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Only custodians holding at least a tenth of those assets are named.","source":"Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 24 August 2026","sourceRef":{"doc":"adv1","section":"custodians"}},{"question":"How many financial advisors does Ashton Thomas Private Wealth have?","answer":"Ashton Thomas Private Wealth has 63 investment adviser representatives registered with state securities authorities, out of 93 employees, and 63 perform investment advisory functions. 26 employees are registered representatives of a broker-dealer and 35 employees are licensed insurance agents.","source":"Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What does Ashton Thomas Private Wealth invest in?","answer":"At the end of its last fiscal year, Ashton Thomas Private Wealth’s separately managed accounts held 51% registered funds (mutual funds, ETFs, BDCs), 32% exchange-traded equities, 5% state and local bonds, 4% U.S. government and agency bonds, 3% investment grade corporate bonds, 2% cash and equivalents, 1% sovereign bonds, 1% derivatives and 1% other. 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