{"url":"https://nivawealth.com/firms/arx-private-wealth-338631","iapdUrl":"https://adviserinfo.sec.gov/firm/summary/338631","regulatoryAum":113605108,"crd":"338631","adviserRoster":{"asOf":"2026-10-09","items":[{"crd":"7494135","suffix":null,"lastName":"Fisher","firstName":"Maggie","middleName":"Grace"},{"crd":"7617292","suffix":null,"lastName":"Guevin","firstName":"Joshua","middleName":"Todd"},{"crd":"6209479","suffix":null,"lastName":"HARRIS","firstName":"TYLER","middleName":"LEE"},{"crd":"7294547","suffix":null,"lastName":"Madonis","firstName":"Nikolas","middleName":"C"},{"crd":"6022987","suffix":null,"lastName":"SCHWARTZ","firstName":"HALEY","middleName":"MARIE"}],"total":5,"loadedAt":"2026-10-10T00:20:19.761928+00:00","sourceUrl":"https://reports.adviserinfo.sec.gov/reports/CompilationReports/IA_INDVL_Feed_10_09_2026.xml.zip"},"secFileNumber":"801-134623","legalName":"Arx Private Wealth","displayName":"ARX Private 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Fbo Sarah M Ganse"}],"branchOffices":null,"filedOffices":{"otherThanPrincipal":0,"privateResidences":0},"listedOfficeAddresses":1,"foreignOffices":[],"officesByState":[{"state":"Pennsylvania","offices":1,"addresses":[{"street":"1891 Santa Barbara Drive, Suite 206","city":"Lancaster","headquarters":true}]}],"advFacts":{"source":{"file":"ia100226.zip","asOf":"2 October 2026"},"telephone":"717-219-8226","stateRegisteredReps":5,"otherAdviserReps":0,"compensation":["A percentage of assets under management","Hourly charges"],"activities":["Financial planning services","Portfolio management for individuals and/or small businesses"],"financialPlanningClients":"0","assetMix":[{"label":"Exchange-traded equity securities","percent":8},{"label":"U.S. government/agency bonds","percent":14},{"label":"Investment grade corporate bonds","percent":8},{"label":"Securities issued by registered investment companies or business development companies","percent":56},{"label":"Securities issued by pooled investment vehicles (other than registered investment companies)","percent":7},{"label":"Cash and cash equivalents","percent":8}],"privateFunds":0},"sources":{"adv1FilingDate":"24 February 2026","adv1Url":"https://reports.adviserinfo.sec.gov/reports/ADV/338631/PDF/338631.pdf","brochureDate":"24 February 2026","brochureUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1011309","iapdCompiledDate":null,"retrievedDate":"15 October 2026","retrievedOn":"2026-10-15","updatedOn":"2026-10-22","holdingsUpdatedOn":"2026-10-21","adv1Pages":{},"brochurePages":{}},"otherBusiness":[],"faq":[{"question":"How many clients does ARX Private Wealth have?","answer":"ARX Private Wealth has 27 clients and manages $114 million for them, as of February 2026. They include 13 high-net-worth individuals, 10 individual clients and 3 charitable organizations.","source":"Form ADV Part 1A, Items 5.D and 5.F, filed 24 February 2026","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What services does ARX Private Wealth offer?","answer":"ARX Private Wealth provides financial planning and portfolio management for individuals and small businesses.","source":"Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"How much does ARX Private Wealth charge?","answer":"ARX Private Wealth charges 0.50%–1.00% a year for its Investment Supervisory Services. The fee is billed in arrears, is negotiable and has a $10,000 annual minimum.","source":"PART 2A BROCHURE, filed 24 February 2026","sourceRef":{"doc":"brochure","section":"fees"}},{"question":"Which custodians does ARX Private Wealth use?","answer":"ARX Private Wealth’s separately managed account assets are held at Charles Schwab & Co., Inc. (Westlake, TX), with $106M. Only custodians holding at least a tenth of those assets are named.","source":"Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 24 February 2026","sourceRef":{"doc":"adv1","section":"custodians"}},{"question":"How many financial advisors does ARX Private Wealth have?","answer":"ARX Private Wealth has 5 investment adviser representatives registered with state securities authorities, out of 6 employees, and 5 perform investment advisory functions. None are registered representatives of a broker-dealer or licensed insurance agents.","source":"Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What does ARX Private Wealth invest in?","answer":"At the end of its last fiscal year, ARX Private Wealth’s separately managed accounts held 56% registered funds (mutual funds, ETFs, BDCs), 14% U.S. government and agency bonds, 8% exchange-traded equities, 8% investment grade corporate bonds, 8% cash and equivalents and 7% pooled vehicles (private funds and similar).","source":"Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Who owns ARX Private Wealth?","answer":"ARX Private Wealth’s direct owners are Gregory P Ganse Spousal TR Fbo, Haley Schwartz, Tyler Harris and Gregory P Ganse Spousal TR Fbo Sarah M Ganse, each holding 50% or less.","source":"Form ADV Part 1A, Schedules A and B, filed 24 February 2026","sourceRef":{"doc":"adv1","section":"scheduleA"}},{"question":"How does ARX Private Wealth get paid?","answer":"ARX Private Wealth is paid through a percentage of assets under management and hourly charges. Its Form ADV lists no commissions or performance-based fees among how it is paid.","source":"Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"How do I contact ARX Private Wealth?","answer":"ARX Private Wealth’s main office is at 1891 Santa Barbara Drive, Suite 206, Lancaster, PA 17601. Its phone number is 717-219-8226. Its website is arxprivatewealth.com.","source":"Form ADV Part 1A, Item 1.F, filed 24 February 2026","sourceRef":{"doc":"adv1","section":"offices"}}],"holdings":null,"notice":"Compiled from public SEC Form ADV filings on the dates in `sources`. Facts as filed; not a rating, ranking, or recommendation. Niva is not affiliated with this firm. Disciplinary history is deliberately not included here or on the page; the SEC publishes the complete record at the `iapdUrl` above."}