yes, Awaken Wealth Partners’ minimum account size for its Awaken Wrap Fee Program is $500K.","source":"AWAKEN WEALTH PARTNERS ADV PART 2A 8-17-2026, filed 17 August 2026","sourceRef":{"doc":"brochure","section":"fees"}},{"question":"Who owns Awaken Wealth Partners?","answer":"Awaken Wealth Partners’ direct owners are Jonathan Hoyme (50% to 75%) and Matthew Miller (50% to 75%).","source":"Form ADV Part 1A, Schedules A and B, filed 17 August 2026","sourceRef":{"doc":"adv1","section":"scheduleA"}},{"question":"How does Awaken Wealth Partners get paid?","answer":"Awaken Wealth Partners is paid through a percentage of assets under management and fixed fees. Its Form ADV lists no commissions or performance-based fees among how it is paid.","source":"Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"How do I contact Awaken Wealth Partners?","answer":"Awaken Wealth Partners’ main office is at 19450 Tomball Parkway, Suite 150, Houston, TX 77070. Its phone number is 281-358-0134. Its website is awakenwealthpartners.com.","source":"Form ADV Part 1A, Item 1.F, filed 17 August 2026","sourceRef":{"doc":"adv1","section":"offices"}}],"holdings":null,"notice":"Compiled from public SEC Form ADV filings on the dates in `sources`. Facts as filed; not a rating, ranking, or recommendation. Niva is not affiliated with this firm. Disciplinary history is deliberately not included here or on the page; the SEC publishes the complete record at the `iapdUrl` above."}