{"url":"https://nivawealth.com/firms/ausbil-investment-management-limited-289468","iapdUrl":"https://adviserinfo.sec.gov/firm/summary/289468","regulatoryAum":14352289769,"crd":"289468","secFileNumber":"801-118742","legalName":"Ausbil Investment Management Limited","displayName":"Ausbil Investment Management Limited","website":null,"linkedinUrl":"https://au.linkedin.com/company/ausbil","founded":null,"organization":"corporation organized in Australia","fiscalYearEnd":"December","headquarters":{"street":"Level 27, Grosvenor Place 225 George Street","city":"Sydney","state":"","stateName":"","country":"Australia","postalCode":"NSW 2000"},"tradeNames":[],"registration":{"secApproved":"15 May 2020","noticeFilings":null,"latestNoticeFiling":null},"staff":{"employees":72,"advisory":33,"brokerDealerReps":0,"insuranceAgents":0,"promoters":2},"aum":{"discretionary":13475135272,"discretionaryAccounts":34,"nonDiscretionary":877154497,"nonDiscretionaryAccounts":15,"wrapProgram":null,"nonUsClientsPct":100,"nonAumClients":0},"clientTypes":[{"label":"Pooled investment vehicles","clients":16,"regulatoryAum":4611579645},{"label":"Other investment advisers","clients":1,"regulatoryAum":263439927},{"label":"Sovereign wealth funds and foreign official institutions","clients":1,"regulatoryAum":1478415488},{"label":"Other","clients":25,"regulatoryAum":7998854709}],"fees":[],"feeNotes":[],"feePrograms":[],"brochureCoverage":{"scope":"known_documents","status":"not_processed","checkedAt":null,"documents":[]},"custodians":[],"custodyNote":"Ausbil Investment Management Limited does not have custody of client assets.","otherCustodians":[],"leadership":[{"name":"Mark Knight","title":"Chief Executive Officer, Director, Company Secretary","crd":"6839419"},{"name":"Vasiliki Gemisis","title":"Director, Chief Financial Officer","crd":"7340552"},{"name":"Tyson Cannizzaro","title":"Chief Compliance Officer","crd":"7243793"},{"name":"Naim Abou-Jaoude","title":"Director","crd":"6408927"},{"name":"Kristy Do","title":"General Counsel and Company Secretary","crd":"7805862"},{"name":"Morgan Glaser","title":"Director","crd":"4461111"},{"name":"Francis Harte","title":"Director","crd":"1976402"},{"name":"Melissa Kuan","title":"Director","crd":"3157222"},{"name":"Paul Xiradis","title":"Executive Chairman, Director","crd":"6839396"}],"ownership":[{"label":"New York Life Investment Management LLC","detail":"Interest holder in the 75% or more ownership band and a control person, since November 2014. Also a sole member/direct & sole interest holder of New York Life Investment Management LLC in the 75% or more band and a control person, since February 2014."},{"label":"Paul Xiradis","detail":"Executive chairman, director in the 5% to 10% ownership band and a control person, since April 1997."},{"label":"New York Life Insurance Company","detail":"Indirect owner: a indirect interest holder of New York Life Investment Management LLC in the 75% or more band and a control person, since February 2014.","parent":"New York Life Investment Management LLC"}],"branchOffices":null,"filedOffices":{"otherThanPrincipal":0,"privateResidences":0},"listedOfficeAddresses":1,"officesByState":[],"advFacts":{"source":{"file":"ia100226.zip","asOf":"2 October 2026"},"telephone":"61292590230","stateRegisteredReps":0,"otherAdviserReps":0,"compensation":["A percentage of assets under management"],"activities":["Portfolio management for pooled investment vehicles (other than investment companies)","Portfolio management for businesses (other than small businesses) or institutional clients"],"financialPlanningClients":"0","assetMix":[{"label":"Exchange-traded equity securities","percent":99},{"label":"Cash and cash equivalents","percent":1}],"privateFunds":4},"sources":{"adv1FilingDate":"25 March 2026","adv1Url":"https://reports.adviserinfo.sec.gov/reports/ADV/289468/PDF/289468.pdf","brochureDate":null,"brochureUrl":null,"iapdCompiledDate":null,"retrievedDate":"15 October 2026","retrievedOn":"2026-10-15","adv1Pages":{},"brochurePages":{}},"otherBusiness":[],"faq":[{"question":"How many clients does Ausbil Investment Management Limited have?","answer":"Ausbil Investment Management Limited has 43 clients and manages $14.4 billion for them, as of March 2026. They include 25 other clients, 16 pooled investment vehicles and 1 other investment advisers.","source":"Form ADV Part 1A, Items 5.D and 5.F, filed 25 March 2026","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What services does Ausbil Investment Management Limited offer?","answer":"Ausbil Investment Management Limited provides portfolio management for pooled vehicles and portfolio management for institutions.","source":"Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"How many financial advisors does Ausbil Investment Management Limited have?","answer":"Ausbil Investment Management Limited has 0 investment adviser representatives registered with state securities authorities, out of 72 employees, and 33 perform investment advisory functions. None are registered representatives of a broker-dealer or licensed insurance agents.","source":"Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What does Ausbil Investment Management Limited invest in?","answer":"At the end of its last fiscal year, Ausbil Investment Management Limited’s separately managed accounts held 99% exchange-traded equities and 1% cash and equivalents. It advises 4 private funds.","source":"Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Who owns Ausbil Investment Management Limited?","answer":"Ausbil Investment Management Limited is owned through a holding company by New York Life Insurance Company. Its direct owners are New York Life Investment Management LLC (75% or more) and Paul Xiradis (5% to 10%).","source":"Form ADV Part 1A, Schedules A and B, filed 25 March 2026","sourceRef":{"doc":"adv1","section":"scheduleA"}},{"question":"How does Ausbil Investment Management Limited get paid?","answer":"Ausbil Investment Management Limited is paid through a percentage of assets under management. Its Form ADV lists no commissions or performance-based fees among how it is paid.","source":"Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}}],"holdings":null,"notice":"Compiled from public SEC Form ADV filings on the dates in `sources`. Facts as filed; not a rating, ranking, or recommendation. Niva Wealth is not affiliated with this firm. Disciplinary history is deliberately not included here or on the page; the SEC publishes the complete record at the `iapdUrl` above."}