{"url":"https://nivawealth.com/firms/asset-strategy-consultants-110800","iapdUrl":"https://adviserinfo.sec.gov/firm/summary/110800","regulatoryAum":5157339356,"crd":"110800","adviserRoster":{"asOf":"2026-10-09","items":[{"crd":"807505","suffix":"III","lastName":"BOYER","firstName":"EDWIN","middleName":"RISDON"},{"crd":"1612609","suffix":null,"lastName":"BUENDIA","firstName":"JUAN","middleName":"MANUEL"},{"crd":"7003395","suffix":null,"lastName":"Conner","firstName":"Andrew","middleName":"William"},{"crd":"5427246","suffix":null,"lastName":"MEEHAN","firstName":"JOHN","middleName":"FRANCIS"},{"crd":"6535348","suffix":null,"lastName":"WRIGHT","firstName":"WILLIAM","middleName":"I."}],"total":5,"loadedAt":"2026-10-10T00:20:19.761928+00:00","sourceUrl":"https://reports.adviserinfo.sec.gov/reports/CompilationReports/IA_INDVL_Feed_10_09_2026.xml.zip"},"history":[{"filedOn":"2021-03-25","regulatoryAum":12702293826,"clients":89,"employees":30,"offices":4},{"filedOn":"2022-03-25","regulatoryAum":8619413487,"clients":90,"employees":22,"offices":2},{"filedOn":"2023-03-24","regulatoryAum":6861913101,"clients":92,"employees":22,"offices":2},{"filedOn":"2024-03-25","regulatoryAum":5407074344,"clients":82,"employees":20,"offices":2},{"filedOn":"2025-04-02","regulatoryAum":5174881147,"clients":72,"employees":17,"offices":1},{"filedOn":"2026-06-17","regulatoryAum":5157339356,"clients":48,"employees":14,"offices":1}],"secFileNumber":"801-55215","legalName":"Asset Strategy Consultants LLC","displayName":"Asset Strategy Consultants","slug":"asset-strategy-consultants-110800","website":"https://assetstrategyconsultants.com/","classification":{"segment":"institutions","segmentLabel":"Institutional","type":"institutional_consultant","typeLabel":"Consultant","feeDisclosure":"payment_only"},"linkedinUrl":"https://www.linkedin.com/company/asset-strategy-consultants/","founded":null,"organization":"Maryland limited liability company","fiscalYearEnd":"December","headquarters":{"street":"Six North Park Drive, Suite 208","city":"Hunt Valley","state":"MD","stateName":"Maryland","country":"United States","postalCode":"21030"},"tradeNames":[],"registration":{"secApproved":"3 February 1998","noticeFilings":null,"latestNoticeFiling":null},"wealthAumPerClient":null,"staff":{"employees":14,"advisory":11,"brokerDealerReps":0,"insuranceAgents":0,"promoters":0},"aum":{"regulatory":5157339356,"discretionary":395236792,"discretionaryAccounts":16,"nonDiscretionary":4762102564,"nonDiscretionaryAccounts":32,"wrapProgram":null,"nonUsClientsPct":0,"nonAumClients":0},"clientTypes":[{"label":"Individuals (other than HNW)","clients":3,"fewerThan5":true,"regulatoryAum":2017035},{"label":"High-net-worth individuals","clients":11,"regulatoryAum":80825665},{"label":"Pension and profit-sharing plans","clients":9,"regulatoryAum":688142326},{"label":"Charitable organizations","clients":18,"regulatoryAum":1693560264},{"label":"State or municipal government entities","clients":1,"fewerThan5":true,"regulatoryAum":76224485},{"label":"Insurance companies","clients":1,"fewerThan5":true,"regulatoryAum":2480240270},{"label":"Other","clients":5,"regulatoryAum":136329311}],"feePrograms":[],"brochureCoverage":{"scope":"known_documents","status":"not_processed","checkedAt":null,"documents":[]},"custodians":[],"custodyNote":"Asset Strategy Consultants does not have custody of client assets.","otherCustodians":[],"leadership":[{"name":"John Meehan","title":"Partner and Chief Compliance Officer","crd":"5427246"},{"name":"Juan Buendia","title":"Co-Managing Partner, Director of Client Advisory","crd":"1612609"},{"name":"Andrew Conner","title":"Partner, Chief Investment Officer","crd":"7003395"},{"name":"Anne Hernandez","title":"Partner & SR. Research Analyst","crd":"2861210"},{"name":"Pawitra KC","title":"Partner, Senior Investment Analyst","crd":"8180282"},{"name":"Alfred Morrison","title":"Partner","crd":"1361862"},{"name":"India Suter","title":"Partner, Director of Business Development","crd":"8180274"}],"ownership":[{"label":"Alfred Morrison","detail":"Partner in the 10% to 25% ownership band, since July 1992."},{"label":"John Meehan","detail":"Partner and chief compliance officer in the 5% to 10% ownership band, since September 2007."},{"label":"Anne Hernandez","detail":"Partner & sr. research analyst in the 10% to 25% ownership band, since October 2025."},{"label":"Asset Strategy Consultants of Florida","detail":"Partner in the 25% to 50% ownership band and a control person, since March 2023."},{"label":"Juan Buendia","detail":"Co-managing partner, director of client advisory in the 10% to 25% ownership band, since October 2025."},{"label":"Andrew Conner","detail":"Partner, chief investment officer in the 10% to 25% ownership band, since October 2025."}],"branchOffices":null,"filedOffices":{"otherThanPrincipal":0,"privateResidences":0},"listedOfficeAddresses":1,"foreignOffices":[],"officesByState":[{"state":"Maryland","offices":1,"addresses":[{"street":"Six North Park Drive, Suite 208","city":"Hunt Valley","headquarters":true}]}],"advFacts":{"source":{"file":"ia100226.zip","asOf":"2 October 2026"},"telephone":"410-528-8282","stateRegisteredReps":5,"otherAdviserReps":0,"compensation":["A percentage of assets under management","Hourly charges","Fixed fees (other than subscription fees)","Other"],"activities":["Portfolio management for individuals and/or small businesses","Portfolio management for businesses (other than small businesses) or institutional clients","Pension consulting services","Selection of other advisers (including private fund managers)","Publication of periodicals or newsletters","Educational seminars/workshops"],"financialPlanningClients":"0","assetMix":[{"label":"Other","percent":100,"detail":"Mutual Funds, Separate Accounts and Private Funds Are Managed by Third Party Advisors."}],"privateFunds":0},"sources":{"adv1FilingDate":"17 June 2026","adv1Url":"https://reports.adviserinfo.sec.gov/reports/ADV/110800/PDF/110800.pdf","brochureDate":null,"brochureUrl":null,"iapdCompiledDate":null,"retrievedDate":"15 October 2026","retrievedOn":"2026-10-15","updatedOn":"2026-10-21","holdingsUpdatedOn":"2026-10-21","adv1Pages":{},"brochurePages":{}},"otherBusiness":[],"faq":[{"question":"How many clients does Asset Strategy Consultants have?","answer":"Asset Strategy Consultants has 48 clients and manages $5.16 billion for them, as of June 2026. They include 18 charitable organizations, 11 high-net-worth individuals, and 9 pension and profit-sharing plans.","source":"Form ADV Part 1A, Items 5.D and 5.F, filed 17 June 2026","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What services does Asset Strategy Consultants offer?","answer":"Asset Strategy Consultants provides portfolio management for individuals and small businesses, portfolio management for institutions, pension consulting, selecting other managers, publishing newsletters, and educational seminars.","source":"Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"How many financial advisors does Asset Strategy Consultants have?","answer":"Asset Strategy Consultants has 5 investment adviser representatives registered with state securities authorities, out of 14 employees, and 11 perform investment advisory functions. None are registered representatives of a broker-dealer or licensed insurance agents.","source":"Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What does Asset Strategy Consultants invest in?","answer":"At the end of its last fiscal year, Asset Strategy Consultants’ separately managed accounts held 100% other. The 100% other category is described as: Mutual Funds, Separate Accounts and Private Funds Are Managed by Third Party Advisors.","source":"Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Who owns Asset Strategy Consultants?","answer":"Asset Strategy Consultants’ direct owners are Alfred Morrison, John Meehan, Anne Hernandez, Asset Strategy Consultants of Florida, Juan Buendia and Andrew Conner, each holding 50% or less.","source":"Form ADV Part 1A, Schedules A and B, filed 17 June 2026","sourceRef":{"doc":"adv1","section":"scheduleA"}},{"question":"How does Asset Strategy Consultants get paid?","answer":"Asset Strategy Consultants is paid through a percentage of assets under management, hourly charges, fixed fees and other compensation. Its Form ADV lists no commissions or performance-based fees among how it is paid.","source":"Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"How do I contact Asset Strategy Consultants?","answer":"Asset Strategy Consultants’ main office is at Six North Park Drive, Suite 208, Hunt Valley, MD 21030. Its phone number is 410-528-8282. Its website is assetstrategyconsultants.com.","source":"Form ADV Part 1A, Item 1.F, filed 17 June 2026","sourceRef":{"doc":"adv1","section":"offices"}}],"holdings":null,"notice":"Compiled from public SEC Form ADV filings on the dates in `sources`. Facts as filed; not a rating, ranking, or recommendation. Niva is not affiliated with this firm. Disciplinary history is deliberately not included here or on the page; the SEC publishes the complete record at the `iapdUrl` above."}