{"url":"https://nivawealth.com/firms/aris-investing-325320","iapdUrl":"https://adviserinfo.sec.gov/firm/summary/325320","regulatoryAum":3313938316,"crd":"325320","adviserRoster":{"asOf":"2026-10-09","items":[{"crd":"7701391","suffix":null,"lastName":"DESAI","firstName":"CHETAN","middleName":"VASHRAMBHAI"},{"crd":"5544762","suffix":null,"lastName":"JAYAKUMAR","firstName":"MONISHA","middleName":null}],"total":2,"loadedAt":"2026-10-10T00:20:19.761928+00:00","sourceUrl":"https://reports.adviserinfo.sec.gov/reports/CompilationReports/IA_INDVL_Feed_10_09_2026.xml.zip"},"history":[{"filedOn":"2025-07-11","regulatoryAum":1119022028,"clients":0,"employees":17,"offices":2},{"filedOn":"2026-06-23","regulatoryAum":3313938316,"clients":9,"employees":32,"offices":2}],"secFileNumber":"801-132657","legalName":"Aris Investing LLC","displayName":"Aris Investing","slug":"aris-investing-325320","website":"https://arisinvesting.com/","logo":{"src":"https://rmkhnxnbeclogprvkfyl.supabase.co/storage/v1/object/public/firm-logos/325320/c7c25bbda5567f3b-r1.webp","tone":"light","width":502,"height":200,"sourceUrl":"https://arisinvesting.com","sourceLabel":"Aris Investing, website"},"classification":{"segment":"institutions","segmentLabel":"Institutional","type":"institutional_asset_manager","typeLabel":"Asset manager","feeDisclosure":"payment_only"},"founded":null,"organization":"Illinois limited liability company","fiscalYearEnd":"December","headquarters":{"street":"2700 Patriot Boulevard, Suite 250","city":"Glenview","state":"IL","stateName":"Illinois","country":"United States","postalCode":"60026"},"tradeNames":[],"registration":{"secApproved":"1 May 2025","noticeFilings":null,"latestNoticeFiling":null},"wealthAumPerClient":null,"staff":{"employees":32,"advisory":7,"brokerDealerReps":0,"insuranceAgents":0,"promoters":0},"aum":{"regulatory":3313938316,"discretionary":4498919,"discretionaryAccounts":12,"nonDiscretionary":3309439397,"nonDiscretionaryAccounts":907,"wrapProgram":null,"nonUsClientsPct":0,"nonAumClients":0},"clientTypes":[{"label":"High-net-worth individuals","clients":null,"fewerThan5":true,"regulatoryAum":4498919},{"label":"Other investment advisers","clients":9,"regulatoryAum":3309439397}],"feePrograms":[],"brochureCoverage":{"scope":"known_documents","status":"not_processed","checkedAt":null,"documents":[]},"custodians":[{"name":"Charles Schwab & Co., Inc.","shortName":"Charles Schwab","location":"San Fransisco, CA","smaAssets":3313938316}],"custodyNote":"Aris Investing does not have custody of client assets.","otherCustodians":[],"leadership":[{"name":"Chetan Desai","title":"CEO & CCO","crd":"7701391"},{"name":"Monisha Jayakumar","title":"CIO","crd":"5544762"}],"ownership":[{"label":"Aris Investing Technologies LLC","detail":"Managing member, parent company in the 75% or more ownership band and a control person, since June 2024."},{"label":"Chetan Desai","detail":"Indirect owner: a owner, managing member of Aris Investing Technologies LLC in the 50% to 75% band and a control person, since June 2024.","parent":"Aris Investing Technologies LLC"}],"branchOffices":null,"filedOffices":{"otherThanPrincipal":1,"privateResidences":0},"listedOfficeAddresses":2,"foreignOffices":[{"city":"BENGALURU","country":"India","postalCode":"560043","street":"2M/130, 1ST FLOOR, 2ND MAIN RD, OPP. TO BANGALORE","display":{"city":"BENGALURU","region":null,"postalCode":"560043","ruleVersion":"office-display-1"}}],"officesByState":[{"state":"Illinois","offices":1,"addresses":[{"street":"2700 Patriot Boulevard, Suite 250","city":"Glenview","headquarters":true}]}],"advFacts":{"source":{"file":"ia100226.zip","asOf":"2 October 2026"},"telephone":"312-910-2502","stateRegisteredReps":2,"otherAdviserReps":0,"compensation":["A percentage of assets under management"],"activities":["Portfolio management for individuals and/or small businesses","Other"],"financialPlanningClients":null,"assetMix":[{"label":"Securities issued by registered investment companies or business development companies","percent":100}],"privateFunds":0},"sources":{"adv1FilingDate":"23 June 2026","adv1Url":"https://reports.adviserinfo.sec.gov/reports/ADV/325320/PDF/325320.pdf","brochureDate":null,"brochureUrl":null,"iapdCompiledDate":null,"retrievedDate":"15 October 2026","retrievedOn":"2026-10-15","updatedOn":"2026-10-21","holdingsUpdatedOn":"2026-10-21","adv1Pages":{},"brochurePages":{}},"otherBusiness":[],"faq":[{"question":"How many clients does Aris Investing have?","answer":"Aris Investing has 9 clients and manages $3.31 billion for them, as of June 2026. They include 9 other investment advisers.","source":"Form ADV Part 1A, Items 5.D and 5.F, filed 23 June 2026","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What services does Aris Investing offer?","answer":"Aris Investing provides portfolio management for individuals and small businesses.","source":"Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Which custodians does Aris Investing use?","answer":"Aris Investing’s separately managed account assets are held at Charles Schwab & Co., Inc. (San Fransisco, CA), with $3.31B. Only custodians holding at least a tenth of those assets are named.","source":"Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 23 June 2026","sourceRef":{"doc":"adv1","section":"custodians"}},{"question":"How many financial advisors does Aris Investing have?","answer":"Aris Investing has 2 investment adviser representatives registered with state securities authorities, out of 32 employees, and 7 perform investment advisory functions. None are registered representatives of a broker-dealer or licensed insurance agents.","source":"Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What does Aris Investing invest in?","answer":"At the end of its last fiscal year, Aris Investing’s separately managed accounts held 100% registered funds (mutual funds, ETFs, BDCs).","source":"Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Who owns Aris Investing?","answer":"Aris Investing is owned through a holding company by Chetan Desai. Its direct owner is Aris Investing Technologies LLC (75% or more).","source":"Form ADV Part 1A, Schedules A and B, filed 23 June 2026","sourceRef":{"doc":"adv1","section":"scheduleA"}},{"question":"How does Aris Investing get paid?","answer":"Aris Investing is paid through a percentage of assets under management. Its Form ADV lists no commissions or performance-based fees among how it is paid.","source":"Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"How do I contact Aris Investing?","answer":"Aris Investing’s main office is at 2700 Patriot Boulevard, Suite 250, Glenview, IL 60026. Its phone number is 312-910-2502. Its website is arisinvesting.com.","source":"Form ADV Part 1A, Item 1.F, filed 23 June 2026","sourceRef":{"doc":"adv1","section":"offices"}}],"holdings":null,"notice":"Compiled from public SEC Form ADV filings on the dates in `sources`. Facts as filed; not a rating, ranking, or recommendation. Niva is not affiliated with this firm. Disciplinary history is deliberately not included here or on the page; the SEC publishes the complete record at the `iapdUrl` above."}