{"url":"https://nivawealth.com/firms/asset-strategy-retirement-plan-consultants-147982","iapdUrl":"https://adviserinfo.sec.gov/firm/summary/147982","regulatoryAum":116389146,"crd":"147982","adviserRoster":{"asOf":"2026-10-09","items":[{"crd":"214135","suffix":null,"lastName":"FRESE","firstName":"CLARK","middleName":"GREGORY"},{"crd":"3000436","suffix":null,"lastName":"HEISTAND","firstName":"STACY","middleName":"STEPHEN"},{"crd":"7027759","suffix":null,"lastName":"Macut","firstName":"Keaton","middleName":"Tyler"},{"crd":"6535348","suffix":null,"lastName":"WRIGHT","firstName":"WILLIAM","middleName":"I."}],"total":4,"loadedAt":"2026-10-10T00:20:19.761928+00:00","sourceUrl":"https://reports.adviserinfo.sec.gov/reports/CompilationReports/IA_INDVL_Feed_10_09_2026.xml.zip"},"history":[{"filedOn":"2021-02-03","regulatoryAum":405889446,"clients":131,"employees":5,"offices":1},{"filedOn":"2022-07-14","regulatoryAum":62289421,"clients":144,"employees":5,"offices":1},{"filedOn":"2023-02-13","regulatoryAum":62810355,"clients":147,"employees":5,"offices":1},{"filedOn":"2024-04-15","regulatoryAum":75805739,"clients":188,"employees":5,"offices":1},{"filedOn":"2025-02-18","regulatoryAum":90989031,"clients":213,"employees":5,"offices":1},{"filedOn":"2026-03-04","regulatoryAum":116389146,"clients":242,"employees":5,"offices":1}],"secFileNumber":"801-113160","legalName":"Asset Strategy Retirement Plan Consultants, LLC","displayName":"Asset Strategy Retirement Plan Consultants","slug":"asset-strategy-retirement-plan-consultants-147982","website":"https://asrpc.com/","logo":{"src":"https://rmkhnxnbeclogprvkfyl.supabase.co/storage/v1/object/public/firm-logos/147982/71458ed669128101-r1.webp","tone":"light","width":752,"height":200,"sourceUrl":"https://www.asrpc.com","sourceLabel":"Asset Strategy Retirement Plan Consultants, LLC, website"},"classification":{"segment":"individuals","segmentLabel":"Wealth management","type":"independent_wealth_manager","typeLabel":"RIA","feeDisclosure":"full"},"founded":null,"organization":"Pennsylvania limited liability company","fiscalYearEnd":"December","headquarters":{"street":"3425 Simpson Ferry RD, Suite 204","city":"Camp Hill","state":"PA","stateName":"Pennsylvania","country":"United States","postalCode":"17011"},"tradeNames":[],"registration":{"secApproved":"8 May 2018","noticeFilings":null,"latestNoticeFiling":null},"wealthAumPerClient":469337.08860759495,"staff":{"employees":5,"advisory":4,"brokerDealerReps":0,"insuranceAgents":1,"promoters":0},"aum":{"regulatory":116389146,"discretionary":4334581,"discretionaryAccounts":1,"nonDiscretionary":112054565,"nonDiscretionaryAccounts":538,"wrapProgram":null,"nonUsClientsPct":0,"nonAumClients":40},"clientTypes":[{"label":"Individuals (other than HNW)","clients":212,"regulatoryAum":41258263},{"label":"High-net-worth individuals","clients":25,"regulatoryAum":69974627},{"label":"Charitable organizations","clients":1,"fewerThan5":true,"regulatoryAum":571084},{"label":"State or municipal government entities","clients":1,"fewerThan5":true,"regulatoryAum":4334581},{"label":"Corporations and other businesses","clients":3,"fewerThan5":true,"regulatoryAum":250591}],"feePrograms":[{"role":"main","program":"Individual Investment Management Services","feeBasis":"range","fee_tiers":null,"sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1009121","versionId":1009121,"ratePeriod":"annual","fee_billing":"both","submittedOn":"2026-02-16","documentName":"ADV FORM 2A - ASSET STRATEGY RETIREMENT PLAN CONSULTANTS, LLC","fee_rate_low":0.3,"fee_rate_high":1.2,"fee_negotiable":true,"minimum_account":null,"feeMinimumPeriod":null,"fee_minimum_annual":null}],"brochureCoverage":{"scope":"sec_inventory","status":"reviewed","checkedAt":"2026-10-22T13:48:07.332826+00:00","documents":[{"name":"ADV FORM 2A - ASSET STRATEGY RETIREMENT PLAN CONSULTANTS, LLC","status":"read","sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1009121","versionId":1009121,"submittedOn":"2026-02-16"}]},"custodians":[{"name":"Fidelity Brokerage Services LLC","shortName":"Fidelity","location":"Smithfield, RI","smaAssets":110996604}],"custodyNote":"Asset Strategy Retirement Plan Consultants does not have custody of client assets.","otherCustodians":[],"leadership":[{"name":"Stacy Heistand","title":"Chief Compliance Officer, Financial Advisor, Partner","crd":"3000436"},{"name":"Keaton Macut","title":"Owner, Financial Advisor and Partner","crd":"7027759"},{"name":"Neil Moody","title":"Director of Operations, Partner","crd":"7291004"}],"ownership":[{"label":"Stacy Heistand","detail":"Chief compliance officer, financial advisor, partner in the 25% to 50% ownership band and a control person, since August 2020."},{"label":"Keaton Macut","detail":"Owner, financial advisor and partner in the 25% to 50% ownership band and a control person, since August 2020."},{"label":"Neil Moody","detail":"Director of operations, partner in the 5% to 10% ownership band and a control person, since August 2020."}],"branchOffices":null,"filedOffices":{"otherThanPrincipal":0,"privateResidences":0},"listedOfficeAddresses":1,"foreignOffices":[],"officesByState":[{"state":"Pennsylvania","offices":1,"addresses":[{"street":"3425 Simpson Ferry RD, Suite 204","city":"Camp Hill","headquarters":true}]}],"advFacts":{"source":{"file":"ia100226.zip","asOf":"2 October 2026"},"telephone":"717-602-1100","stateRegisteredReps":4,"otherAdviserReps":1,"compensation":["A percentage of assets under management"],"activities":["Financial planning services","Portfolio management for individuals and/or small businesses","Pension consulting services"],"financialPlanningClients":"101-250","assetMix":[{"label":"Exchange-traded equity securities","percent":6},{"label":"U.S. government/agency bonds","percent":6},{"label":"Securities issued by registered investment companies or business development companies","percent":78},{"label":"Cash and cash equivalents","percent":10}],"privateFunds":0},"sources":{"adv1FilingDate":"4 March 2026","adv1Url":"https://reports.adviserinfo.sec.gov/reports/ADV/147982/PDF/147982.pdf","brochureDate":"16 February 2026","brochureUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1009121","iapdCompiledDate":null,"retrievedDate":"15 October 2026","retrievedOn":"2026-10-15","updatedOn":"2026-10-22","holdingsUpdatedOn":"2026-10-21","adv1Pages":{},"brochurePages":{}},"otherBusiness":[],"faq":[{"question":"How many clients does Asset Strategy Retirement Plan Consultants have?","answer":"Asset Strategy Retirement Plan Consultants has 242 clients and manages $116 million for them, as of March 2026. They include 212 individual clients, 25 high-net-worth individuals, and 3 corporations and other businesses.","source":"Form ADV Part 1A, Items 5.D and 5.F, filed 4 March 2026","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What services does Asset Strategy Retirement Plan Consultants offer?","answer":"Asset Strategy Retirement Plan Consultants provides financial planning, portfolio management for individuals and small businesses, and pension consulting.","source":"Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"How much does Asset Strategy Retirement Plan Consultants charge?","answer":"Asset Strategy Retirement Plan Consultants charges 0.30%–1.20% a year for its Individual Investment Management Services. The fee is billed in advance or in arrears and is negotiable.","source":"ADV FORM 2A - ASSET STRATEGY RETIREMENT PLAN CONSULTANTS, LLC, filed 16 February 2026","sourceRef":{"doc":"brochure","section":"fees"}},{"question":"Which custodians does Asset Strategy Retirement Plan Consultants use?","answer":"Asset Strategy Retirement Plan Consultants’ separately managed account assets are held at Fidelity Brokerage Services LLC (Smithfield, RI), with $111M. Only custodians holding at least a tenth of those assets are named.","source":"Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 4 March 2026","sourceRef":{"doc":"adv1","section":"custodians"}},{"question":"How many financial advisors does Asset Strategy Retirement Plan Consultants have?","answer":"Asset Strategy Retirement Plan Consultants has 4 investment adviser representatives registered with state securities authorities, out of 5 employees, and 4 perform investment advisory functions. 0 employees are registered representatives of a broker-dealer and 1 employee is a licensed insurance agent.","source":"Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What does Asset Strategy Retirement Plan Consultants invest in?","answer":"At the end of its last fiscal year, Asset Strategy Retirement Plan Consultants’ separately managed accounts held 78% registered funds (mutual funds, ETFs, BDCs), 10% cash and equivalents, 6% exchange-traded equities and 6% U.S. government and agency bonds.","source":"Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Who owns Asset Strategy Retirement Plan Consultants?","answer":"Asset Strategy Retirement Plan Consultants’ direct owners are Stacy Heistand, Keaton Macut and Neil Moody, each holding 50% or less.","source":"Form ADV Part 1A, Schedules A and B, filed 4 March 2026","sourceRef":{"doc":"adv1","section":"scheduleA"}},{"question":"How does Asset Strategy Retirement Plan Consultants get paid?","answer":"Asset Strategy Retirement Plan Consultants is paid through a percentage of assets under management. Its Form ADV lists no commissions or performance-based fees among how it is paid.","source":"Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"How do I contact Asset Strategy Retirement Plan Consultants?","answer":"Asset Strategy Retirement Plan Consultants’ main office is at 3425 Simpson Ferry RD, Suite 204, Camp Hill, PA 17011. Its phone number is 717-602-1100. Its website is asrpc.com.","source":"Form ADV Part 1A, Item 1.F, filed 4 March 2026","sourceRef":{"doc":"adv1","section":"offices"}}],"holdings":null,"notice":"Compiled from public SEC Form ADV filings on the dates in `sources`. Facts as filed; not a rating, ranking, or recommendation. Niva is not affiliated with this firm. Disciplinary history is deliberately not included here or on the page; the SEC publishes the complete record at the `iapdUrl` above."}