{"url":"https://nivawealth.com/firms/aristotle-pacific-capital-298050","iapdUrl":"https://adviserinfo.sec.gov/firm/summary/298050","regulatoryAum":26760654837,"crd":"298050","secFileNumber":"801-117402","legalName":"Aristotle Pacific Capital, LLC","displayName":"Aristotle Pacific Capital","website":"https://www.aristotlepacific.com","linkedinUrl":"http://www.linkedin.com/company/pacificassetmanagement/","founded":null,"organization":"Delaware limited liability company","fiscalYearEnd":"December","headquarters":{"street":"840 Newport Center Drive, 7th Floor","city":"Newport Beach","state":"CA","stateName":"California","country":"United States","postalCode":"92660"},"tradeNames":[],"registration":{"secApproved":"26 September 2019","noticeFilings":null,"latestNoticeFiling":null},"staff":{"employees":46,"advisory":22,"brokerDealerReps":9,"insuranceAgents":0,"promoters":1},"aum":{"discretionary":26760654837,"discretionaryAccounts":44,"nonDiscretionary":0,"nonDiscretionaryAccounts":0,"wrapProgram":null,"nonUsClientsPct":4,"nonAumClients":0},"clientTypes":[{"label":"Investment companies","clients":5,"regulatoryAum":14870542501},{"label":"Pooled investment vehicles","clients":10,"regulatoryAum":4620366044},{"label":"Pension and profit-sharing plans","clients":null,"regulatoryAum":106873239},{"label":"State or municipal government entities","clients":null,"regulatoryAum":534244914},{"label":"Insurance companies","clients":null,"regulatoryAum":5143626276},{"label":"Corporations and other businesses","clients":null,"regulatoryAum":1485001863}],"fees":[],"feeNotes":[],"custodians":[{"name":"The Bank of New York Mellon","shortName":"The Bank of New York Mellon","location":"New York, NY","smaAssets":4746936678},{"name":"U. S. Bank National Association","shortName":"U. S. Bank National Association","location":"Cincinnati, OH","smaAssets":1012538701}],"custodyNote":"Aristotle Pacific Capital has custody of $3.55B for 5 clients.","otherCustodians":[],"leadership":[{"name":"Dominic Nolan","title":"Owner, Chief Executive Officer","crd":"4026940"},{"name":"Joshua Schwab","title":"Owner, Chief Financial Officer, Chief Operating Officer","crd":"7051012"},{"name":"Carol Rumsey","title":"Owner, Chief Compliance Officer","crd":"6607444"},{"name":"Charles Boyd","title":"Owner, Senior Managing Director/Portfolio Manager","crd":"2944763"},{"name":"Joseph Lallande","title":"Owner, General Counsel","crd":"3136071"},{"name":"James Leasure","title":"Owner, Senior Managing Director","crd":"5912986"},{"name":"Michael Marzouk","title":"Owner, Senior Managing Director/Portfolio Manager","crd":"2913239"},{"name":"Brian Robertson","title":"Owner, Senior Managing Director/Portfolio Manager","crd":"4263090"},{"name":"David Weismiller","title":"Owner, Senior Managing Director/Portfolio Manager","crd":"5835428"}],"ownership":[{"label":"Dominic Nolan","detail":"Owner, chief executive officer in the 5% to 10% ownership band and a control person, since April 2023."},{"label":"Aristotle Capital Management, LLC","detail":"Owner in the 50% to 75% ownership band and a control person, since April 2023."},{"label":"Michael Marzouk","detail":"Owner, senior managing director/portfolio manager in the 5% to 10% ownership band, since April 2023."},{"label":"RCB Acquisition Company LLC","detail":"Indirect owner: a owner/managing member of Aristotle Capital Management, LLC in the 25% to 50% band and a control person, since July 2011.","parent":"Aristotle Capital Management, LLC"},{"label":"Gleicher Holdings, LLC","detail":"Indirect owner: owner/managing member of Aristotle Capital Management, LLC and a control person, since December 2012.","parent":"Aristotle Capital Management, LLC"},{"label":"Howard Gleicher","detail":"Indirect owner: a owner/member of Gleicher Holdings, LLC in the 75% or more band and a control person, since July 2011.","parent":"Gleicher Holdings, LLC"},{"label":"Metwest Ventures, LLC","detail":"Indirect owner: a owner/member of RCB Acquisition Company LLC in the 25% to 50% band and a control person, since July 2011.","parent":"RCB Acquisition Company LLC"},{"label":"Richard Hollander and Jacqueline Hollander Ttee of the Hollander Family Trust DTD 12/28/88","detail":"Indirect owner: a owner/member of Metwest Ventures, LLC in the 75% or more band and a control person, since October 2009.","parent":"Metwest Ventures, LLC"},{"label":"Jacqueline Hollander","detail":"Indirect owner: co-trustee of Richard Hollander and Jacqueline Hollander Ttee of the Hollander Family Trust DTD 12/28/88 and a control person, since October 2009.","parent":"Richard Hollander and Jacqueline Hollander Ttee of the Hollander Family Trust DTD 12/28/88"},{"label":"Richard Hollander","detail":"Indirect owner: co-trustee of Richard Hollander and Jacqueline Hollander Ttee of the Hollander Family Trust DTD 12/28/88 and a control person, since October 2009.","parent":"Richard Hollander and Jacqueline Hollander Ttee of the Hollander Family Trust DTD 12/28/88"}],"branchOffices":null,"filedOffices":{"otherThanPrincipal":0,"privateResidences":0},"listedOfficeAddresses":1,"officesByState":[{"state":"California","offices":1,"addresses":[{"street":"840 Newport Center Drive, 7th Floor","city":"Newport Beach","headquarters":true}]}],"advFacts":{"source":{"file":"ia100226.zip","asOf":"2 October 2026"},"telephone":"949-681-2100","stateRegisteredReps":1,"otherAdviserReps":0,"compensation":["A percentage of assets under management","Performance-based fees"],"activities":["Portfolio management for investment companies","Portfolio management for pooled investment vehicles (other than investment companies)","Portfolio management for businesses (other than small businesses) or institutional clients"],"financialPlanningClients":null,"assetMix":[{"label":"U.S. government/agency bonds","percent":1},{"label":"Investment grade corporate bonds","percent":11},{"label":"Non-investment grade corporate bonds","percent":2},{"label":"Securities issued by pooled investment vehicles (other than registered investment companies)","percent":69},{"label":"Cash and cash equivalents","percent":4},{"label":"Other","percent":12,"detail":"Other Assets Includes Asset Backed Securities and Syndicated Loans."}],"privateFunds":6},"sources":{"adv1FilingDate":"31 March 2026","adv1Url":"https://reports.adviserinfo.sec.gov/reports/ADV/298050/PDF/298050.pdf","brochureDate":null,"brochureUrl":null,"iapdCompiledDate":null,"retrievedDate":"15 October 2026","retrievedOn":"2026-10-15","adv1Pages":{},"brochurePages":{}},"otherBusiness":[],"faq":[{"question":"How many clients does Aristotle Pacific Capital have?","answer":"Aristotle Pacific Capital has 15 clients and manages $26.8 billion for them, as of March 2026. They include 10 pooled investment vehicles and 5 investment companies.","source":"Form ADV Part 1A, Items 5.D and 5.F, filed 31 March 2026","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What services does Aristotle Pacific Capital offer?","answer":"Aristotle Pacific Capital provides portfolio management for investment companies, portfolio management for pooled vehicles and portfolio management for institutions.","source":"Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Which custodians does Aristotle Pacific Capital use?","answer":"Aristotle Pacific Capital’s separately managed account assets are held at The Bank of New York Mellon (New York, NY), with $4,746,936,678 and U. S. Bank National Association (Cincinnati, OH), with $1,012,538,701. Only custodians holding at least a tenth of those assets are named.","source":"Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 31 March 2026","sourceRef":{"doc":"adv1","section":"custodians"}},{"question":"How many financial advisors does Aristotle Pacific Capital have?","answer":"Aristotle Pacific Capital has 1 investment adviser representatives registered with state securities authorities, out of 46 employees, and 22 perform investment advisory functions. 9 are registered representatives of a broker-dealer and 0 are licensed insurance agents.","source":"Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What does Aristotle Pacific Capital invest in?","answer":"At the end of its last fiscal year, Aristotle Pacific Capital’s separately managed accounts held 69% pooled vehicles (private funds and similar), 12% other assets includes asset backed securities and syndicated loans., 11% investment grade corporate bonds, 4% cash and equivalents, 2% high-yield corporate bonds and 1% U.S. government and agency bonds. It advises 6 private funds.","source":"Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Who owns Aristotle Pacific Capital?","answer":"Aristotle Pacific Capital is owned through a chain of holding companies by Howard Gleicher. Its direct owners are Dominic Nolan (5% to 10%), Aristotle Capital Management, LLC (50% to 75%) and Michael Marzouk (5% to 10%).","source":"Form ADV Part 1A, Schedules A and B, filed 31 March 2026","sourceRef":{"doc":"adv1","section":"scheduleA"}},{"question":"How does Aristotle Pacific Capital get paid?","answer":"Aristotle Pacific Capital is paid through a percentage of assets under management and performance-based fees. Its Form ADV lists no commissions among how it is paid.","source":"Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}}],"holdings":{"url":"https://nivawealth.com/firms/aristotle-pacific-capital-298050/holdings","form":"13F-HR","periodOfReport":"2026-06-30","filedOn":"2026-08-14","filingIndexUrl":"https://www.sec.gov/Archives/edgar/data/1844577/000139834426014493/0001398344-26-014493-index.html","totalValue":210298220,"positionCount":5,"top10Share":1,"top10":[{"issuer":"INVESCO EXCH TRADED FD TR II","titleOfClass":"SR LN ETF","cusip":"46138G508","value":55095662,"shares":2714072,"shareType":"SH","priorValue":36821110,"priorShares":1804072},{"issuer":"SSGA ACTIVE ETF TR","titleOfClass":"ST STR BL LN ETF","cusip":"78467V608","value":54942383,"shares":1367066,"shareType":"SH","priorValue":40022229,"priorShares":997066},{"issuer":"SPDR SERIES TRUST","titleOfClass":"ST BLOO HIGH ETF","cusip":"78468R622","value":38078000,"shares":395000,"shareType":"SH","priorValue":22494200,"priorShares":235000},{"issuer":"ISHARES TR","titleOfClass":"IBOXX HI YD ETF","cusip":"464288513","value":35313854,"shares":441368,"shareType":"SH","priorValue":19402138,"priorShares":243868},{"issuer":"SPDR SERIES TRUST","titleOfClass":"ST TERM HIGH ETF","cusip":"78468R408","value":26868321,"shares":1073016,"shareType":"SH","priorValue":4271980,"priorShares":171016}],"positionsListed":5,"positions":[{"issuer":"INVESCO EXCH TRADED FD TR II","titleOfClass":"SR LN ETF","cusip":"46138G508","value":55095662,"shares":2714072,"shareType":"SH","priorValue":36821110,"priorShares":1804072},{"issuer":"SSGA ACTIVE ETF TR","titleOfClass":"ST STR BL LN ETF","cusip":"78467V608","value":54942383,"shares":1367066,"shareType":"SH","priorValue":40022229,"priorShares":997066},{"issuer":"SPDR SERIES TRUST","titleOfClass":"ST BLOO HIGH ETF","cusip":"78468R622","value":38078000,"shares":395000,"shareType":"SH","priorValue":22494200,"priorShares":235000},{"issuer":"ISHARES TR","titleOfClass":"IBOXX HI YD ETF","cusip":"464288513","value":35313854,"shares":441368,"shareType":"SH","priorValue":19402138,"priorShares":243868},{"issuer":"SPDR SERIES TRUST","titleOfClass":"ST TERM HIGH ETF","cusip":"78468R408","value":26868321,"shares":1073016,"shareType":"SH","priorValue":4271980,"priorShares":171016}]},"notice":"Compiled from public SEC Form ADV filings on the dates in `sources`. Facts as filed; not a rating, ranking, or recommendation. Niva Wealth is not affiliated with this firm. Disciplinary history is deliberately not included here or on the page; the SEC publishes the complete record at the `iapdUrl` above."}