{"url":"https://nivawealth.com/firms/ashford-advisors-114238","iapdUrl":"https://adviserinfo.sec.gov/firm/summary/114238","regulatoryAum":942675757,"crd":"114238","adviserRoster":{"asOf":"2026-10-09","items":[{"crd":"4369705","suffix":null,"lastName":"MARTIN","firstName":"PATRICK","middleName":"DANIEL"},{"crd":"5899602","suffix":null,"lastName":"THISSE","firstName":"JEREMIAH","middleName":"ANTHONY"}],"total":2,"loadedAt":"2026-10-10T00:20:19.761928+00:00","sourceUrl":"https://reports.adviserinfo.sec.gov/reports/CompilationReports/IA_INDVL_Feed_10_09_2026.xml.zip"},"history":[{"filedOn":"2021-03-18","regulatoryAum":639598993,"clients":82,"employees":9,"offices":1},{"filedOn":"2022-03-31","regulatoryAum":760396984,"clients":82,"employees":9,"offices":1},{"filedOn":"2023-03-28","regulatoryAum":640667143,"clients":81,"employees":8,"offices":1},{"filedOn":"2024-03-28","regulatoryAum":725031912,"clients":81,"employees":8,"offices":1},{"filedOn":"2025-03-26","regulatoryAum":828983055,"clients":83,"employees":9,"offices":1},{"filedOn":"2026-03-18","regulatoryAum":942675757,"clients":79,"employees":8,"offices":1}],"secFileNumber":"801-60563","legalName":"Ashford 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control person, since January 2020."}],"branchOffices":null,"filedOffices":{"otherThanPrincipal":0,"privateResidences":0},"listedOfficeAddresses":1,"foreignOffices":[],"officesByState":[{"state":"New York","offices":1,"addresses":[{"street":"30 B Grove Street","city":"Pittsford","headquarters":true}]}],"advFacts":{"source":{"file":"ia100226.zip","asOf":"2 October 2026"},"telephone":"585-697-0362","stateRegisteredReps":0,"otherAdviserReps":0,"compensation":["A percentage of assets under management","Fixed fees (other than subscription fees)","Performance-based fees","Other"],"activities":["Financial planning services","Portfolio management for individuals and/or small businesses","Selection of other advisers (including private fund managers)","Other"],"financialPlanningClients":"11-25","assetMix":[{"label":"U.S. government/agency bonds","percent":24},{"label":"Securities issued by registered investment companies or business development companies","percent":69},{"label":"Cash and cash 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They include 51 high-net-worth individuals, 20 corporations and other businesses, and 8 charitable organizations.","source":"Form ADV Part 1A, Items 5.D and 5.F, filed 18 March 2026","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What services does Ashford Advisors offer?","answer":"Ashford Advisors provides financial planning, portfolio management for individuals and small businesses, and selecting other managers.","source":"Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"How much does Ashford Advisors charge?","answer":"Ashford Advisors charges 0.40% a year for its Ashford Advisory Program. The fee is billed in advance.","source":"ASHFORD ADVISORS, LLC ADV PART 2, filed 17 March 2026","sourceRef":{"doc":"brochure","section":"fees"}},{"question":"Which custodians does Ashford Advisors use?","answer":"Ashford Advisors’ separately managed account assets are held at Charles Schwab & Co., Inc. (Orlando, FL), with $706M and Northern Trust Securities, Inc. (Chicago, IL), with $229M. Only custodians holding at least a tenth of those assets are named.","source":"Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 18 March 2026","sourceRef":{"doc":"adv1","section":"custodians"}},{"question":"How many financial advisors does Ashford Advisors have?","answer":"Ashford Advisors has 0 investment adviser representatives registered with state securities authorities, out of 8 employees, and 3 perform investment advisory functions. None are registered representatives of a broker-dealer or licensed insurance agents.","source":"Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What does Ashford Advisors invest in?","answer":"At the end of its last fiscal year, Ashford Advisors’ separately managed accounts held 69% registered funds (mutual funds, ETFs, BDCs), 24% U.S. government and agency bonds and 7% cash and equivalents.","source":"Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Who owns Ashford Advisors?","answer":"Ashford Advisors’ direct owners are Patrick Martin (25% to 50%) and Jeremiah Thisse (50% to 75%).","source":"Form ADV Part 1A, Schedules A and B, filed 18 March 2026","sourceRef":{"doc":"adv1","section":"scheduleA"}},{"question":"How does Ashford Advisors get paid?","answer":"Ashford Advisors is paid through a percentage of assets under management, fixed fees, performance-based fees and other compensation. Its Form ADV lists no commissions among how it is paid.","source":"Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"How do I contact Ashford Advisors?","answer":"Ashford Advisors’ main office is at 30 B Grove Street, Pittsford, NY 14534. Its phone number is 585-697-0362.","source":"Form ADV Part 1A, Item 1.F, filed 18 March 2026","sourceRef":{"doc":"adv1","section":"offices"}}],"holdings":{"url":"https://nivawealth.com/firms/ashford-advisors-114238/holdings","form":"13F-HR","periodOfReport":"2026-06-30","filedOn":"2026-08-06","filingIndexUrl":"https://www.sec.gov/Archives/edgar/data/1861158/000186115826000004/0001861158-26-000004-index.html","totalValue":484785470,"positionCount":23,"top10Share":0.9758583110999594,"top10":[{"issuer":"ISHARES TR","titleOfClass":"CORE S&P500 ETF","cusip":"464287200","value":256093236,"shares":341964,"shareType":"SH","priorValue":235439832,"priorShares":360435},{"issuer":"SCHWAB STRATEGIC TR","titleOfClass":"SCHWAB FDT US LG","cusip":"808524771","value":56858700,"shares":1828254,"shareType":"SH","priorValue":51115695,"priorShares":1835393},{"issuer":"VANGUARD INDEX FDS","titleOfClass":"TOTAL STK 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Facts as filed; not a rating, ranking, or recommendation. Niva is not affiliated with this firm. Disciplinary history is deliberately not included here or on the page; the SEC publishes the complete record at the `iapdUrl` above."}