{"url":"https://nivawealth.com/firms/audax-management-company-ny-159458","iapdUrl":"https://adviserinfo.sec.gov/firm/summary/159458","regulatoryAum":25694791227,"crd":"159458","secFileNumber":"801-72999","legalName":"Audax Management Company (ny), LLC","displayName":"Audax Management Company (ny)","website":null,"linkedinUrl":"https://www.linkedin.com/company/audax-private-debt/","founded":null,"organization":"Delaware limited liability company","fiscalYearEnd":"December","headquarters":{"street":"320 Park Avenue, 19th Floor","city":"New York","state":"NY","stateName":"New York","country":"United States","postalCode":"10022"},"tradeNames":["Audax Direct Lending Solutions","Audax Evergreen","Audax Group","Audax Mezzanine"],"registration":{"secApproved":"3 January 2012","noticeFilings":null,"latestNoticeFiling":null},"staff":{"employees":238,"advisory":80,"brokerDealerReps":0,"insuranceAgents":0,"promoters":0},"aum":{"discretionary":25113171169,"discretionaryAccounts":72,"nonDiscretionary":581620058,"nonDiscretionaryAccounts":2,"wrapProgram":null,"nonUsClientsPct":24,"nonAumClients":0},"clientTypes":[{"label":"Business development companies","clients":1,"regulatoryAum":422871621},{"label":"Pooled investment vehicles","clients":72,"regulatoryAum":25104774050},{"label":"Pension and profit-sharing plans","clients":1,"regulatoryAum":167145556}],"fees":[],"feeNotes":[],"feePrograms":[],"brochureCoverage":{"scope":"known_documents","status":"not_processed","checkedAt":null,"documents":[]},"custodians":[],"custodyNote":"Audax Management Company (ny) has custody of $701.9M for 3 clients.","otherCustodians":[],"leadership":[{"name":"Kevin Magid","title":"President & Chief Executive Officer, Audax Private Debt","crd":"1410890"},{"name":"Geoffrey Rehnert","title":"Co-Chairman & Co-Chief Executive Officer, Audax Group & Executive Chairman, Audax Private Equity","crd":"6001101"},{"name":"Marc Wolpow","title":"Co-Chairman & Co-Chief Executive Officer, Audax Group & Executive Chairman, Audax Private Debt","crd":"1294486"},{"name":"Kris Corbett","title":"Managing Director & Chief Financial Officer, Audax Private Debt","crd":"6635662"},{"name":"Alexander Gardiner","title":"Co-Chief Operating Officer & Chief Financial Officer, Audax Group & Senior Managing Director","crd":"7175048"},{"name":"Daniel Weintraub","title":"Co-Chief Operating Officer & Chief Legal Officer, Audax Group & Senior Managing Director","crd":"6002608"},{"name":"Jason Scoffield","title":"Chief Compliance Officer & Fund Counsel","crd":"7288903"},{"name":"Ulf Peter Gummeson","title":"Partner","crd":"2384716"},{"name":"Richard Joseph","title":"Vice Chairman, Audax Group","crd":"6002606"},{"name":"Michael McGonigle","title":"Managing Partner, Audax Private Debt","crd":"1561151"},{"name":"Steven Ruby","title":"Managing Partner, Audax Private Debt","crd":"4244914"},{"name":"Rahman Vahabzadeh","title":"Managing Partner, Audax Private Debt","crd":"7517287"},{"name":"Adam Weiss","title":"Partner","crd":"8123056"}],"ownership":[{"label":"Audax PD Management Holdings II, LLC","detail":"Sole member in the 75% or more ownership band and a control person, since June 2025."},{"label":"Geoffrey Rehnert","detail":"Indirect owner: a member of Audax Management Company Holdings, LLC in the 25% to 50% band and a control person, since June 2019.","parent":"Audax Management Company Holdings, LLC"},{"label":"Marc Wolpow","detail":"Indirect owner: a member of Audax Management Company Holdings, LLC in the 25% to 50% band and a control person, since June 2019.","parent":"Audax Management Company Holdings, LLC"},{"label":"Audax Management Company Holdings, LLC","detail":"Indirect owner: a general partner of Audax PD Management Holdings, LP in the 50% to 75% band and a control person, since July 2019.","parent":"Audax PD Management Holdings, LP"},{"label":"Kevin Magid","detail":"Indirect owner: a limited partner of Audax PD Management Holdings, LP in the 25% to 50% band and a control person, since February 2022.","parent":"Audax PD Management Holdings, LP"},{"label":"Audax PD Management Holdings, LP","detail":"Indirect owner: a member of Audax PD Management Holdings II, LLC in the 75% or more band and a control person, since June 2025.","parent":"Audax PD Management Holdings II, LLC"}],"branchOffices":null,"filedOffices":{"otherThanPrincipal":1,"privateResidences":0},"listedOfficeAddresses":2,"officesByState":[{"state":"California","offices":1,"addresses":[{"street":"4 Embarcadero Center","city":"San Francisco"}]},{"state":"New York","offices":1,"addresses":[{"street":"320 Park Avenue, 19th Floor","city":"New York","headquarters":true}]}],"advFacts":{"source":{"file":"ia100226.zip","asOf":"2 October 2026"},"telephone":"212-703-2700","stateRegisteredReps":0,"otherAdviserReps":0,"compensation":["A percentage of assets under management","Performance-based fees","Other"],"activities":["Portfolio management for investment companies","Portfolio management for pooled investment vehicles (other than investment companies)","Portfolio management for businesses (other than small businesses) or institutional clients"],"financialPlanningClients":null,"assetMix":[{"label":"Investment grade corporate bonds","percent":93},{"label":"Cash and cash equivalents","percent":6},{"label":"Other","percent":1,"detail":"Composed of Interest Receivable and Bank Loan Receivables."}],"privateFunds":56},"sources":{"adv1FilingDate":"4 August 2026","adv1Url":"https://reports.adviserinfo.sec.gov/reports/ADV/159458/PDF/159458.pdf","brochureDate":null,"brochureUrl":null,"iapdCompiledDate":null,"retrievedDate":"15 October 2026","retrievedOn":"2026-10-15","adv1Pages":{},"brochurePages":{}},"otherBusiness":[],"faq":[{"question":"How many clients does Audax Management Company (ny) have?","answer":"Audax Management Company (ny) has 74 clients and manages $25.7 billion for them, as of August 2026. They include 72 pooled investment vehicles, 1 business development companies and 1 pension and profit-sharing plans.","source":"Form ADV Part 1A, Items 5.D and 5.F, filed 4 August 2026","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What services does Audax Management Company (ny) offer?","answer":"Audax Management Company (ny) provides portfolio management for investment companies, portfolio management for pooled vehicles and portfolio management for institutions.","source":"Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"How many financial advisors does Audax Management Company (ny) have?","answer":"Audax Management Company (ny) has 0 investment adviser representatives registered with state securities authorities, out of 238 employees, and 80 perform investment advisory functions. None are registered representatives of a broker-dealer or licensed insurance agents.","source":"Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What does Audax Management Company (ny) invest in?","answer":"At the end of its last fiscal year, Audax Management Company (ny)’s separately managed accounts held 93% investment grade corporate bonds, 6% cash and equivalents and 1% composed of interest receivable and bank loan receivables.. It advises 56 private funds.","source":"Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Who owns Audax Management Company (ny)?","answer":"Audax Management Company (ny) is owned through a chain of holding companies by Geoffrey Rehnert, Marc Wolpow and Kevin Magid. Its direct owner is Audax PD Management Holdings II, LLC (75% or more).","source":"Form ADV Part 1A, Schedules A and B, filed 4 August 2026","sourceRef":{"doc":"adv1","section":"scheduleA"}},{"question":"How does Audax Management Company (ny) get paid?","answer":"Audax Management Company (ny) is paid through a percentage of assets under management, performance-based fees and other arrangements. Its Form ADV lists no commissions among how it is paid.","source":"Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}}],"holdings":null,"notice":"Compiled from public SEC Form ADV filings on the dates in `sources`. Facts as filed; not a rating, ranking, or recommendation. Niva Wealth is not affiliated with this firm. Disciplinary history is deliberately not included here or on the page; the SEC publishes the complete record at the `iapdUrl` above."}