{"url":"https://nivawealth.com/firms/assetbuilder-142665","iapdUrl":"https://adviserinfo.sec.gov/firm/summary/142665","regulatoryAum":812663572,"crd":"142665","adviserRoster":{"asOf":"2026-10-09","items":[{"crd":"5309888","suffix":null,"lastName":"GRIFFITH","firstName":"BRUCE","middleName":"DALLAS"},{"crd":"6851408","suffix":null,"lastName":"Griffith","firstName":"Janet","middleName":"Lee"},{"crd":"4955871","suffix":null,"lastName":"GROSE","firstName":"KENNON","middleName":"STEWART"},{"crd":"6369682","suffix":null,"lastName":"POPE","firstName":"CARSON","middleName":null},{"crd":"8201709","suffix":null,"lastName":"Seitzler","firstName":"Ellen","middleName":null},{"crd":"7154673","suffix":null,"lastName":"Taylor","firstName":"Kayla","middleName":"Dawn"},{"crd":"7366136","suffix":null,"lastName":"Vickery","firstName":"Hannah","middleName":"Jordan"},{"crd":"7945221","suffix":null,"lastName":"Willams","firstName":"Tommy","middleName":"Edward"}],"total":8,"loadedAt":"2026-10-10T00:20:19.761928+00:00","sourceUrl":"https://reports.adviserinfo.sec.gov/reports/CompilationReports/IA_INDVL_Feed_10_09_2026.xml.zip"},"history":[{"filedOn":"2021-07-28","regulatoryAum":739139800,"clients":990,"employees":10,"offices":1},{"filedOn":"2022-03-22","regulatoryAum":822649209,"clients":941,"employees":9,"offices":1},{"filedOn":"2023-06-29","regulatoryAum":676849406,"clients":878,"employees":9,"offices":1},{"filedOn":"2024-04-17","regulatoryAum":686998579,"clients":792,"employees":10,"offices":1},{"filedOn":"2025-03-25","regulatoryAum":723566253,"clients":741,"employees":11,"offices":1},{"filedOn":"2026-04-22","regulatoryAum":812663572,"clients":720,"employees":12,"offices":1}],"secFileNumber":"801-67404","legalName":"Assetbuilder, Inc.","displayName":"AssetBuilder","slug":"assetbuilder-142665","website":"https://assetbuilder.com/","classification":{"segment":"individuals","segmentLabel":"Wealth management","type":"independent_wealth_manager","typeLabel":"RIA","feeDisclosure":"full"},"linkedinUrl":"https://www.linkedin.com/company/assetbuilder/","xUrl":"https://x.com/AssetBuilder","founded":"2006","organization":"Texas corporation","fiscalYearEnd":"December","headquarters":{"street":"1050 South Central Expy, Suite 1140","city":"Allen","state":"TX","stateName":"Texas","country":"United States","postalCode":"75013"},"tradeNames":[],"registration":{"secApproved":"3 January 2007","noticeFilings":null,"latestNoticeFiling":null},"wealthAumPerClient":1068802.8515406162,"staff":{"employees":12,"advisory":7,"brokerDealerReps":0,"insuranceAgents":0,"promoters":0},"aum":{"regulatory":812663572,"discretionary":812663572,"discretionaryAccounts":1665,"nonDiscretionary":0,"nonDiscretionaryAccounts":0,"wrapProgram":null,"nonUsClientsPct":0,"nonAumClients":0},"clientTypes":[{"label":"Individuals (other than HNW)","clients":467,"regulatoryAum":184673322},{"label":"High-net-worth individuals","clients":247,"regulatoryAum":578451914},{"label":"Pension and profit-sharing plans","clients":1,"fewerThan5":true,"regulatoryAum":143140},{"label":"Charitable organizations","clients":3,"fewerThan5":true,"regulatoryAum":48870203},{"label":"Corporations and other businesses","clients":2,"fewerThan5":true,"regulatoryAum":524993}],"feePrograms":[{"role":"main","program":"Investment Management Fees","feeBasis":"range","fee_tiers":null,"sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1042337","versionId":1042337,"ratePeriod":"annual","fee_billing":"arrears","submittedOn":"2026-04-22","documentName":"ADV PART 2 BROCHURE APRIL - 2026","fee_rate_low":0.35,"fee_rate_high":0.9,"fee_negotiable":null,"minimum_account":350000,"feeMinimumPeriod":null,"fee_minimum_annual":null},{"role":"other","program":"Financial Planning and Consulting","summary":"Stand-alone financial planning and consulting is a negotiable fixed fee of $3,500 to $6,000 a year, or hourly financial planning at up to $350 per hour.","sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1042337","versionId":1042337,"submittedOn":"2026-04-22","documentName":"ADV PART 2 BROCHURE APRIL - 2026"}],"brochureCoverage":{"scope":"sec_inventory","status":"reviewed","checkedAt":"2026-10-22T06:39:25.148438+00:00","documents":[{"name":"ADV PART 2 BROCHURE APRIL - 2026","status":"read","sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1042337","versionId":1042337,"submittedOn":"2026-04-22"}]},"custodians":[],"custodyNote":"AssetBuilder does not have custody of client assets.","otherCustodians":[],"leadership":[{"name":"Bruce Griffith","title":"President & Chief Operating Officer","crd":"5309888"},{"name":"Anthony Scott","title":"Chief Compliance Officer","crd":"7982514"},{"name":"Kennon Grose","title":"Chairman of the Board","crd":"4955871"}],"ownership":[{"label":"Kennon Grose","detail":"Chairman of the board in the 75% or more ownership band and a control person, since September 2006."}],"branchOffices":null,"filedOffices":{"otherThanPrincipal":0,"privateResidences":0},"listedOfficeAddresses":1,"foreignOffices":[],"officesByState":[{"state":"Texas","offices":1,"addresses":[{"street":"1050 South Central Expy, Suite 1140","city":"Allen","headquarters":true}]}],"brochureServices":["education planning","estate planning","insurance","tax planning"],"advFacts":{"source":{"file":"ia100226.zip","asOf":"2 October 2026"},"telephone":"972-535-4040","stateRegisteredReps":0,"otherAdviserReps":0,"compensation":["A percentage of assets under management","Fixed fees (other than subscription fees)"],"activities":["Financial planning services","Portfolio management for individuals and/or small businesses","Portfolio management for businesses (other than small businesses) or institutional clients"],"financialPlanningClients":"11-25","assetMix":[{"label":"Exchange-traded equity securities","percent":2},{"label":"Securities issued by registered investment companies or business development companies","percent":96},{"label":"Cash and cash equivalents","percent":2}],"privateFunds":0},"sources":{"adv1FilingDate":"22 April 2026","adv1Url":"https://reports.adviserinfo.sec.gov/reports/ADV/142665/PDF/142665.pdf","brochureDate":"22 April 2026","brochureUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1042337","iapdCompiledDate":null,"retrievedDate":"15 October 2026","retrievedOn":"2026-10-15","updatedOn":"2026-10-22","holdingsUpdatedOn":"2026-10-21","adv1Pages":{},"brochurePages":{}},"otherBusiness":[],"faq":[{"question":"How many clients does AssetBuilder have?","answer":"AssetBuilder has 720 clients and manages $813 million for them, as of April 2026. They include 467 individual clients, 247 high-net-worth individuals and 3 charitable organizations.","source":"Form ADV Part 1A, Items 5.D and 5.F, filed 22 April 2026","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What services does AssetBuilder offer?","answer":"AssetBuilder provides financial planning, portfolio management for individuals and small businesses, portfolio management for institutions, education planning, estate planning, insurance, and tax planning.","source":"Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file; Part 2A brochure, Item 4","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"How much does AssetBuilder charge?","answer":"AssetBuilder charges 0.35%–0.90% a year for its Investment Management Fees. The fee is billed in arrears and requires an account of at least $350,000.","source":"ADV PART 2 BROCHURE APRIL - 2026, filed 22 April 2026","sourceRef":{"doc":"brochure","section":"fees"}},{"question":"How many financial advisors does AssetBuilder have?","answer":"AssetBuilder has 0 investment adviser representatives registered with state securities authorities, out of 12 employees, and 7 perform investment advisory functions. None are registered representatives of a broker-dealer or licensed insurance agents.","source":"Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What does AssetBuilder invest in?","answer":"At the end of its last fiscal year, AssetBuilder’s separately managed accounts held 96% registered funds (mutual funds, ETFs, BDCs), 2% exchange-traded equities and 2% cash and equivalents.","source":"Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Does AssetBuilder have a minimum investment?","answer":"Yes, AssetBuilder’s minimum account size for its Investment Management Fees is $350K.","source":"ADV PART 2 BROCHURE APRIL - 2026, filed 22 April 2026","sourceRef":{"doc":"brochure","section":"fees"}},{"question":"Who owns AssetBuilder?","answer":"AssetBuilder’s direct owner is Kennon Grose (75% or more).","source":"Form ADV Part 1A, Schedules A and B, filed 22 April 2026","sourceRef":{"doc":"adv1","section":"scheduleA"}},{"question":"How does AssetBuilder get paid?","answer":"AssetBuilder is paid through a percentage of assets under management and fixed fees. Its Form ADV lists no commissions or performance-based fees among how it is paid.","source":"Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"How do I contact AssetBuilder?","answer":"AssetBuilder’s main office is at 1050 South Central Expy, Suite 1140, Allen, TX 75013. Its phone number is 972-535-4040. Its website is assetbuilder.com.","source":"Form ADV Part 1A, Item 1.F, filed 22 April 2026","sourceRef":{"doc":"adv1","section":"offices"}}],"holdings":null,"notice":"Compiled from public SEC Form ADV filings on the dates in `sources`. Facts as filed; not a rating, ranking, or recommendation. Niva is not affiliated with this firm. Disciplinary history is deliberately not included here or on the page; the SEC publishes the complete record at the `iapdUrl` above."}