{"url":"https://nivawealth.com/firms/arini-capital-management-us-331263","iapdUrl":"https://adviserinfo.sec.gov/firm/summary/331263","regulatoryAum":27990857842,"crd":"331263","secFileNumber":"801-130894","legalName":"Arini Capital Management US LLC","displayName":"Arini Capital Management US","website":"http://www.arini.com","linkedinUrl":"https://www.linkedin.com/company/arini-credit/","founded":null,"organization":"Delaware limited liability company","fiscalYearEnd":"December","headquarters":{"street":"767 Fifth Avenue, Floor 12a","city":"New York","state":"NY","stateName":"New York","country":"United States","postalCode":"10153"},"tradeNames":[],"registration":{"secApproved":"9 August 2024","noticeFilings":null,"latestNoticeFiling":null},"staff":{"employees":24,"advisory":13,"brokerDealerReps":0,"insuranceAgents":0,"promoters":0},"aum":{"discretionary":27990857842,"discretionaryAccounts":15,"nonDiscretionary":0,"nonDiscretionaryAccounts":0,"wrapProgram":null,"nonUsClientsPct":97,"nonAumClients":0},"clientTypes":[{"label":"Pooled investment vehicles","clients":15,"regulatoryAum":27990857842}],"fees":[],"feeNotes":[],"feePrograms":[],"brochureCoverage":{"scope":"known_documents","status":"not_processed","checkedAt":null,"documents":[]},"custodians":[],"custodyNote":"Arini Capital Management US has custody of client assets.","otherCustodians":[],"leadership":[{"name":"Rola Ali","title":"GC","crd":"7950124"},{"name":"Charlton Baker Holladay","title":"Chief Strategy Officer / Manager","crd":"4978528"},{"name":"Younes Belcadi","title":"CEO","crd":"7950107"},{"name":"Hamza Lemssouguer","title":"CIO & Founder","crd":"7949252"},{"name":"Luis Michael","title":"CCO","crd":"7221995"},{"name":"Shray Patel","title":"Cro","crd":"8247190"},{"name":"Steven Rosenthal","title":"Head of US Trading / Manager","crd":"5359739"},{"name":"Joseph Taschimowitz","title":"CFO","crd":"7950119"},{"name":"Gavin Yates","title":"Arini US CEO / Manager","crd":"7950118"}],"ownership":[{"label":"Arini Capital Management Limited","detail":"Managing member in the 75% or more ownership band and a control person, since May 2022."},{"label":"Arini Capital Management Holdings (jersey) Limited","detail":"Indirect owner: a sole owner of Arini Capital Management Amazon Loanco (jersey) Limited in the 75% or more band and a control person, since October 2025.","parent":"Arini Capital Management Amazon Loanco (jersey) Limited"},{"label":"Hamza Lemssouguer","detail":"Indirect owner: a sole owner of Lio Limited in the 75% or more band and a control person, since May 2026.","parent":"Lio Limited"},{"label":"Arini Capital Management Holdings II (jersey) Limited","detail":"Indirect owner: a sole owner of Arini Capital Management Holdings (jersey) Limited in the 75% or more band and a control person, since October 2025.","parent":"Arini Capital Management Holdings (jersey) Limited"},{"label":"Arini Capital Management Asset Holdco (jersey) Limited","detail":"Indirect owner: a sole owner of Arini Capital Management Limited in the 75% or more band and a control person, since October 2025.","parent":"Arini Capital Management Limited"},{"label":"Arini Capital Management Amazon Loanco (jersey) Limited","detail":"Indirect owner: a sole owner of Arini Capital Management Asset Holdco (jersey) Limited in the 75% or more band and a control person, since October 2025.","parent":"Arini Capital Management Asset Holdco (jersey) Limited"},{"label":"Lio Limited","detail":"Indirect owner: a sole owner of Arini Capital Management Holdings II (jersey) Limited in the 75% or more band and a control person, since May 2026.","parent":"Arini Capital Management Holdings II (jersey) Limited"}],"branchOffices":null,"filedOffices":{"otherThanPrincipal":0,"privateResidences":0},"listedOfficeAddresses":1,"officesByState":[{"state":"New York","offices":1,"addresses":[{"street":"767 Fifth Avenue, Floor 12a","city":"New York","headquarters":true}]}],"advFacts":{"source":{"file":"ia100226.zip","asOf":"2 October 2026"},"telephone":"332-253-4524","stateRegisteredReps":0,"otherAdviserReps":0,"compensation":["A percentage of assets under management","Performance-based fees"],"activities":["Portfolio management for pooled investment vehicles (other than investment companies)"],"financialPlanningClients":null,"assetMix":[],"privateFunds":0},"sources":{"adv1FilingDate":"12 June 2026","adv1Url":"https://reports.adviserinfo.sec.gov/reports/ADV/331263/PDF/331263.pdf","brochureDate":null,"brochureUrl":null,"iapdCompiledDate":null,"retrievedDate":"15 October 2026","retrievedOn":"2026-10-15","adv1Pages":{},"brochurePages":{}},"otherBusiness":[],"faq":[{"question":"How many clients does Arini Capital Management US have?","answer":"Arini Capital Management US has 15 clients and manages $28 billion for them, as of June 2026.","source":"Form ADV Part 1A, Items 5.D and 5.F, filed 12 June 2026","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What services does Arini Capital Management US offer?","answer":"Arini Capital Management US provides portfolio management for pooled vehicles.","source":"Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"How many financial advisors does Arini Capital Management US have?","answer":"Arini Capital Management US has 0 investment adviser representatives registered with state securities authorities, out of 24 employees, and 13 perform investment advisory functions. None are registered representatives of a broker-dealer or licensed insurance agents.","source":"Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Who owns Arini Capital Management US?","answer":"Arini Capital Management US is owned through a chain of holding companies by Hamza Lemssouguer. Its direct owner is Arini Capital Management Limited (75% or more).","source":"Form ADV Part 1A, Schedules A and B, filed 12 June 2026","sourceRef":{"doc":"adv1","section":"scheduleA"}},{"question":"How does Arini Capital Management US get paid?","answer":"Arini Capital Management US is paid through a percentage of assets under management and performance-based fees. Its Form ADV lists no commissions among how it is paid.","source":"Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}}],"holdings":null,"notice":"Compiled from public SEC Form ADV filings on the dates in `sources`. Facts as filed; not a rating, ranking, or recommendation. Niva Wealth is not affiliated with this firm. Disciplinary history is deliberately not included here or on the page; the SEC publishes the complete record at the `iapdUrl` above."}