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The fee is billed in advance.","source":"FIRM BROCHURE, filed 17 April 2026","sourceRef":{"doc":"brochure","section":"fees"}},{"question":"Which custodians does Arthur M. Cohen & Associates use?","answer":"Arthur M. Cohen & Associates’ separately managed account assets are held at Pershing LLC (Jersey City, NJ), with $1.01B and Charles Schwab & Co., Inc. (San Francisco, CA), with $14.4M. Only custodians holding at least a tenth of those assets are named.","source":"Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 17 April 2026","sourceRef":{"doc":"adv1","section":"custodians"}},{"question":"How many financial advisors does Arthur M. Cohen & Associates have?","answer":"Arthur M. Cohen & Associates has 2 investment adviser representatives registered with state securities authorities, out of 5 employees, and 2 perform investment advisory functions. None are registered representatives of a broker-dealer or licensed insurance agents.","source":"Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What does Arthur M. Cohen & Associates invest in?","answer":"At the end of its last fiscal year, Arthur M. Cohen & Associates’ separately managed accounts held 55% exchange-traded equities, 32% registered funds (mutual funds, ETFs, BDCs), 7% U.S. government and agency bonds, 2% cash and equivalents, 2% other, 1% state and local bonds and 1% sovereign bonds. The 2% other category is described as: Partnerships.","source":"Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Who owns Arthur M. Cohen & Associates?","answer":"Arthur M. Cohen & Associates’ direct owner is Arthur Cohen (75% or more).","source":"Form ADV Part 1A, Schedules A and B, filed 17 April 2026","sourceRef":{"doc":"adv1","section":"scheduleA"}},{"question":"How does Arthur M. Cohen & Associates get paid?","answer":"Arthur M. Cohen & Associates is paid through a percentage of assets under management, hourly charges, fixed fees and other compensation. Its Form ADV lists no commissions or performance-based fees among how it is paid.","source":"Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"How do I contact Arthur M. Cohen & Associates?","answer":"Arthur M. Cohen & Associates’ main office is at 1033 Skokie Boulevard, Ste 200, Northbrook, IL 60062. 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