{"url":"https://nivawealth.com/firms/astoria-strategic-wealth-113510","iapdUrl":"https://adviserinfo.sec.gov/firm/summary/113510","regulatoryAum":482509831,"crd":"113510","adviserRoster":{"asOf":"2026-10-09","items":[{"crd":"4705035","suffix":null,"lastName":"COX","firstName":"BRIAN","middleName":"ARTHUR"},{"crd":"5631324","suffix":null,"lastName":"JACOBSON","firstName":"KIRBY","middleName":"DON"},{"crd":"6111034","suffix":null,"lastName":"JACOBSON","firstName":"RUSSELL","middleName":"EUGENE"},{"crd":"4925301","suffix":null,"lastName":"MOYNIHAN","firstName":"MANDI","middleName":"JO"},{"crd":"7129594","suffix":null,"lastName":"PICARD","firstName":"AMBER","middleName":"MAE"},{"crd":"8038985","suffix":null,"lastName":"Seidman","firstName":"Shari","middleName":"Elana"},{"crd":"7364311","suffix":null,"lastName":"Stewart","firstName":"Sasha","middleName":null},{"crd":"7813081","suffix":null,"lastName":"Wilcox","firstName":"Taylor","middleName":"Nicole"}],"total":8,"loadedAt":"2026-10-10T00:20:19.761928+00:00","sourceUrl":"https://reports.adviserinfo.sec.gov/reports/CompilationReports/IA_INDVL_Feed_10_09_2026.xml.zip"},"history":[{"filedOn":"2021-04-20","regulatoryAum":225831816,"clients":133,"employees":6,"offices":5},{"filedOn":"2022-03-25","regulatoryAum":293130667,"clients":121,"employees":6,"offices":6},{"filedOn":"2023-03-02","regulatoryAum":296558934,"clients":152,"employees":7,"offices":7},{"filedOn":"2024-05-09","regulatoryAum":374224263,"clients":168,"employees":7,"offices":7},{"filedOn":"2025-02-12","regulatoryAum":420289350,"clients":194,"employees":8,"offices":8},{"filedOn":"2026-07-23","regulatoryAum":482509831,"clients":177,"employees":7,"offices":7}],"secFileNumber":"801-101469","legalName":"Astoria Strategic Wealth, Inc.","displayName":"Astoria Strategic Wealth","slug":"astoria-strategic-wealth-113510","website":"https://astoriastrategicwealth.com/","logo":{"src":"https://rmkhnxnbeclogprvkfyl.supabase.co/storage/v1/object/public/firm-logos/113510/504984f852cafa06-r1.webp","tone":"light","width":837,"height":200,"sourceUrl":"https://astoriastrategicwealth.com/","sourceLabel":"Astoria Strategic Wealth, Inc., website"},"classification":{"segment":"individuals","segmentLabel":"Wealth management","type":"independent_wealth_manager","typeLabel":"RIA","feeDisclosure":"full"},"linkedinUrl":"https://www.linkedin.com/company/astoriastrategicwealth","founded":"2000","organization":"Texas corporation","fiscalYearEnd":"December","headquarters":{"street":"","city":"","state":"","stateName":"","country":"","postalCode":null},"tradeNames":[],"registration":{"secApproved":"15 July 2015","noticeFilings":null,"latestNoticeFiling":null},"wealthAumPerClient":2724079.6685714284,"staff":{"employees":7,"advisory":7,"brokerDealerReps":0,"insuranceAgents":0,"promoters":0},"aum":{"regulatory":482509831,"discretionary":424025875,"discretionaryAccounts":912,"nonDiscretionary":58483956,"nonDiscretionaryAccounts":109,"wrapProgram":null,"nonUsClientsPct":0,"nonAumClients":2},"clientTypes":[{"label":"Individuals (other than HNW)","clients":53,"regulatoryAum":25091360},{"label":"High-net-worth individuals","clients":122,"regulatoryAum":451622582},{"label":"Pension and profit-sharing plans","clients":2,"regulatoryAum":5795889}],"feePrograms":[{"role":"main","program":"Investment management fee","feeBasis":"range","fee_tiers":null,"sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1011325","versionId":1011325,"ratePeriod":"annual","fee_billing":null,"submittedOn":"2026-02-24","documentName":"ASTORIA STRATEGIC WEALTH FORM ADV PART 2A","fee_rate_low":0.45,"fee_rate_high":0.45,"fee_negotiable":false,"minimum_account":null,"feeMinimumPeriod":null,"fee_minimum_annual":null},{"role":"other","program":"Financial planning (Silver, Gold, Platinum)","summary":"Annual fixed planning fee: up to $3,600 at Silver, $3,600 to $7,000 at Gold and $6,000 to $50,000 at Platinum, by complexity; negotiable.","sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1011325","versionId":1011325,"submittedOn":"2026-02-24","documentName":"ASTORIA STRATEGIC WEALTH FORM ADV PART 2A"},{"role":"other","program":"Hourly consultation","summary":"Hourly consultation is billed at $300 an hour, quarterly in arrears.","sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1011325","versionId":1011325,"submittedOn":"2026-02-24","documentName":"ASTORIA STRATEGIC WEALTH FORM ADV PART 2A"}],"brochureCoverage":{"scope":"sec_inventory","status":"reviewed","checkedAt":"2026-10-22T08:32:19.919083+00:00","documents":[{"name":"ASTORIA STRATEGIC WEALTH FORM ADV PART 2A","status":"read","sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1011325","versionId":1011325,"submittedOn":"2026-02-24"}]},"custodians":[{"name":"Charles Schwab & Co., Inc.","shortName":"Charles Schwab","location":"El Paso, TX","smaAssets":419690795}],"custodyNote":"Astoria Strategic Wealth does not have custody of client assets.","otherCustodians":[],"leadership":[{"name":"Brian Cox","title":"Principal/ Chief Compliance Officer/President","crd":"4705035"},{"name":"Kirby Jacobson","title":"Managing Principal and Chief Investment Officer","crd":"5631324"},{"name":"Russell Jacobson","title":"Principal/Investment Advisor Representative","crd":"6111034"}],"ownership":[{"label":"Brian Cox","detail":"Principal/ chief compliance officer/president in the 25% to 50% ownership band and a control person, since December 2013."},{"label":"Kirby Jacobson","detail":"Managing principal and chief investment officer in the 25% to 50% ownership band and a control person, since January 2022."},{"label":"Russell Jacobson","detail":"Principal/investment advisor representative in the 10% to 25% ownership band, since August 2025."}],"branchOffices":null,"filedOffices":{"otherThanPrincipal":6,"privateResidences":5},"listedOfficeAddresses":2,"foreignOffices":[],"officesByState":[{"state":"Rhode Island","offices":1,"addresses":[{"street":"180 8th Street","city":"Providence"}]}],"brochureServices":["business succession planning","divorce planning","education planning","estate planning","insurance","philanthropic planning","tax planning"],"advFacts":{"source":{"file":"ia100226.zip","asOf":"2 October 2026"},"telephone":"888-321-7374","stateRegisteredReps":7,"otherAdviserReps":0,"compensation":["A percentage of assets under management","Hourly charges","Fixed fees (other than subscription fees)"],"activities":["Financial planning services","Portfolio management for individuals and/or small businesses","Pension consulting services"],"financialPlanningClients":"101-250","assetMix":[{"label":"Exchange-traded equity securities","percent":96},{"label":"U.S. government/agency bonds","percent":1},{"label":"U.S. state and local bonds","percent":1},{"label":"Investment grade corporate bonds","percent":1},{"label":"Cash and cash equivalents","percent":1}],"privateFunds":0},"sources":{"adv1FilingDate":"23 July 2026","adv1Url":"https://reports.adviserinfo.sec.gov/reports/ADV/113510/PDF/113510.pdf","brochureDate":"24 February 2026","brochureUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1011325","iapdCompiledDate":null,"retrievedDate":"15 October 2026","retrievedOn":"2026-10-15","updatedOn":"2026-10-22","holdingsUpdatedOn":"2026-10-21","adv1Pages":{},"brochurePages":{}},"otherBusiness":[],"faq":[{"question":"How many clients does Astoria Strategic Wealth have?","answer":"Astoria Strategic Wealth has 177 clients and manages $483 million for them, as of July 2026. They include 122 high-net-worth individuals, 53 individual clients, and 2 pension and profit-sharing plans.","source":"Form ADV Part 1A, Items 5.D and 5.F, filed 23 July 2026","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What services does Astoria Strategic Wealth offer?","answer":"Astoria Strategic Wealth provides financial planning, portfolio management for individuals and small businesses, pension consulting, business succession planning, divorce planning, education planning, estate planning, insurance, philanthropic planning, and tax planning.","source":"Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file; Part 2A brochure, Item 4","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"How much does Astoria Strategic Wealth charge?","answer":"Astoria Strategic Wealth charges 0.45% a year for its Investment management fee. The fee is not negotiable.","source":"ASTORIA STRATEGIC WEALTH FORM ADV PART 2A, filed 24 February 2026","sourceRef":{"doc":"brochure","section":"fees"}},{"question":"Which custodians does Astoria Strategic Wealth use?","answer":"Astoria Strategic Wealth’s separately managed account assets are held at Charles Schwab & Co., Inc. (El Paso, TX), with $420M. Only custodians holding at least a tenth of those assets are named.","source":"Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 23 July 2026","sourceRef":{"doc":"adv1","section":"custodians"}},{"question":"How many financial advisors does Astoria Strategic Wealth have?","answer":"Astoria Strategic Wealth has 7 investment adviser representatives registered with state securities authorities, out of 7 employees, and 7 perform investment advisory functions. None are registered representatives of a broker-dealer or licensed insurance agents.","source":"Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What does Astoria Strategic Wealth invest in?","answer":"At the end of its last fiscal year, Astoria Strategic Wealth’s separately managed accounts held 96% exchange-traded equities, 1% U.S. government and agency bonds, 1% state and local bonds, 1% investment grade corporate bonds and 1% cash and equivalents.","source":"Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Who owns Astoria Strategic Wealth?","answer":"Astoria Strategic Wealth’s direct owners are Brian Cox, Kirby Jacobson and Russell Jacobson, each holding 50% or less.","source":"Form ADV Part 1A, Schedules A and B, filed 23 July 2026","sourceRef":{"doc":"adv1","section":"scheduleA"}},{"question":"How does Astoria Strategic Wealth get paid?","answer":"Astoria Strategic Wealth is paid through a percentage of assets under management, hourly charges and fixed fees. Its Form ADV lists no commissions or performance-based fees among how it is paid.","source":"Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"How do I contact Astoria Strategic Wealth?","answer":"Its phone number is 888-321-7374. Its website is astoriastrategicwealth.com.","source":"Form ADV Part 1A, Item 1.F, filed 23 July 2026","sourceRef":{"doc":"adv1","section":"offices"}}],"holdings":null,"notice":"Compiled from public SEC Form ADV filings on the dates in `sources`. Facts as filed; not a rating, ranking, or recommendation. Niva is not affiliated with this firm. Disciplinary history is deliberately not included here or on the page; the SEC publishes the complete record at the `iapdUrl` above."}