{"url":"https://nivawealth.com/firms/arnold-weitz-and-co-108026","iapdUrl":"https://adviserinfo.sec.gov/firm/summary/108026","regulatoryAum":438072517,"crd":"108026","adviserRoster":{"asOf":"2026-10-09","items":[{"crd":"4830879","suffix":null,"lastName":"POLIFKA","firstName":"TIFFANY","middleName":"LYNN"},{"crd":"462620","suffix":null,"lastName":"WEITZ","firstName":"ARNOLD","middleName":"DAVID"}],"total":2,"loadedAt":"2026-10-10T00:20:19.761928+00:00","sourceUrl":"https://reports.adviserinfo.sec.gov/reports/CompilationReports/IA_INDVL_Feed_10_09_2026.xml.zip"},"history":[{"filedOn":"2021-05-19","regulatoryAum":230203017,"clients":38,"employees":2,"offices":1},{"filedOn":"2022-01-21","regulatoryAum":263046225,"clients":37,"employees":2,"offices":1},{"filedOn":"2023-02-24","regulatoryAum":270105611,"clients":35,"employees":2,"offices":1},{"filedOn":"2024-03-07","regulatoryAum":366360908,"clients":44,"employees":2,"offices":1},{"filedOn":"2025-03-11","regulatoryAum":408420543,"clients":36,"employees":2,"offices":1},{"filedOn":"2026-02-23","regulatoryAum":438072517,"clients":34,"employees":2,"offices":1}],"secFileNumber":"801-69800","legalName":"Arnold Weitz & Co","displayName":"Arnold Weitz & Co","slug":"arnold-weitz-and-co-108026","website":null,"classification":{"segment":"individuals","segmentLabel":"Wealth management","type":"independent_wealth_manager","typeLabel":"RIA","feeDisclosure":"full"},"founded":null,"organization":"Nebraska corporation","fiscalYearEnd":"December","headquarters":{"street":"20488 Park RD","city":"Elkhorn","state":"NE","stateName":"Nebraska","country":"United States","postalCode":"68022"},"tradeNames":[],"registration":{"secApproved":"2 January 2009","noticeFilings":null,"latestNoticeFiling":null},"wealthAumPerClient":12884485.794117646,"staff":{"employees":2,"advisory":2,"brokerDealerReps":2,"insuranceAgents":0,"promoters":0},"aum":{"regulatory":438072517,"discretionary":164961741,"discretionaryAccounts":51,"nonDiscretionary":273110776,"nonDiscretionaryAccounts":15,"wrapProgram":0,"nonUsClientsPct":0,"nonAumClients":0},"clientTypes":[{"label":"Individuals (other than 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PART 2A BROCHURE"}],"brochureCoverage":{"scope":"sec_inventory","status":"reviewed","checkedAt":"2026-10-22T08:17:18.830928+00:00","documents":[{"name":"ADV PART 2A BROCHURE","status":"read","sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1010907","versionId":1010907,"submittedOn":"2026-02-23"},{"name":null,"status":"not_downloaded","sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1010906","versionId":1010906,"submittedOn":null}]},"custodians":[{"name":"Raymond James Trust Company of NH (Rja-NH)","shortName":"Raymond James","location":"Portsmouth, NH","smaAssets":26572786},{"name":"Raymond James & Associates, Inc.","shortName":"Raymond James","location":"St. Petersburg, FL","smaAssets":243532824}],"custodyNote":"Arnold Weitz & Co does not have custody of client assets.","otherCustodians":[],"leadership":[{"name":"Tiffany Polifka","title":"Chief Compliance 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bonds","percent":20},{"label":"U.S. state and local bonds","percent":1},{"label":"Investment grade corporate bonds","percent":1},{"label":"Cash and cash equivalents","percent":4},{"label":"Other","percent":1,"detail":"Mutual Funds"}],"privateFunds":0},"sources":{"adv1FilingDate":"23 February 2026","adv1Url":"https://reports.adviserinfo.sec.gov/reports/ADV/108026/PDF/108026.pdf","brochureDate":"23 February 2026","brochureUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1010907","iapdCompiledDate":null,"retrievedDate":"15 October 2026","retrievedOn":"2026-10-15","updatedOn":"2026-10-22","holdingsUpdatedOn":"2026-10-21","adv1Pages":{},"brochurePages":{}},"otherBusiness":[],"faq":[{"question":"How many clients does Arnold Weitz & Co have?","answer":"Arnold Weitz & Co has 34 clients and manages $438 million for them, as of February 2026. They include 22 individual clients and 12 high-net-worth individuals.","source":"Form ADV Part 1A, Items 5.D and 5.F, filed 23 February 2026","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What services does Arnold Weitz & Co offer?","answer":"Arnold Weitz & Co provides financial planning and portfolio management for individuals and small businesses.","source":"Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"How much does Arnold Weitz & Co charge?","answer":"Arnold Weitz & Co charges 1.25%–2.25% a year for its Ambassador accounts. The fee is billed in advance or in arrears, is negotiable and requires an account of at least $25,000.","source":"ADV PART 2A BROCHURE, filed 23 February 2026","sourceRef":{"doc":"brochure","section":"fees"}},{"question":"Which custodians does Arnold Weitz & Co use?","answer":"Arnold Weitz & Co’s separately managed account assets are held at Raymond James & Associates, Inc. (St. Petersburg, FL), with $244M and Raymond James Trust Company of NH (Rja-NH) (Portsmouth, NH), with $26.6M. Only custodians holding at least a tenth of those assets are named.","source":"Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 23 February 2026","sourceRef":{"doc":"adv1","section":"custodians"}},{"question":"How many financial advisors does Arnold Weitz & Co have?","answer":"Arnold Weitz & Co has 2 investment adviser representatives registered with state securities authorities, out of 2 employees, and 2 perform investment advisory functions. 2 employees are registered representatives of a broker-dealer and 0 employees are licensed insurance agents.","source":"Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What does Arnold Weitz & Co invest in?","answer":"At the end of its last fiscal year, Arnold Weitz & Co’s separately managed accounts held 73% exchange-traded equities, 20% U.S. government and agency bonds, 4% cash and equivalents, 1% state and local bonds, 1% investment grade corporate bonds and 1% other. The 1% other category is described as: Mutual Funds.","source":"Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Does Arnold Weitz & Co have a minimum investment?","answer":"Yes, Arnold Weitz & Co’s minimum account size for its Ambassador accounts is $25K.","source":"ADV PART 2A BROCHURE, filed 23 February 2026","sourceRef":{"doc":"brochure","section":"fees"}},{"question":"Who owns Arnold Weitz & Co?","answer":"Arnold Weitz & Co’s direct owner is Arnold Weitz (75% or more).","source":"Form ADV Part 1A, Schedules A and B, filed 23 February 2026","sourceRef":{"doc":"adv1","section":"scheduleA"}},{"question":"How does Arnold Weitz & Co get paid?","answer":"Arnold Weitz & Co is paid through a percentage of assets under management, hourly charges and fixed fees. Its Form ADV lists no commissions or performance-based fees among how it is paid.","source":"Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"How do I contact Arnold Weitz & Co?","answer":"Arnold Weitz & Co’s main office is at 20488 Park RD, Elkhorn, NE 68022. Its phone number is 402-392-2244.","source":"Form ADV Part 1A, Item 1.F, filed 23 February 2026","sourceRef":{"doc":"adv1","section":"offices"}}],"holdings":null,"notice":"Compiled from public SEC Form ADV filings on the dates in `sources`. Facts as filed; not a rating, ranking, or recommendation. Niva is not affiliated with this firm. Disciplinary history is deliberately not included here or on the page; the SEC publishes the complete record at the `iapdUrl` above."}