{"url":"https://nivawealth.com/firms/arsenal-venture-partners-160426","iapdUrl":"https://adviserinfo.sec.gov/firm/summary/160426","regulatoryAum":393832888,"crd":"160426","history":[{"filedOn":"2021-03-31","regulatoryAum":291488146,"clients":6,"employees":9,"offices":3},{"filedOn":"2022-03-31","regulatoryAum":221938570,"clients":8,"employees":5,"offices":2},{"filedOn":"2023-03-31","regulatoryAum":228501516,"clients":10,"employees":5,"offices":2},{"filedOn":"2024-04-29","regulatoryAum":348435394,"clients":10,"employees":5,"offices":2},{"filedOn":"2025-03-31","regulatoryAum":345327652,"clients":11,"employees":5,"offices":2},{"filedOn":"2026-06-18","regulatoryAum":393832888,"clients":12,"employees":4,"offices":2}],"secFileNumber":"801-73317","legalName":"Arsenal Venture Partners, Inc.","displayName":"Arsenal Venture Partners","slug":"arsenal-venture-partners-160426","website":null,"classification":{"segment":"private_funds","segmentLabel":"Private funds","type":"private_fund_manager","typeLabel":null,"feeDisclosure":"payment_only"},"xUrl":"https://twitter.com/ArsenalGrowth","founded":null,"organization":"Delaware corporation","fiscalYearEnd":"December","headquarters":{"street":"750 S Orlando Avenue, Suite 100","city":"Winter Park","state":"FL","stateName":"Florida","country":"United States","postalCode":"32789"},"tradeNames":["Age Investor II LLC","Age Investor III LLC","Age Investor IV LLC","Age Investor LLC","Arsenal III, LLC","Arsenal Venture Partners","Arsenal Venture Partners (GP), LLC","Arsenal Venture Partners (Gpa), LLC"],"registration":{"secApproved":"17 February 2012","noticeFilings":null,"latestNoticeFiling":null},"wealthAumPerClient":null,"staff":{"employees":4,"advisory":3,"brokerDealerReps":0,"insuranceAgents":0,"promoters":0},"aum":{"regulatory":393832888,"discretionary":393832888,"discretionaryAccounts":12,"nonDiscretionary":0,"nonDiscretionaryAccounts":0,"wrapProgram":null,"nonUsClientsPct":0,"nonAumClients":0},"clientTypes":[{"label":"Pooled investment vehicles","clients":12,"regulatoryAum":393832888}],"feePrograms":[],"brochureCoverage":{"scope":"known_documents","status":"not_processed","checkedAt":null,"documents":[]},"custodians":[],"custodyNote":"Arsenal Venture Partners has custody of $394M in client assets for 12 clients.","otherCustodians":[],"leadership":[{"name":"Orlando Mendoza","title":"Chief Compliance Officer","crd":"2790392"},{"name":"Jason Rottenberg","title":"Managing Partner","crd":"6019114"},{"name":"John Trbovich","title":"Managing Partner","crd":"2382869"}],"ownership":[{"label":"Jason Rottenberg","detail":"Managing partner in the 50% to 75% ownership band and a control person, since June 2000."},{"label":"John Trbovich","detail":"Managing partner in the 50% to 75% ownership band and a control person, since March 2004."}],"branchOffices":null,"filedOffices":{"otherThanPrincipal":1,"privateResidences":0},"listedOfficeAddresses":2,"foreignOffices":[],"officesByState":[{"state":"Florida","offices":2,"addresses":[{"street":"750 S Orlando Avenue, Suite 100","city":"Winter Park","headquarters":true},{"street":"750 S Orlando Avenue","city":"Winter Park"}]}],"advFacts":{"source":{"file":"ia100226.zip","asOf":"2 October 2026"},"telephone":"407-838-1400","stateRegisteredReps":0,"otherAdviserReps":0,"compensation":["A percentage of assets under management","Performance-based fees","Other"],"activities":["Portfolio management for pooled investment vehicles (other than investment companies)"],"financialPlanningClients":"0","assetMix":[],"privateFunds":12},"sources":{"adv1FilingDate":"18 June 2026","adv1Url":"https://reports.adviserinfo.sec.gov/reports/ADV/160426/PDF/160426.pdf","brochureDate":null,"brochureUrl":null,"iapdCompiledDate":null,"retrievedDate":"15 October 2026","retrievedOn":"2026-10-15","updatedOn":"2026-10-21","holdingsUpdatedOn":"2026-10-21","adv1Pages":{},"brochurePages":{}},"otherBusiness":[],"faq":[{"question":"How many clients does Arsenal Venture Partners have?","answer":"Arsenal Venture Partners has 12 clients and manages $394 million for them, as of June 2026. They include 12 pooled investment vehicles.","source":"Form ADV Part 1A, Items 5.D and 5.F, filed 18 June 2026","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What services does Arsenal Venture Partners offer?","answer":"Arsenal Venture Partners provides portfolio management for pooled vehicles.","source":"Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"How many financial advisors does Arsenal Venture Partners have?","answer":"Arsenal Venture Partners has 0 investment adviser representatives registered with state securities authorities, out of 4 employees, and 3 perform investment advisory functions. None are registered representatives of a broker-dealer or licensed insurance agents.","source":"Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Who owns Arsenal Venture Partners?","answer":"Arsenal Venture Partners’ direct owners are Jason Rottenberg (50% to 75%) and John Trbovich (50% to 75%).","source":"Form ADV Part 1A, Schedules A and B, filed 18 June 2026","sourceRef":{"doc":"adv1","section":"scheduleA"}},{"question":"How does Arsenal Venture Partners get paid?","answer":"Arsenal Venture Partners is paid through a percentage of assets under management, performance-based fees and other compensation. Its Form ADV lists no commissions among how it is paid.","source":"Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"How do I contact Arsenal Venture Partners?","answer":"Arsenal Venture Partners’ main office is at 750 S Orlando Avenue, Suite 100, Winter Park, FL 32789. Its phone number is 407-838-1400.","source":"Form ADV Part 1A, Item 1.F, filed 18 June 2026","sourceRef":{"doc":"adv1","section":"offices"}}],"holdings":null,"notice":"Compiled from public SEC Form ADV filings on the dates in `sources`. Facts as filed; not a rating, ranking, or recommendation. Niva is not affiliated with this firm. Disciplinary history is deliberately not included here or on the page; the SEC publishes the complete record at the `iapdUrl` above."}