{"url":"https://nivawealth.com/firms/ascension-investment-management-159767","iapdUrl":"https://adviserinfo.sec.gov/firm/summary/159767","regulatoryAum":42408290886,"crd":"159767","secFileNumber":"801-73295","legalName":"Ascension Investment Management, LLC","displayName":"Ascension Investment Management","website":"http://www.ascensioninvestmentmanagement.com","linkedinUrl":"https://www.linkedin.com/company/ascension-investment-management-llc/about/","founded":null,"organization":"Missouri limited liability company","fiscalYearEnd":"June","headquarters":{"street":"4600 Edmundson Road","city":"ST. Louis","state":"MO","stateName":"Missouri","country":"United States","postalCode":"63134"},"tradeNames":["Ascension Investment Management"],"registration":{"secApproved":"30 March 2012","noticeFilings":null,"latestNoticeFiling":null},"staff":{"employees":27,"advisory":12,"brokerDealerReps":0,"insuranceAgents":0,"promoters":0},"aum":{"discretionary":23605951212,"discretionaryAccounts":9,"nonDiscretionary":18802339674,"nonDiscretionaryAccounts":3,"wrapProgram":null,"nonUsClientsPct":20,"nonAumClients":1},"clientTypes":[{"label":"Pooled investment vehicles","clients":1,"regulatoryAum":15196477841},{"label":"Pension and profit-sharing plans","clients":null,"regulatoryAum":7471715659},{"label":"Charitable organizations","clients":7,"regulatoryAum":19684014067},{"label":"Corporations and other businesses","clients":null,"regulatoryAum":56083319}],"fees":[],"feeNotes":[],"custodians":[{"name":"The Northern Trust Company","shortName":"The Northern Trust","location":"Chicago, IL","smaAssets":23605951212},{"name":"State Street Bank and Trust Company","shortName":"State Street Bank and Trust","location":"Boston, MA","smaAssets":18763190845}],"custodyNote":"Ascension Investment Management has custody of $15.19B for 1 clients.","otherCustodians":[],"leadership":[{"name":"Todd Turall","title":"General Counsel, Chief Operating Officer","crd":"5004392"},{"name":"Amanda White","title":"Chief Compliance Officer, Associate General Counsel","crd":"4624627"},{"name":"Eduardo Conrado","title":"Director","crd":"8196121"},{"name":"David Erickson","title":"Chief Investment Officer","crd":"2670296"},{"name":"Christine McCoy","title":"Director","crd":"8193038"},{"name":"Saurabh Tripathi","title":"Director","crd":"7986605"}],"ownership":[{"label":"Ascension Capital, LLC","detail":"Sole member in the 75% or more ownership band and a control person, since July 2019."},{"label":"Ascension Health Alliance","detail":"Indirect owner: a sole member of Ascension Capital, LLC in the 75% or more band and a control person, since July 2019.","parent":"Ascension Capital, LLC"}],"branchOffices":null,"filedOffices":{"otherThanPrincipal":0,"privateResidences":0},"listedOfficeAddresses":1,"officesByState":[{"state":"Missouri","offices":1,"addresses":[{"street":"4600 Edmundson Road","city":"ST. Louis","headquarters":true}]}],"advFacts":{"source":{"file":"ia100226.zip","asOf":"2 October 2026"},"telephone":"314-733-7799","stateRegisteredReps":0,"otherAdviserReps":0,"compensation":["A percentage of assets under management","Fixed fees (other than subscription fees)","Other"],"activities":["Portfolio management for pooled investment vehicles (other than investment companies)","Portfolio management for businesses (other than small businesses) or institutional clients","Pension consulting services","Selection of other advisers (including private fund managers)"],"financialPlanningClients":"0","assetMix":[{"label":"Exchange-traded equity securities","percent":11},{"label":"U.S. government/agency bonds","percent":7},{"label":"Investment grade corporate bonds","percent":3},{"label":"Non-investment grade corporate bonds","percent":1},{"label":"Derivatives","percent":1},{"label":"Securities issued by registered investment companies or business development companies","percent":65},{"label":"Securities issued by pooled investment vehicles (other than registered investment companies)","percent":12},{"label":"Cash and cash equivalents","percent":1}],"privateFunds":2},"sources":{"adv1FilingDate":"25 September 2026","adv1Url":"https://reports.adviserinfo.sec.gov/reports/ADV/159767/PDF/159767.pdf","brochureDate":null,"brochureUrl":null,"iapdCompiledDate":null,"retrievedDate":"15 October 2026","retrievedOn":"2026-10-15","adv1Pages":{},"brochurePages":{}},"otherBusiness":[],"faq":[{"question":"How many clients does Ascension Investment Management have?","answer":"Ascension Investment Management has 8 clients and manages $42.4 billion for them, as of September 2026. They include 7 charitable organizations and 1 pooled investment vehicles.","source":"Form ADV Part 1A, Items 5.D and 5.F, filed 25 September 2026","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What services does Ascension Investment Management offer?","answer":"Ascension Investment Management provides portfolio management for pooled vehicles, portfolio management for institutions, pension consulting and selecting other managers.","source":"Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Which custodians does Ascension Investment Management use?","answer":"Ascension Investment Management’s separately managed account assets are held at The Northern Trust Company (Chicago, IL), with $23,605,951,212 and State Street Bank and Trust Company (Boston, MA), with $18,763,190,845. Only custodians holding at least a tenth of those assets are named.","source":"Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 25 September 2026","sourceRef":{"doc":"adv1","section":"custodians"}},{"question":"How many financial advisors does Ascension Investment Management have?","answer":"Ascension Investment Management has 0 investment adviser representatives registered with state securities authorities, out of 27 employees, and 12 perform investment advisory functions. None are registered representatives of a broker-dealer or licensed insurance agents.","source":"Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What does Ascension Investment Management invest in?","answer":"At the end of its last fiscal year, Ascension Investment Management’s separately managed accounts held 65% registered funds (mutual funds, ETFs, BDCs), 12% pooled vehicles (private funds and similar), 11% exchange-traded equities, 7% U.S. government and agency bonds, 3% investment grade corporate bonds, 1% high-yield corporate bonds, 1% derivatives and 1% cash and equivalents. It advises 2 private funds.","source":"Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Who owns Ascension Investment Management?","answer":"Ascension Investment Management is owned through a holding company by Ascension Health Alliance. Its direct owner is Ascension Capital, LLC (75% or more).","source":"Form ADV Part 1A, Schedules A and B, filed 25 September 2026","sourceRef":{"doc":"adv1","section":"scheduleA"}},{"question":"How does Ascension Investment Management get paid?","answer":"Ascension Investment Management is paid through a percentage of assets under management, fixed fees and other arrangements. Its Form ADV lists no commissions or performance-based fees among how it is paid.","source":"Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}}],"holdings":null,"notice":"Compiled from public SEC Form ADV filings on the dates in `sources`. Facts as filed; not a rating, ranking, or recommendation. Niva Wealth is not affiliated with this firm. Disciplinary history is deliberately not included here or on the page; the SEC publishes the complete record at the `iapdUrl` above."}