{"url":"https://nivawealth.com/firms/arroyo-energy-investment-partners-173735","iapdUrl":"https://adviserinfo.sec.gov/firm/summary/173735","regulatoryAum":2277670792,"crd":"173735","history":[{"filedOn":"2021-05-24","regulatoryAum":1221583797,"clients":8,"employees":16,"offices":2},{"filedOn":"2022-07-22","regulatoryAum":3179943355,"clients":9,"employees":15,"offices":2},{"filedOn":"2023-06-06","regulatoryAum":1856356522,"clients":8,"employees":17,"offices":2},{"filedOn":"2024-06-10","regulatoryAum":2178992169,"clients":11,"employees":17,"offices":2},{"filedOn":"2025-06-02","regulatoryAum":2609733814,"clients":13,"employees":20,"offices":2},{"filedOn":"2026-07-24","regulatoryAum":2277670792,"clients":12,"employees":20,"offices":1}],"secFileNumber":"801-100371","legalName":"Arroyo Energy Investment Partners LLC","displayName":"Arroyo Energy Investment Partners","slug":"arroyo-energy-investment-partners-173735","website":"https://arroyoinvestors.com/","classification":{"segment":"private_funds","segmentLabel":"Private funds","type":"private_fund_manager","typeLabel":null,"feeDisclosure":"payment_only"},"linkedinUrl":"https://www.linkedin.com/company/arroyoinvestors/","founded":null,"organization":"Delaware limited liability company","fiscalYearEnd":"December","headquarters":{"street":"1700 City Plaza Drive, Suite 400","city":"Spring","state":"TX","stateName":"Texas","country":"United States","postalCode":"77389"},"tradeNames":["Arroyo Investors"],"registration":{"secApproved":"17 June 2015","noticeFilings":null,"latestNoticeFiling":null},"wealthAumPerClient":null,"staff":{"employees":20,"advisory":16,"brokerDealerReps":0,"insuranceAgents":0,"promoters":0},"aum":{"regulatory":2277670792,"discretionary":2277670792,"discretionaryAccounts":12,"nonDiscretionary":0,"nonDiscretionaryAccounts":0,"wrapProgram":null,"nonUsClientsPct":42,"nonAumClients":0},"clientTypes":[{"label":"Pooled investment vehicles","clients":12,"regulatoryAum":2277670792}],"feePrograms":[],"brochureCoverage":{"scope":"known_documents","status":"not_processed","checkedAt":null,"documents":[]},"custodians":[],"custodyNote":"Arroyo Energy Investment Partners has custody of client assets.","otherCustodians":[],"leadership":[{"name":"Kimberly Akbar","title":"Chief Financial Officer","crd":"7978838"},{"name":"Diane Lancaster","title":"Chief Compliance Officer and General Counsel","crd":"8084675"},{"name":"Cesar Araneda Kauret","title":"Partner","crd":"6573715"},{"name":"David Field","title":"Managing Member","crd":"6416617"},{"name":"Robert Jordan","title":"Managing Member","crd":"6416623"},{"name":"Luis Felipe Pinto Rubio","title":"Partner","crd":"3121870"},{"name":"Brandon Wax","title":"Partner","crd":"5343650"}],"ownership":[{"label":"David Field","detail":"Managing member in the 50% to 75% ownership band and a control person, since February 2014."},{"label":"Robert Jordan","detail":"Managing member in the 25% to 50% ownership band and a control person, since February 2014."}],"branchOffices":null,"filedOffices":{"otherThanPrincipal":0,"privateResidences":0},"listedOfficeAddresses":1,"foreignOffices":[],"officesByState":[{"state":"Texas","offices":1,"addresses":[{"street":"1700 City Plaza Drive, Suite 400","city":"Spring","headquarters":true}]}],"advFacts":{"source":{"file":"ia100226.zip","asOf":"2 October 2026"},"telephone":"281-825-5462","stateRegisteredReps":0,"otherAdviserReps":0,"compensation":["A percentage of assets under management","Performance-based fees"],"activities":["Portfolio management for pooled investment vehicles (other than investment companies)"],"financialPlanningClients":null,"assetMix":[],"privateFunds":12},"sources":{"adv1FilingDate":"24 July 2026","adv1Url":"https://reports.adviserinfo.sec.gov/reports/ADV/173735/PDF/173735.pdf","brochureDate":null,"brochureUrl":null,"iapdCompiledDate":null,"retrievedDate":"15 October 2026","retrievedOn":"2026-10-15","updatedOn":"2026-10-21","holdingsUpdatedOn":"2026-10-21","adv1Pages":{},"brochurePages":{}},"otherBusiness":[],"faq":[{"question":"How many clients does Arroyo Energy Investment Partners have?","answer":"Arroyo Energy Investment Partners has 12 clients and manages $2.28 billion for them, as of July 2026. They include 12 pooled investment vehicles.","source":"Form ADV Part 1A, Items 5.D and 5.F, filed 24 July 2026","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What services does Arroyo Energy Investment Partners offer?","answer":"Arroyo Energy Investment Partners provides portfolio management for pooled vehicles.","source":"Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"How many financial advisors does Arroyo Energy Investment Partners have?","answer":"Arroyo Energy Investment Partners has 0 investment adviser representatives registered with state securities authorities, out of 20 employees, and 16 perform investment advisory functions. None are registered representatives of a broker-dealer or licensed insurance agents.","source":"Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Who owns Arroyo Energy Investment Partners?","answer":"Arroyo Energy Investment Partners’ direct owners are David Field (50% to 75%) and Robert Jordan (25% to 50%).","source":"Form ADV Part 1A, Schedules A and B, filed 24 July 2026","sourceRef":{"doc":"adv1","section":"scheduleA"}},{"question":"How does Arroyo Energy Investment Partners get paid?","answer":"Arroyo Energy Investment Partners is paid through a percentage of assets under management and performance-based fees. Its Form ADV lists no commissions among how it is paid.","source":"Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"How do I contact Arroyo Energy Investment Partners?","answer":"Arroyo Energy Investment Partners’ main office is at 1700 City Plaza Drive, Suite 400, Spring, TX 77389. Its phone number is 281-825-5462. Its website is arroyoinvestors.com.","source":"Form ADV Part 1A, Item 1.F, filed 24 July 2026","sourceRef":{"doc":"adv1","section":"offices"}}],"holdings":null,"notice":"Compiled from public SEC Form ADV filings on the dates in `sources`. Facts as filed; not a rating, ranking, or recommendation. Niva is not affiliated with this firm. Disciplinary history is deliberately not included here or on the page; the SEC publishes the complete record at the `iapdUrl` above."}