{"url":"https://nivawealth.com/firms/argent-wealth-311685","iapdUrl":"https://adviserinfo.sec.gov/firm/summary/311685","regulatoryAum":487289663,"crd":"311685","adviserRoster":{"asOf":"2026-10-09","items":[{"crd":"5542559","suffix":null,"lastName":"DAVIS","firstName":"MATTHEW","middleName":"REID"},{"crd":"5870461","suffix":null,"lastName":"DOCKERY","firstName":"CRISTOPHER","middleName":"MCKAY"},{"crd":"7072588","suffix":null,"lastName":"EVERETT","firstName":"JOHN","middleName":"THURMAN"},{"crd":"5647945","suffix":null,"lastName":"Newman","firstName":"Matthew","middleName":"A"},{"crd":"7472892","suffix":null,"lastName":"Nichols","firstName":"Wilson","middleName":"Keith"},{"crd":"7778455","suffix":null,"lastName":"Olson","firstName":"Erik","middleName":"John"},{"crd":"4995216","suffix":"IV","lastName":"PALOMO","firstName":"MARTIN","middleName":"E"}],"total":7,"loadedAt":"2026-10-10T00:20:19.761928+00:00","sourceUrl":"https://reports.adviserinfo.sec.gov/reports/CompilationReports/IA_INDVL_Feed_10_09_2026.xml.zip"},"history":[{"filedOn":"2021-05-17","regulatoryAum":134327000,"clients":69,"employees":10,"offices":1},{"filedOn":"2022-06-17","regulatoryAum":405070534,"clients":439,"employees":9,"offices":1},{"filedOn":"2023-03-15","regulatoryAum":380577301,"clients":446,"employees":9,"offices":1},{"filedOn":"2024-06-10","regulatoryAum":402944092,"clients":435,"employees":9,"offices":1},{"filedOn":"2025-03-20","regulatoryAum":439274235,"clients":433,"employees":10,"offices":1},{"filedOn":"2026-03-30","regulatoryAum":487289663,"clients":470,"employees":11,"offices":1}],"acquisitions":[{"date":"2019-06-30","datePrecision":"day","name":"Horne Wealth Advisors","crd":"151067","source":"adv_w","dealType":"acquisition","sellerAum":null,"sellerAumDate":null,"sourceUrl":"https://adviserinfo.sec.gov/firm/summary/151067"}],"secFileNumber":"801-120152","legalName":"Argent Wealth, LLC","displayName":"Argent Wealth","slug":"argent-wealth-311685","website":"https://myargentwealth.com/","classification":{"segment":"individuals","segmentLabel":"Wealth management","type":"independent_wealth_manager","typeLabel":"RIA","feeDisclosure":"full"},"linkedinUrl":"https://www.linkedin.com/company/myargentwealth/","founded":"2020","organization":"Mississippi limited liability company","fiscalYearEnd":"December","headquarters":{"street":"1020 Highland Colony Parkway, Suite 603","city":"Ridgeland","state":"MS","stateName":"Mississippi","country":"United States","postalCode":"39157"},"tradeNames":[],"registration":{"secApproved":"14 January 2021","noticeFilings":null,"latestNoticeFiling":null},"wealthAumPerClient":1016216.78,"staff":{"employees":11,"advisory":6,"brokerDealerReps":0,"insuranceAgents":6,"promoters":0},"aum":{"regulatory":487289663,"discretionary":487289663,"discretionaryAccounts":844,"nonDiscretionary":0,"nonDiscretionaryAccounts":0,"wrapProgram":null,"nonUsClientsPct":0,"nonAumClients":0},"clientTypes":[{"label":"Individuals (other than HNW)","clients":311,"regulatoryAum":73080596},{"label":"High-net-worth individuals","clients":139,"regulatoryAum":384216955},{"label":"Charitable organizations","clients":7,"regulatoryAum":11061607},{"label":"Corporations and other businesses","clients":13,"regulatoryAum":18930505}],"feePrograms":[],"brochureCoverage":{"scope":"sec_inventory","status":"reviewed_no_numerical_schedule","checkedAt":"2026-10-22T10:57:24.917465+00:00","documents":[{"name":"FORM ADV PART 2A - FIRM BROCHURE","status":"read","sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1033911","versionId":1033911,"submittedOn":"2026-03-30"}]},"custodians":[{"name":"Charles Schwab & Co., Inc.","shortName":"Charles Schwab","location":"San Francisco, CA","smaAssets":271882552}],"custodyNote":"Argent Wealth has custody of $96.5M for 149 clients.","otherCustodians":[],"leadership":[{"name":"Martin Palomo","title":"Chief Executive Officer","crd":"4995216"},{"name":"Carol Brock","title":"Chief Compliance Officer & Chief Operating Officer","crd":"7061486"},{"name":"Matthew Davis","title":"Chief Investment Officer","crd":"5542559"}],"ownership":[{"label":"Argent Financial Group, Inc.","detail":"Holding company in the 75% or more ownership band and a control person, since March 2022."}],"branchOffices":null,"filedOffices":{"otherThanPrincipal":0,"privateResidences":0},"listedOfficeAddresses":1,"foreignOffices":[],"officesByState":[{"state":"Mississippi","offices":1,"addresses":[{"street":"1020 Highland Colony Parkway, Suite 603","city":"Ridgeland","headquarters":true}]}],"brochureServices":["insurance"],"advFacts":{"source":{"file":"ia100226.zip","asOf":"2 October 2026"},"telephone":"601-957-0323","stateRegisteredReps":6,"otherAdviserReps":0,"compensation":["A percentage of assets under management"],"activities":["Financial planning services","Portfolio management for individuals and/or small businesses","Pension consulting services","Selection of other advisers (including private fund managers)"],"financialPlanningClients":"0","assetMix":[{"label":"Exchange-traded equity securities","percent":34},{"label":"U.S. government/agency bonds","percent":1},{"label":"Securities issued by registered investment companies or business development companies","percent":54},{"label":"Securities issued by pooled investment vehicles (other than registered investment companies)","percent":3},{"label":"Cash and cash equivalents","percent":4},{"label":"Other","percent":4,"detail":"Land, Privately Held Stocks & Annuities."}],"privateFunds":0},"sources":{"adv1FilingDate":"30 March 2026","adv1Url":"https://reports.adviserinfo.sec.gov/reports/ADV/311685/PDF/311685.pdf","brochureDate":"30 March 2026","brochureUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1033911","iapdCompiledDate":null,"retrievedDate":"15 October 2026","retrievedOn":"2026-10-15","updatedOn":"2026-10-22","holdingsUpdatedOn":"2026-10-21","adv1Pages":{},"brochurePages":{}},"otherBusiness":[],"faq":[{"question":"How many clients does Argent Wealth have?","answer":"Argent Wealth has 470 clients and manages $487 million for them, as of March 2026. They include 311 individual clients, 139 high-net-worth individuals, and 13 corporations and other businesses.","source":"Form ADV Part 1A, Items 5.D and 5.F, filed 30 March 2026","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What services does Argent Wealth offer?","answer":"Argent Wealth provides financial planning, portfolio management for individuals and small businesses, pension consulting, selecting other managers, and insurance.","source":"Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file; Part 2A brochure, Item 4","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Which custodians does Argent Wealth use?","answer":"Argent Wealth’s separately managed account assets are held at Charles Schwab & Co., Inc. (San Francisco, CA), with $272M. Only custodians holding at least a tenth of those assets are named.","source":"Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 30 March 2026","sourceRef":{"doc":"adv1","section":"custodians"}},{"question":"How many financial advisors does Argent Wealth have?","answer":"Argent Wealth has 6 investment adviser representatives registered with state securities authorities, out of 11 employees, and 6 perform investment advisory functions. 0 employees are registered representatives of a broker-dealer and 6 employees are licensed insurance agents.","source":"Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What does Argent Wealth invest in?","answer":"At the end of its last fiscal year, Argent Wealth’s separately managed accounts held 54% registered funds (mutual funds, ETFs, BDCs), 34% exchange-traded equities, 4% cash and equivalents, 4% other, 3% pooled vehicles (private funds and similar) and 1% U.S. government and agency bonds. The 4% other category is described as: Land, Privately Held Stocks & Annuities.","source":"Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Who owns Argent Wealth?","answer":"Argent Wealth’s direct owner is Argent Financial Group, Inc. (75% or more).","source":"Form ADV Part 1A, Schedules A and B, filed 30 March 2026","sourceRef":{"doc":"adv1","section":"scheduleA"}},{"question":"How does Argent Wealth get paid?","answer":"Argent Wealth is paid through a percentage of assets under management. Its Form ADV lists no commissions or performance-based fees among how it is paid.","source":"Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"How do I contact Argent Wealth?","answer":"Argent Wealth’s main office is at 1020 Highland Colony Parkway, Suite 603, Ridgeland, MS 39157. Its phone number is 601-957-0323. Its website is myargentwealth.com.","source":"Form ADV Part 1A, Item 1.F, filed 30 March 2026","sourceRef":{"doc":"adv1","section":"offices"}}],"holdings":null,"notice":"Compiled from public SEC Form ADV filings on the dates in `sources`. Facts as filed; not a rating, ranking, or recommendation. Niva is not affiliated with this firm. Disciplinary history is deliberately not included here or on the page; the SEC publishes the complete record at the `iapdUrl` above."}