{"url":"https://nivawealth.com/firms/archer-pointe-wealth-management-308777","iapdUrl":"https://adviserinfo.sec.gov/firm/summary/308777","regulatoryAum":185573000,"crd":"308777","adviserRoster":{"asOf":"2026-10-09","items":[{"crd":"5971589","suffix":null,"lastName":"COHEN","firstName":"GARY","middleName":"LEON"},{"crd":"3107090","suffix":null,"lastName":"HSU","firstName":"EUGENE","middleName":"KWOK HUNG"}],"total":2,"loadedAt":"2026-10-10T00:20:19.761928+00:00","sourceUrl":"https://reports.adviserinfo.sec.gov/reports/CompilationReports/IA_INDVL_Feed_10_09_2026.xml.zip"},"history":[{"filedOn":"2021-04-05","regulatoryAum":112312962,"clients":81,"employees":2,"offices":2},{"filedOn":"2022-03-12","regulatoryAum":126137155,"clients":93,"employees":2,"offices":2},{"filedOn":"2023-03-15","regulatoryAum":118863000,"clients":91,"employees":2,"offices":2},{"filedOn":"2024-05-03","regulatoryAum":139202408,"clients":99,"employees":2,"offices":2},{"filedOn":"2025-03-18","regulatoryAum":155691484,"clients":87,"employees":2,"offices":2},{"filedOn":"2026-03-12","regulatoryAum":185573000,"clients":104,"employees":2,"offices":2}],"secFileNumber":"801-118935","legalName":"Archer Pointe Wealth Management, LLC","displayName":"Archer Pointe Wealth 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2020","noticeFilings":null,"latestNoticeFiling":null},"wealthAumPerClient":1746711.5384615385,"staff":{"employees":2,"advisory":2,"brokerDealerReps":0,"insuranceAgents":0,"promoters":0},"aum":{"regulatory":185573000,"discretionary":169105000,"discretionaryAccounts":305,"nonDiscretionary":16468000,"nonDiscretionaryAccounts":71,"wrapProgram":null,"nonUsClientsPct":0,"nonAumClients":2},"clientTypes":[{"label":"Individuals (other than HNW)","clients":44,"regulatoryAum":15450000},{"label":"High-net-worth individuals","clients":60,"regulatoryAum":166208000},{"label":"Pension and profit-sharing plans","clients":null,"fewerThan5":true,"regulatoryAum":3915000}],"feePrograms":[{"role":"other","program":"Financial Plan","summary":"A financial plan is typically $3,500 to $10,000, agreed at the start of the engagement.","sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1017730","versionId":1017730,"submittedOn":"2026-03-12","documentName":"APWM ADV PART 2A"},{"role":"other","program":"Hourly Planning and Advising","summary":"Hourly planning and advising is billed at $100 to $500 per hour, in 10-minute increments, depending on staff.","sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1017730","versionId":1017730,"submittedOn":"2026-03-12","documentName":"APWM ADV PART 2A"},{"role":"other","program":"Investment Management Retainer","summary":"An annual flat retainer for investment management, with a minimum of $3,500 a year, paid quarterly in advance.","sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1017730","versionId":1017730,"submittedOn":"2026-03-12","documentName":"APWM ADV PART 2A"},{"role":"other","program":"Wealth Management Retainer","summary":"An annual flat retainer for wealth management, with a minimum of $7,500 a year, paid quarterly in advance.","sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1017730","versionId":1017730,"submittedOn":"2026-03-12","documentName":"APWM ADV PART 2A"}],"brochureCoverage":{"scope":"sec_inventory","status":"reviewed_no_numerical_schedule","checkedAt":"2026-10-22T16:36:39.71101+00:00","documents":[{"name":"APWM ADV PART 2A","status":"read","sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1017730","versionId":1017730,"submittedOn":"2026-03-12"}]},"custodians":[{"name":"Charles Schwab & Co., Inc.","shortName":"Charles Schwab","location":"Westlake, TX","smaAssets":97014000},{"name":"Altruist Financial LLC","shortName":"Altruist","location":"Culver City, CA","smaAssets":63230000},{"name":"Pershing LLC","shortName":"Pershing","location":"Jersey City, NJ","smaAssets":8861000}],"custodyNote":"Archer Pointe Wealth Management has custody of $169M for 107 clients.","otherCustodians":[],"leadership":[{"name":"Eugene Hsu","title":"Managing Principal / CCO","crd":"3107090"}],"ownership":[{"label":"Eugene Hsu","detail":"Managing principal / cco in the 75% or more ownership band and a control person, since May 2020."}],"branchOffices":null,"filedOffices":{"otherThanPrincipal":1,"privateResidences":0},"listedOfficeAddresses":2,"foreignOffices":[],"officesByState":[{"state":"California","offices":2,"addresses":[{"street":"231 D Street, Suite D","city":"Davis","headquarters":true},{"street":"333 University Avenue","city":"Sacramento"}]}],"advFacts":{"source":{"file":"ia100226.zip","asOf":"2 October 2026"},"telephone":"530-280-7340","stateRegisteredReps":2,"otherAdviserReps":0,"compensation":["Hourly charges","Fixed fees (other than subscription fees)","Other"],"activities":["Financial planning services","Portfolio management for individuals and/or small businesses"],"financialPlanningClients":"1-10","assetMix":[{"label":"Exchange-traded equity securities","percent":8},{"label":"U.S. government/agency bonds","percent":4},{"label":"Securities issued by registered investment companies or business development companies","percent":82},{"label":"Cash and cash equivalents","percent":5},{"label":"Other","percent":1,"detail":"Stonecrest Investment-Secure Income Fund II"}],"privateFunds":0},"sources":{"adv1FilingDate":"12 March 2026","adv1Url":"https://reports.adviserinfo.sec.gov/reports/ADV/308777/PDF/308777.pdf","brochureDate":"12 March 2026","brochureUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1017730","iapdCompiledDate":null,"retrievedDate":"15 October 2026","retrievedOn":"2026-10-15","updatedOn":"2026-10-22","holdingsUpdatedOn":"2026-10-21","adv1Pages":{},"brochurePages":{}},"otherBusiness":[],"faq":[{"question":"How many clients does Archer Pointe Wealth Management have?","answer":"Archer Pointe Wealth Management has 104 clients and manages $186 million for them, as of March 2026. They include 60 high-net-worth individuals and 44 individual clients.","source":"Form ADV Part 1A, Items 5.D and 5.F, filed 12 March 2026","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What services does Archer Pointe Wealth Management offer?","answer":"Archer Pointe Wealth Management provides financial planning and portfolio management for individuals and small businesses.","source":"Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Which custodians does Archer Pointe Wealth Management use?","answer":"Archer Pointe Wealth Management’s separately managed account assets are held at Charles Schwab & Co., Inc. (Westlake, TX), with $97M, Altruist Financial LLC (Culver City, CA), with $63.2M and Pershing LLC (Jersey City, NJ), with $8.86M. Only custodians holding at least a tenth of those assets are named.","source":"Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 12 March 2026","sourceRef":{"doc":"adv1","section":"custodians"}},{"question":"How many financial advisors does Archer Pointe Wealth Management have?","answer":"Archer Pointe Wealth Management has 2 investment adviser representatives registered with state securities authorities, out of 2 employees, and 2 perform investment advisory functions. None are registered representatives of a broker-dealer or licensed insurance agents.","source":"Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What does Archer Pointe Wealth Management invest in?","answer":"At the end of its last fiscal year, Archer Pointe Wealth Management’s separately managed accounts held 82% registered funds (mutual funds, ETFs, BDCs), 8% exchange-traded equities, 5% cash and equivalents, 4% U.S. government and agency bonds and 1% other. The 1% other category is described as: Stonecrest Investment-Secure Income Fund II.","source":"Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Who owns Archer Pointe Wealth Management?","answer":"Archer Pointe Wealth Management’s direct owner is Eugene Hsu (75% or more).","source":"Form ADV Part 1A, Schedules A and B, filed 12 March 2026","sourceRef":{"doc":"adv1","section":"scheduleA"}},{"question":"How does Archer Pointe Wealth Management get paid?","answer":"Archer Pointe Wealth Management is paid through hourly charges, fixed fees and other compensation. Its Form ADV lists no commissions or performance-based fees among how it is paid.","source":"Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"How do I contact Archer Pointe Wealth Management?","answer":"Archer Pointe Wealth Management’s main office is at 231 D Street, Suite D, Davis, CA 95616. Its phone number is 530-280-7340. Its website is archerpointewm.com.","source":"Form ADV Part 1A, Item 1.F, filed 12 March 2026","sourceRef":{"doc":"adv1","section":"offices"}}],"holdings":null,"notice":"Compiled from public SEC Form ADV filings on the dates in `sources`. Facts as filed; not a rating, ranking, or recommendation. Niva is not affiliated with this firm. Disciplinary history is deliberately not included here or on the page; the SEC publishes the complete record at the `iapdUrl` above."}