{"url":"https://nivawealth.com/firms/asl-financial-115479","iapdUrl":"https://adviserinfo.sec.gov/firm/summary/115479","regulatoryAum":186708263,"crd":"115479","adviserRoster":{"asOf":"2026-10-09","items":[{"crd":"2565833","suffix":null,"lastName":"SNOW","firstName":"RENEE","middleName":"MAURINE"}],"total":1,"loadedAt":"2026-10-10T00:20:19.761928+00:00","sourceUrl":"https://reports.adviserinfo.sec.gov/reports/CompilationReports/IA_INDVL_Feed_10_09_2026.xml.zip"},"history":[{"filedOn":"2021-07-19","regulatoryAum":106476764,"clients":149,"employees":1,"offices":1},{"filedOn":"2022-01-12","regulatoryAum":118143423,"clients":144,"employees":1,"offices":1},{"filedOn":"2023-03-05","regulatoryAum":111952127,"clients":149,"employees":1,"offices":1},{"filedOn":"2024-01-09","regulatoryAum":137077384,"clients":175,"employees":1,"offices":1},{"filedOn":"2025-01-13","regulatoryAum":162513443,"clients":160,"employees":1,"offices":1},{"filedOn":"2026-01-05","regulatoryAum":186708263,"clients":190,"employees":1,"offices":1}],"secFileNumber":"801-121203","legalName":"Asl 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The fee is billed in advance and is negotiable.","source":"DISCLOSURE BROCHURES, filed 5 January 2026","sourceRef":{"doc":"brochure","section":"fees"}},{"question":"Which custodians does Asl Financial use?","answer":"Asl Financial’s separately managed account assets are held at Pershing LLC (Jersey City, NJ), with $179M. Only custodians holding at least a tenth of those assets are named.","source":"Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 5 January 2026","sourceRef":{"doc":"adv1","section":"custodians"}},{"question":"How many financial advisors does Asl Financial have?","answer":"Asl Financial has 1 investment adviser representative registered with state securities authorities, out of 1 employees, and 1 perform investment advisory functions. 1 employee is a registered representative of a broker-dealer and 1 employee is a licensed insurance agent.","source":"Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What does Asl Financial invest in?","answer":"At the end of its last fiscal year, Asl Financial’s separately managed accounts held 64% exchange-traded equities, 14% registered funds (mutual funds, ETFs, BDCs), 9% investment grade corporate bonds, 6% U.S. government and agency bonds, 5% cash and equivalents and 2% state and local bonds.","source":"Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Who owns Asl Financial?","answer":"Asl Financial’s direct owner is Renee Snow (75% or more).","source":"Form ADV Part 1A, Schedules A and B, filed 5 January 2026","sourceRef":{"doc":"adv1","section":"scheduleA"}},{"question":"How does Asl Financial get paid?","answer":"Asl Financial is paid through a percentage of assets under management, hourly charges and fixed fees. 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