{"url":"https://nivawealth.com/firms/arcadia-funds-166087","iapdUrl":"https://adviserinfo.sec.gov/firm/summary/166087","regulatoryAum":192754708,"crd":"166087","history":[{"filedOn":"2021-03-30","regulatoryAum":504720509,"clients":4,"employees":13,"offices":1},{"filedOn":"2022-05-02","regulatoryAum":520988468,"clients":4,"employees":14,"offices":1},{"filedOn":"2023-06-02","regulatoryAum":364467809,"clients":5,"employees":13,"offices":1},{"filedOn":"2024-03-29","regulatoryAum":233200000,"clients":5,"employees":13,"offices":1},{"filedOn":"2025-03-25","regulatoryAum":208489829,"clients":5,"employees":9,"offices":1},{"filedOn":"2026-03-26","regulatoryAum":192754708,"clients":5,"employees":9,"offices":1}],"secFileNumber":"801-106734","legalName":"Arcadia Funds, LLC","displayName":"Arcadia Funds","slug":"arcadia-funds-166087","website":"https://arcadiafunds.com/","classification":{"segment":"private_funds","segmentLabel":"Private funds","type":"private_fund_manager","typeLabel":null,"feeDisclosure":"payment_only"},"linkedinUrl":"https://www.linkedin.com/company/arcadia-funds-llc/","founded":null,"organization":"Delaware limited liability company","fiscalYearEnd":"December","headquarters":{"street":"20 Burlington Mall Road, Suite 420","city":"Burlington","state":"MA","stateName":"Massachusetts","country":"United States","postalCode":"01803-4121"},"tradeNames":[],"registration":{"secApproved":"13 October 2015","noticeFilings":null,"latestNoticeFiling":null},"wealthAumPerClient":null,"staff":{"employees":9,"advisory":8,"brokerDealerReps":0,"insuranceAgents":0,"promoters":1},"aum":{"regulatory":192754708,"discretionary":192754708,"discretionaryAccounts":5,"nonDiscretionary":0,"nonDiscretionaryAccounts":0,"wrapProgram":null,"nonUsClientsPct":0,"nonAumClients":0},"clientTypes":[{"label":"Pooled investment vehicles","clients":5,"regulatoryAum":192754708}],"feePrograms":[],"brochureCoverage":{"scope":"known_documents","status":"not_processed","checkedAt":null,"documents":[]},"custodians":[],"custodyNote":"Arcadia Funds has custody of $2.04M in client assets for 1 client.","leadership":[{"name":"Brent Clark","title":"Chief Compliance Officer","crd":"5454837"},{"name":"Jonathan Green","title":"Member","crd":"5074181"},{"name":"Andrew Hallowell","title":"Managing Member","crd":"5073566"},{"name":"Anson Stookey","title":"Member","crd":"6157776"}],"ownership":[{"label":"Anson Stookey","detail":"Member in the 10% to 25% ownership band, since June 2012."},{"label":"Andrew Hallowell","detail":"Managing member in the 25% to 50% ownership band and a control person, since June 2012."},{"label":"Brent Clark","detail":"Chief compliance officer in the 25% to 50% ownership band and a control person, since October 2024."},{"label":"Jonathan Green","detail":"Member in the 10% to 25% ownership band, since June 2012."}],"filedOffices":{"otherThanPrincipal":0,"privateResidences":0},"listedOfficeAddresses":1,"foreignOffices":[],"officesByState":[{"state":"Massachusetts","offices":1,"addresses":[{"street":"20 Burlington Mall Road, Suite 420","city":"Burlington","headquarters":true}]}],"advFacts":{"source":{"file":"ia100226.zip","asOf":"2 October 2026"},"telephone":"781-418-1049","stateRegisteredReps":0,"otherAdviserReps":0,"compensation":["A percentage of assets under management","Performance-based fees"],"activities":["Portfolio management for pooled investment vehicles (other than investment companies)","Portfolio management for businesses (other than small businesses) or institutional clients"],"financialPlanningClients":"0","assetMix":[],"privateFunds":2},"sources":{"adv1FilingDate":"26 March 2026","adv1Url":"https://reports.adviserinfo.sec.gov/reports/ADV/166087/PDF/166087.pdf","brochureDate":null,"brochureUrl":null,"iapdCompiledDate":null,"retrievedDate":"15 October 2026","retrievedOn":"2026-10-15","updatedOn":"2026-10-21","holdingsUpdatedOn":"2026-10-21","adv1Pages":{},"brochurePages":{}},"otherBusiness":[],"faq":[{"question":"How many clients does Arcadia Funds have?","answer":"Arcadia Funds has 5 clients and manages $193 million for them, as of March 2026. They include 5 pooled investment vehicles.","source":"Form ADV Part 1A, Items 5.D and 5.F, filed 26 March 2026","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What services does Arcadia Funds offer?","answer":"Arcadia Funds provides portfolio management for pooled vehicles and portfolio management for institutions.","source":"Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"How many financial advisors does Arcadia Funds have?","answer":"Arcadia Funds has 0 investment adviser representatives registered with state securities authorities, out of 9 employees, and 8 perform investment advisory functions. None are registered representatives of a broker-dealer or licensed insurance agents.","source":"Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Who owns Arcadia Funds?","answer":"Arcadia Funds’ direct owners are Anson Stookey, Andrew Hallowell, Brent Clark and Jonathan Green, each holding 50% or less.","source":"Form ADV Part 1A, Schedules A and B, filed 26 March 2026","sourceRef":{"doc":"adv1","section":"scheduleA"}},{"question":"How does Arcadia Funds get paid?","answer":"Arcadia Funds is paid through a percentage of assets under management and performance-based fees. Its Form ADV lists no commissions among how it is paid.","source":"Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Is Arcadia Funds registered with the SEC?","answer":"Yes, Arcadia Funds has been registered with the SEC as an investment adviser since 13 October 2015. Its CRD number is 166087 and its SEC file number is 801-106734.","source":"Form ADV Part 1A, Item 1, filed 26 March 2026; IAPD firm record","sourceRef":{"doc":"adv1","section":"identity"}},{"question":"How do I contact Arcadia Funds?","answer":"Arcadia Funds’ main office is at 20 Burlington Mall Road, Suite 420, Burlington, MA 01803-4121. Its phone number is 781-418-1049. Its website is arcadiafunds.com.","source":"Form ADV Part 1A, Item 1.F, filed 26 March 2026","sourceRef":{"doc":"adv1","section":"offices"}}],"holdings":null,"notice":"Compiled from public SEC Form ADV filings on the dates in `sources`. Facts as filed; not a rating, ranking, or recommendation. Niva is not affiliated with this firm. Disciplinary history is deliberately not included here or on the page; the SEC publishes the complete record at the `iapdUrl` above."}