{"url":"https://nivawealth.com/firms/august-wealth-advisors-339322","iapdUrl":"https://adviserinfo.sec.gov/firm/summary/339322","regulatoryAum":436607068,"crd":"339322","adviserRoster":{"asOf":"2026-10-09","items":[{"crd":"8347862","suffix":null,"lastName":"Brooks","firstName":"Brayden","middleName":"Sean"},{"crd":"2492387","suffix":null,"lastName":"CARDELLO","firstName":"JOSEPH","middleName":"JOHN"},{"crd":"4717591","suffix":null,"lastName":"GRAVE","firstName":"PETER","middleName":"TYLER"},{"crd":"2082838","suffix":null,"lastName":"GREENBERG","firstName":"HOWARD","middleName":"CHARLES"},{"crd":"8014282","suffix":null,"lastName":"Keenan","firstName":"Conor","middleName":"Patrick"},{"crd":"4986942","suffix":null,"lastName":"NEWMAN","firstName":"ROBBIE","middleName":"JAMES"}],"total":6,"loadedAt":"2026-10-10T00:20:19.761928+00:00","sourceUrl":"https://reports.adviserinfo.sec.gov/reports/CompilationReports/IA_INDVL_Feed_10_09_2026.xml.zip"},"secFileNumber":"801-134820","legalName":"August 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control person, since October 2025."}],"branchOffices":null,"filedOffices":{"otherThanPrincipal":0,"privateResidences":0},"listedOfficeAddresses":1,"foreignOffices":[],"officesByState":[{"state":"Connecticut","offices":1,"addresses":[{"street":"51 Riverside Avenue, First Floor","city":"Westport","headquarters":true}]}],"brochureServices":["education planning","insurance"],"advFacts":{"source":{"file":"ia100226.zip","asOf":"2 October 2026"},"telephone":"800-985-9477","stateRegisteredReps":4,"otherAdviserReps":0,"compensation":["A percentage of assets under management","Fixed fees (other than subscription fees)"],"activities":["Financial planning services","Portfolio management for individuals and/or small businesses"],"financialPlanningClients":"0","assetMix":[{"label":"Exchange-traded equity securities","percent":95},{"label":"Cash and cash equivalents","percent":5}],"privateFunds":0},"sources":{"adv1FilingDate":"30 September 2026","adv1Url":"https://reports.adviserinfo.sec.gov/reports/ADV/339322/PDF/339322.pdf","brochureDate":"30 September 2026","brochureUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1059573","iapdCompiledDate":null,"retrievedDate":"15 October 2026","retrievedOn":"2026-10-15","updatedOn":"2026-10-22","holdingsUpdatedOn":"2026-10-21","adv1Pages":{},"brochurePages":{}},"otherBusiness":[],"faq":[{"question":"How many clients does August Wealth Advisors have?","answer":"August Wealth Advisors has 319 clients and manages $437 million for them, as of September 2026. They include 192 high-net-worth individuals and 127 individual clients.","source":"Form ADV Part 1A, Items 5.D and 5.F, filed 30 September 2026","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What services does August Wealth Advisors offer?","answer":"August Wealth Advisors provides financial planning, portfolio management for individuals and small businesses, education planning, and insurance.","source":"Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file; Part 2A brochure, Item 4","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"How much does August Wealth Advisors charge?","answer":"August Wealth Advisors charges up to 1.50% a year for its Wealth Management. The fee is billed in advance, is negotiable and requires an account of at least $2,000,000.","source":"AWA DISCLOSURE BROCHURE AND BROCHURE SUPPLEMENTS, filed 30 September 2026","sourceRef":{"doc":"brochure","section":"fees"}},{"question":"Which custodians does August Wealth Advisors use?","answer":"August Wealth Advisors’ separately managed account assets are held at Charles Schwab & Co., Inc. (Westlake, TX), with $437M. Only custodians holding at least a tenth of those assets are named.","source":"Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 30 September 2026","sourceRef":{"doc":"adv1","section":"custodians"}},{"question":"How many financial advisors does August Wealth Advisors have?","answer":"August Wealth Advisors has 4 investment adviser representatives registered with state securities authorities, out of 8 employees, and 4 perform investment advisory functions. 0 employees are registered representatives of a broker-dealer and 2 employees are licensed insurance agents.","source":"Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What does August Wealth Advisors invest in?","answer":"At the end of its last fiscal year, August Wealth Advisors’ separately managed accounts held 95% exchange-traded equities and 5% cash and equivalents.","source":"Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Does August Wealth Advisors have a minimum investment?","answer":"Yes, August Wealth Advisors’ minimum account size for its Wealth Management is $2M.","source":"AWA DISCLOSURE BROCHURE AND BROCHURE SUPPLEMENTS, filed 30 September 2026","sourceRef":{"doc":"brochure","section":"fees"}},{"question":"Who owns August Wealth Advisors?","answer":"August Wealth Advisors’ direct owner is Joseph Cardello (75% or more).","source":"Form ADV Part 1A, Schedules A and B, filed 30 September 2026","sourceRef":{"doc":"adv1","section":"scheduleA"}},{"question":"How does August Wealth Advisors get paid?","answer":"August Wealth Advisors is paid through a percentage of assets under management and fixed fees. Its Form ADV lists no commissions or performance-based fees among how it is paid.","source":"Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"How do I contact August Wealth Advisors?","answer":"August Wealth Advisors’ main office is at 51 Riverside Avenue, First Floor, Westport, CT 06880. Its phone number is 800-985-9477. Its website is augustwealthadvisors.com.","source":"Form ADV Part 1A, Item 1.F, filed 30 September 2026","sourceRef":{"doc":"adv1","section":"offices"}}],"holdings":null,"notice":"Compiled from public SEC Form ADV filings on the dates in `sources`. Facts as filed; not a rating, ranking, or recommendation. Niva is not affiliated with this firm. Disciplinary history is deliberately not included here or on the page; the SEC publishes the complete record at the `iapdUrl` above."}