{"url":"https://nivawealth.com/firms/avalor-investment-ag-283227","iapdUrl":"https://adviserinfo.sec.gov/firm/summary/283227","regulatoryAum":2244937195,"crd":"283227","history":[{"filedOn":"2021-03-31","regulatoryAum":1958262700,"clients":530,"employees":18,"offices":1},{"filedOn":"2022-06-30","regulatoryAum":2176848345,"clients":473,"employees":19,"offices":1},{"filedOn":"2023-03-09","regulatoryAum":2072429276,"clients":538,"employees":21,"offices":1},{"filedOn":"2024-02-13","regulatoryAum":1913583571,"clients":525,"employees":21,"offices":1},{"filedOn":"2025-02-24","regulatoryAum":1822293770,"clients":511,"employees":20,"offices":1},{"filedOn":"2026-02-05","regulatoryAum":2244937195,"clients":522,"employees":20,"offices":1}],"secFileNumber":"801-107717","legalName":"Avalor Investment Ag","displayName":"Avalor Investment AG","slug":"avalor-investment-ag-283227","website":"https://avalor.ch/","logo":{"src":"https://rmkhnxnbeclogprvkfyl.supabase.co/storage/v1/object/public/firm-logos/283227/d773bb57151fe286-r1.webp","tone":"dark","width":762,"height":200,"sourceUrl":"https://www.avalor.ch","sourceLabel":"Avalor Investment AG, website"},"classification":{"segment":"individuals","segmentLabel":"Wealth management","type":"independent_wealth_manager","typeLabel":"RIA","feeDisclosure":"full"},"linkedinUrl":"https://ch.linkedin.com/company/avalor-investment-ag","founded":"2005","organization":"corporation organized in Switzerland","fiscalYearEnd":"December","headquarters":{"street":"Loewenstrasse 3","city":"Zurich","state":"","stateName":"","country":"Switzerland","postalCode":"8001"},"tradeNames":[],"registration":{"secApproved":"19 April 2016","noticeFilings":null,"latestNoticeFiling":null},"wealthAumPerClient":4300645.967432951,"staff":{"employees":20,"advisory":11,"brokerDealerReps":0,"insuranceAgents":0,"promoters":0},"aum":{"regulatory":2244937195,"discretionary":2001791811,"discretionaryAccounts":454,"nonDiscretionary":243145384,"nonDiscretionaryAccounts":68,"wrapProgram":null,"nonUsClientsPct":95,"nonAumClients":0},"clientTypes":[{"label":"Individuals (other than HNW)","clients":522,"regulatoryAum":2244937195}],"feePrograms":[{"role":"main","program":"Discretionary Portfolio Management Services","feeBasis":"ceiling","fee_tiers":null,"sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1006560","versionId":1006560,"ratePeriod":"not_stated","fee_billing":"arrears","submittedOn":"2026-02-05","documentName":"ADV PART 2A","fee_rate_low":null,"fee_rate_high":1.25,"fee_negotiable":true,"minimum_account":null,"feeMinimumPeriod":null,"fee_minimum_annual":null},{"role":"other","program":"Investment Consolidation and Reporting","summary":"Consolidation and reporting across accounts held at other institutions is billed at an annual 0.05% to 0.25% of consolidated assets, depending on size and complexity.","sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1006560","versionId":1006560,"submittedOn":"2026-02-05","documentName":"ADV PART 2A"},{"role":"other","program":"Non-Discretionary (Advisory) Services","summary":"Advisory-only services where the client approves each trade; annual fee depends on the size and complexity of the mandate, capped at a maximum rate of 1.50% of AUA.","sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1006560","versionId":1006560,"submittedOn":"2026-02-05","documentName":"ADV PART 2A"}],"brochureCoverage":{"scope":"sec_inventory","status":"reviewed","checkedAt":"2026-10-22T05:14:07.738181+00:00","documents":[{"name":"ADV PART 2A","status":"read","sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1006560","versionId":1006560,"submittedOn":"2026-02-05"}]},"custodians":[{"name":"Bank Julius Bar & Co. Ag","shortName":"Bank Julius Bar & Co. Ag","location":"Zurich","smaAssets":584807679},{"name":"Credit Suisse","shortName":"Credit Suisse","location":"Zurich","smaAssets":323610299},{"name":"UBS Ag","shortName":"UBS Ag","location":"Zurich","smaAssets":291618286}],"custodyNote":"Avalor Investment AG does not have custody of client assets.","otherCustodians":[],"leadership":[{"name":"Patrick Von Koss","title":"Chief Executive Officer","crd":"6633940"},{"name":"Dany Leutwyler","title":"Chief Compliance Officer","crd":"7691764"},{"name":"Amaury Jordan","title":"Founder of Advisory Council","crd":"6625874"},{"name":"Walter Knabenhans","title":"Shareholder","crd":"3074172"},{"name":"Gregor Perrot","title":"Chief Investment Officer","crd":"7869582"},{"name":"Catherine Puempin Stainfield","title":"Member of the Board of Directors","crd":"8039731"},{"name":"Martin Schwizer","title":"Chairman","crd":"6637113"},{"name":"Beat Schaedler","title":"Relationshipmanager","crd":"2955148"},{"name":"Anja Roemer","title":"Relationshipmanager","crd":"6925855"},{"name":"Andrea-Reto Mueller","title":"Relationship Manager","crd":"6925859"},{"name":"Carole Mueller-Wildi","title":"Relationship Manager","crd":"7359359"}],"ownership":[{"label":"Amaury Jordan","detail":"Founder of advisory council in the 10% to 25% ownership band and a control person, since May 2021."},{"label":"Beat Schaedler","detail":"Relationshipmanager in the 10% to 25% ownership band, since December 2025."},{"label":"Patrick Von Koss","detail":"Chief executive officer in the 10% to 25% ownership band and a control person, since December 2025."},{"label":"Anja Roemer","detail":"Relationshipmanager in the 10% to 25% ownership band, since January 2016."},{"label":"Andrea-Reto Mueller","detail":"Relationship manager in the 10% to 25% ownership band and a control person, since January 2024."},{"label":"Carole Mueller-Wildi","detail":"Relationship manager in the 10% to 25% ownership band and a control person, since January 2015."}],"branchOffices":null,"filedOffices":{"otherThanPrincipal":0,"privateResidences":0},"listedOfficeAddresses":1,"foreignOffices":[],"officesByState":[],"advFacts":{"source":{"file":"ia100226.zip","asOf":"2 October 2026"},"telephone":"410434438383","stateRegisteredReps":0,"otherAdviserReps":0,"compensation":["A percentage of assets under management","Fixed fees (other than subscription fees)"],"activities":["Portfolio management for individuals and/or small businesses","Other"],"financialPlanningClients":null,"assetMix":[{"label":"Exchange-traded equity securities","percent":33},{"label":"Sovereign bonds","percent":2},{"label":"Investment grade corporate bonds","percent":13},{"label":"Non-investment grade corporate bonds","percent":3},{"label":"Derivatives","percent":1},{"label":"Securities issued by pooled investment vehicles (other than registered investment companies)","percent":31},{"label":"Cash and cash equivalents","percent":15},{"label":"Other","percent":2,"detail":"Precious Metals"}],"privateFunds":0},"sources":{"adv1FilingDate":"5 February 2026","adv1Url":"https://reports.adviserinfo.sec.gov/reports/ADV/283227/PDF/283227.pdf","brochureDate":"5 February 2026","brochureUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1006560","iapdCompiledDate":null,"retrievedDate":"15 October 2026","retrievedOn":"2026-10-15","updatedOn":"2026-10-22","holdingsUpdatedOn":"2026-10-21","adv1Pages":{},"brochurePages":{}},"otherBusiness":[],"faq":[{"question":"How many clients does Avalor Investment AG have?","answer":"Avalor Investment AG has 522 clients and manages $2.24 billion for them, as of February 2026. They include 522 individuals.","source":"Form ADV Part 1A, Items 5.D and 5.F, filed 5 February 2026","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What services does Avalor Investment AG offer?","answer":"Avalor Investment AG provides portfolio management for individuals and small businesses.","source":"Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"How much does Avalor Investment AG charge?","answer":"Avalor Investment AG charges up to 1.25% for its Discretionary Portfolio Management Services. The brochure does not state whether the rate is annual. The fee is billed in arrears and is negotiable.","source":"ADV PART 2A, filed 5 February 2026","sourceRef":{"doc":"brochure","section":"fees"}},{"question":"Which custodians does Avalor Investment AG use?","answer":"Avalor Investment AG’s separately managed account assets are held at Bank Julius Bar & Co. Ag (Zurich), with $585M, Credit Suisse (Zurich), with $324M and UBS Ag (Zurich), with $292M. Only custodians holding at least a tenth of those assets are named.","source":"Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 5 February 2026","sourceRef":{"doc":"adv1","section":"custodians"}},{"question":"How many financial advisors does Avalor Investment AG have?","answer":"Avalor Investment AG has 0 investment adviser representatives registered with state securities authorities, out of 20 employees, and 11 perform investment advisory functions. None are registered representatives of a broker-dealer or licensed insurance agents.","source":"Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What does Avalor Investment AG invest in?","answer":"At the end of its last fiscal year, Avalor Investment AG’s separately managed accounts held 33% exchange-traded equities, 31% pooled vehicles (private funds and similar), 15% cash and equivalents, 13% investment grade corporate bonds, 3% high-yield corporate bonds, 2% sovereign bonds, 2% other and 1% derivatives. The 2% other category is described as: Precious Metals.","source":"Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Who owns Avalor Investment AG?","answer":"Avalor Investment AG’s direct owners are Amaury Jordan, Beat Schaedler, Patrick Von Koss, Anja Roemer, Andrea-Reto Mueller and Carole Mueller-Wildi, each holding 25% or less.","source":"Form ADV Part 1A, Schedules A and B, filed 5 February 2026","sourceRef":{"doc":"adv1","section":"scheduleA"}},{"question":"How does Avalor Investment AG get paid?","answer":"Avalor Investment AG is paid through a percentage of assets under management and fixed fees. Its Form ADV lists no commissions or performance-based fees among how it is paid.","source":"Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"How do I contact Avalor Investment AG?","answer":"Avalor Investment AG’s main office is at Loewenstrasse 3, Zurich, Switzerland 8001. Its phone number is 410434438383. Its website is avalor.ch.","source":"Form ADV Part 1A, Item 1.F, filed 5 February 2026","sourceRef":{"doc":"adv1","section":"offices"}}],"holdings":null,"notice":"Compiled from public SEC Form ADV filings on the dates in `sources`. Facts as filed; not a rating, ranking, or recommendation. Niva is not affiliated with this firm. Disciplinary history is deliberately not included here or on the page; the SEC publishes the complete record at the `iapdUrl` above."}