{"url":"https://nivawealth.com/firms/atlas-asset-management-173561","iapdUrl":"https://adviserinfo.sec.gov/firm/summary/173561","regulatoryAum":700609861,"crd":"173561","adviserRoster":{"asOf":"2026-10-09","items":[{"crd":"1773613","suffix":null,"lastName":"GONZALEZ-CERRUD","firstName":"PEDRO","middleName":null},{"crd":"4850093","suffix":null,"lastName":"HOPGOOD MORALES","firstName":"PAUL","middleName":"X"},{"crd":"2663475","suffix":null,"lastName":"Suarez","firstName":"Ana","middleName":"Rosa"}],"total":3,"loadedAt":"2026-10-10T00:20:19.761928+00:00","sourceUrl":"https://reports.adviserinfo.sec.gov/reports/CompilationReports/IA_INDVL_Feed_10_09_2026.xml.zip"},"history":[{"filedOn":"2021-07-07","regulatoryAum":153955976,"clients":3,"employees":3,"offices":1},{"filedOn":"2021-12-23","regulatoryAum":255114987,"clients":6,"employees":3,"offices":1},{"filedOn":"2023-01-05","regulatoryAum":373502977,"clients":11,"employees":3,"offices":1},{"filedOn":"2024-05-09","regulatoryAum":393098910,"clients":10,"employees":3,"offices":1},{"filedOn":"2025-02-13","regulatoryAum":333982565,"clients":13,"employees":3,"offices":1},{"filedOn":"2025-12-18","regulatoryAum":700609861,"clients":19,"employees":3,"offices":1}],"secFileNumber":"801-119872","legalName":"Atlas Asset Management LLC","displayName":"Atlas Asset Management","slug":"atlas-asset-management-173561","website":"https://atlasam.com/","classification":{"segment":"registered_funds","segmentLabel":"Fund management","type":"fund_manager","typeLabel":"Mutual funds & ETFs","feeDisclosure":"payment_only"},"founded":null,"organization":"Puerto Rico limited liability company","fiscalYearEnd":"September","headquarters":{"street":"Buchanan Office Center 40 Carr 165, Suite 201","city":"Guaynabo","state":"PR","stateName":"Puerto Rico","country":"United States","postalCode":"00968-8022"},"tradeNames":[],"registration":{"secApproved":"27 November 2020","noticeFilings":null,"latestNoticeFiling":null},"wealthAumPerClient":null,"staff":{"employees":3,"advisory":2,"brokerDealerReps":0,"insuranceAgents":0,"promoters":0},"aum":{"regulatory":700609861,"discretionary":392956706,"discretionaryAccounts":12,"nonDiscretionary":307653155,"nonDiscretionaryAccounts":7,"wrapProgram":null,"nonUsClientsPct":0,"nonAumClients":0},"clientTypes":[{"label":"High-net-worth individuals","clients":1,"fewerThan5":true,"regulatoryAum":13835237},{"label":"Investment companies","clients":6,"regulatoryAum":387565812},{"label":"Corporations and other businesses","clients":12,"regulatoryAum":299208812}],"feePrograms":[],"brochureCoverage":{"scope":"known_documents","status":"not_processed","checkedAt":null,"documents":[]},"custodians":[{"name":"Charles Schwab & Co., Inc.","shortName":"Charles Schwab","location":"San Francisco, CA","smaAssets":313044049}],"custodyNote":"Atlas Asset Management has custody of client assets.","otherCustodians":[],"leadership":[{"name":"Pedro Gonzalez-Cerrud","title":"Vice President","crd":"1773613"},{"name":"Paul Hopgood Morales","title":"President","crd":"4850093"},{"name":"Ana Suarez Pesante","title":"Chief Compliance Officer","crd":"2663475"}],"ownership":[{"label":"Paul Hopgood Morales","detail":"President in the 75% or more ownership band and a control person, since October 2014."}],"branchOffices":null,"filedOffices":{"otherThanPrincipal":0,"privateResidences":0},"listedOfficeAddresses":1,"foreignOffices":[],"officesByState":[{"state":"Puerto Rico","offices":1,"addresses":[{"street":"Buchanan Office Center 40 Carr 165, Suite 201","city":"Guaynabo","headquarters":true}]}],"advFacts":{"source":{"file":"ia100226.zip","asOf":"2 October 2026"},"telephone":"787-781-1301","stateRegisteredReps":3,"otherAdviserReps":0,"compensation":["A percentage of assets under management","Fixed fees (other than subscription fees)"],"activities":["Portfolio management for individuals and/or small businesses","Portfolio management for investment companies","Portfolio management for businesses (other than small businesses) or institutional clients"],"financialPlanningClients":"0","assetMix":[{"label":"U.S. government/agency bonds","percent":82},{"label":"U.S. state and local bonds","percent":6},{"label":"Investment grade corporate bonds","percent":12}],"privateFunds":0},"sources":{"adv1FilingDate":"18 December 2025","adv1Url":"https://reports.adviserinfo.sec.gov/reports/ADV/173561/PDF/173561.pdf","brochureDate":null,"brochureUrl":null,"iapdCompiledDate":null,"retrievedDate":"15 October 2026","retrievedOn":"2026-10-15","updatedOn":"2026-10-21","holdingsUpdatedOn":"2026-10-21","adv1Pages":{},"brochurePages":{}},"otherBusiness":[],"faq":[{"question":"How many clients does Atlas Asset Management have?","answer":"Atlas Asset Management has 19 clients and manages $701 million for them, as of December 2025. They include 12 corporations and other businesses, 6 investment companies, and 1 high-net-worth individual.","source":"Form ADV Part 1A, Items 5.D and 5.F, filed 18 December 2025","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What services does Atlas Asset Management offer?","answer":"Atlas Asset Management provides portfolio management for individuals and small businesses, portfolio management for investment companies, and portfolio management for institutions.","source":"Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Which custodians does Atlas Asset Management use?","answer":"Atlas Asset Management’s separately managed account assets are held at Charles Schwab & Co., Inc. (San Francisco, CA), with $313M. Only custodians holding at least a tenth of those assets are named.","source":"Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 18 December 2025","sourceRef":{"doc":"adv1","section":"custodians"}},{"question":"How many financial advisors does Atlas Asset Management have?","answer":"Atlas Asset Management has 3 investment adviser representatives registered with state securities authorities, out of 3 employees, and 2 perform investment advisory functions. None are registered representatives of a broker-dealer or licensed insurance agents.","source":"Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What does Atlas Asset Management invest in?","answer":"At the end of its last fiscal year, Atlas Asset Management’s separately managed accounts held 82% U.S. government and agency bonds, 12% investment grade corporate bonds and 6% state and local bonds.","source":"Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Who owns Atlas Asset Management?","answer":"Atlas Asset Management’s direct owner is Paul Hopgood Morales (75% or more).","source":"Form ADV Part 1A, Schedules A and B, filed 18 December 2025","sourceRef":{"doc":"adv1","section":"scheduleA"}},{"question":"How does Atlas Asset Management get paid?","answer":"Atlas Asset Management is paid through a percentage of assets under management and fixed fees. Its Form ADV lists no commissions or performance-based fees among how it is paid.","source":"Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"How do I contact Atlas Asset Management?","answer":"Atlas Asset Management’s main office is at Buchanan Office Center 40 Carr 165, Suite 201, Guaynabo, PR 00968-8022. Its phone number is 787-781-1301. Its website is atlasam.com.","source":"Form ADV Part 1A, Item 1.F, filed 18 December 2025","sourceRef":{"doc":"adv1","section":"offices"}}],"holdings":null,"notice":"Compiled from public SEC Form ADV filings on the dates in `sources`. Facts as filed; not a rating, ranking, or recommendation. Niva is not affiliated with this firm. Disciplinary history is deliberately not included here or on the page; the SEC publishes the complete record at the `iapdUrl` above."}