{"url":"https://nivawealth.com/firms/arbor-private-wealth-315812","iapdUrl":"https://adviserinfo.sec.gov/firm/summary/315812","regulatoryAum":160140646,"crd":"315812","adviserRoster":{"asOf":"2026-10-09","items":[{"crd":"7574117","suffix":null,"lastName":"Showalter","firstName":"Amy","middleName":"Hayes"},{"crd":"4988304","suffix":null,"lastName":"SHOWALTER","firstName":"ERIC","middleName":"CHARLES"}],"total":2,"loadedAt":"2026-10-10T00:20:19.761928+00:00","sourceUrl":"https://reports.adviserinfo.sec.gov/reports/CompilationReports/IA_INDVL_Feed_10_09_2026.xml.zip"},"history":[{"filedOn":"2022-06-07","regulatoryAum":100948744,"clients":102,"employees":1,"offices":1},{"filedOn":"2023-03-06","regulatoryAum":106327976,"clients":94,"employees":3,"offices":2},{"filedOn":"2024-03-13","regulatoryAum":151871389,"clients":154,"employees":3,"offices":1},{"filedOn":"2025-03-06","regulatoryAum":139173007,"clients":96,"employees":2,"offices":2},{"filedOn":"2026-02-25","regulatoryAum":160140646,"clients":101,"employees":2,"offices":2}],"secFileNumber":"801-122411","legalName":"Arbor Private Wealth, LLC","displayName":"Arbor Private Wealth","slug":"arbor-private-wealth-315812","website":"https://arborpw.com/","logo":{"src":"https://rmkhnxnbeclogprvkfyl.supabase.co/storage/v1/object/public/firm-logos/315812/32111bbe30faf370-r1.webp","tone":"dark","width":307,"height":200,"sourceUrl":"https://arborpw.com/","sourceLabel":"Arbor Private Wealth, LLC, website"},"classification":{"segment":"individuals","segmentLabel":"Wealth management","type":"independent_wealth_manager","typeLabel":"RIA","feeDisclosure":"full"},"founded":null,"organization":"Delaware limited liability company","fiscalYearEnd":"December","headquarters":{"street":"44679 Endicott Drive, Suite 300","city":"Ashburn","state":"VA","stateName":"Virginia","country":"United States","postalCode":"20147"},"tradeNames":[],"registration":{"secApproved":"27 September 2021","noticeFilings":null,"latestNoticeFiling":null},"wealthAumPerClient":1601345.74,"staff":{"employees":2,"advisory":2,"brokerDealerReps":0,"insuranceAgents":1,"promoters":1},"aum":{"regulatory":160140646,"discretionary":112895303,"discretionaryAccounts":232,"nonDiscretionary":47245343,"nonDiscretionaryAccounts":35,"wrapProgram":null,"nonUsClientsPct":0,"nonAumClients":1},"clientTypes":[{"label":"Individuals (other than HNW)","clients":52,"regulatoryAum":23452545},{"label":"High-net-worth individuals","clients":48,"regulatoryAum":136682029},{"label":"Other","clients":1,"regulatoryAum":6072}],"feePrograms":[{"role":"main","program":"Wealth management fees","feeBasis":"range","fee_tiers":null,"sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1012107","versionId":1012107,"ratePeriod":"annual","fee_billing":"arrears","submittedOn":"2026-02-25","documentName":"DISCLOSURE BROCHURE FOR ARBOR PRIVATE WEALTH, LLC","fee_rate_low":0.375,"fee_rate_high":1.25,"fee_negotiable":true,"minimum_account":null,"feeMinimumPeriod":null,"fee_minimum_annual":null},{"role":"other","program":"Financial planning and consulting","summary":"Stand-alone fixed fees, negotiable, ranging from $500 to $7,500 depending on scope and the professional providing the services.","sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1012107","versionId":1012107,"submittedOn":"2026-02-25","documentName":"DISCLOSURE BROCHURE FOR ARBOR PRIVATE WEALTH, LLC"},{"role":"other","program":"Retirement plan consulting","summary":"Fixed project fee or asset-based fee, individually negotiated for each plan sponsor engagement.","sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1012107","versionId":1012107,"submittedOn":"2026-02-25","documentName":"DISCLOSURE BROCHURE FOR ARBOR PRIVATE WEALTH, LLC"}],"brochureCoverage":{"scope":"sec_inventory","status":"reviewed","checkedAt":"2026-10-22T17:01:44.940583+00:00","documents":[{"name":"DISCLOSURE BROCHURE FOR ARBOR PRIVATE WEALTH, LLC","status":"read","sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1012107","versionId":1012107,"submittedOn":"2026-02-25"}]},"custodians":[{"name":"Charles Schwab & Co.","shortName":"Charles Schwab","location":"San Francisco, CA","smaAssets":159662632}],"custodyNote":"Arbor Private Wealth does not have custody of client assets.","leadership":[{"name":"Amy Showalter","title":"Chief Operating Officer","crd":"7574117"},{"name":"Eric Showalter","title":"Member, Founder and Chief Compliance Officer","crd":"4988304"}],"ownership":[{"label":"Eric Showalter","detail":"Member, founder and chief compliance officer in the 75% or more ownership band and a control person, since October 2021."}],"filedOffices":{"otherThanPrincipal":1,"privateResidences":1},"listedOfficeAddresses":1,"foreignOffices":[],"officesByState":[{"state":"Virginia","offices":1,"addresses":[{"street":"44679 Endicott Drive, Suite 300","city":"Ashburn","headquarters":true}]}],"advFacts":{"source":{"file":"ia100226.zip","asOf":"2 October 2026"},"telephone":"703-559-7975","stateRegisteredReps":2,"otherAdviserReps":0,"compensation":["A percentage of assets under management","Fixed fees (other than subscription fees)"],"activities":["Financial planning services","Portfolio management for individuals and/or small businesses","Portfolio management for businesses (other than small businesses) or institutional clients","Pension consulting services","Selection of other advisers (including private fund managers)"],"financialPlanningClients":"0","assetMix":[{"label":"Exchange-traded equity securities","percent":27},{"label":"U.S. government/agency bonds","percent":1},{"label":"U.S. state and local bonds","percent":1},{"label":"Securities issued by registered investment companies or business development companies","percent":66},{"label":"Cash and cash equivalents","percent":5}],"privateFunds":0},"sources":{"adv1FilingDate":"25 February 2026","adv1Url":"https://reports.adviserinfo.sec.gov/reports/ADV/315812/PDF/315812.pdf","brochureDate":"25 February 2026","brochureUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1012107","iapdCompiledDate":null,"retrievedDate":"15 October 2026","retrievedOn":"2026-10-15","updatedOn":"2026-10-22","holdingsUpdatedOn":"2026-10-21","adv1Pages":{},"brochurePages":{}},"otherBusiness":[],"faq":[{"question":"How many clients does Arbor Private Wealth have?","answer":"Arbor Private Wealth has 101 clients and manages $160 million for them, as of February 2026. They include 52 individual clients, 48 high-net-worth individuals and 1 other client.","source":"Form ADV Part 1A, Items 5.D and 5.F, filed 25 February 2026","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What services does Arbor Private Wealth offer?","answer":"Arbor Private Wealth provides financial planning, portfolio management for individuals and small businesses, portfolio management for institutions, pension consulting, and selecting other managers.","source":"Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"How much does Arbor Private Wealth charge?","answer":"Arbor Private Wealth charges 0.375%–1.25% a year for its Wealth management fees. The fee is billed in arrears and is negotiable.","source":"DISCLOSURE BROCHURE FOR ARBOR PRIVATE WEALTH, LLC, filed 25 February 2026","sourceRef":{"doc":"brochure","section":"fees"}},{"question":"Which custodians does Arbor Private Wealth use?","answer":"Arbor Private Wealth’s separately managed account assets are held at Charles Schwab & Co. (San Francisco, CA), with $160M. Only custodians holding at least a tenth of those assets are named.","source":"Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 25 February 2026","sourceRef":{"doc":"adv1","section":"custodians"}},{"question":"How many financial advisors does Arbor Private Wealth have?","answer":"Arbor Private Wealth has 2 investment adviser representatives registered with state securities authorities, out of 2 employees, and 2 perform investment advisory functions. 0 employees are registered representatives of a broker-dealer and 1 employee is a licensed insurance agent.","source":"Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What does Arbor Private Wealth invest in?","answer":"At the end of its last fiscal year, Arbor Private Wealth’s separately managed accounts held 66% registered funds (mutual funds, ETFs, BDCs), 27% exchange-traded equities, 5% cash and equivalents, 1% U.S. government and agency bonds and 1% state and local bonds.","source":"Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Who owns Arbor Private Wealth?","answer":"Arbor Private Wealth’s direct owner is Eric Showalter (75% or more).","source":"Form ADV Part 1A, Schedules A and B, filed 25 February 2026","sourceRef":{"doc":"adv1","section":"scheduleA"}},{"question":"How does Arbor Private Wealth get paid?","answer":"Arbor Private Wealth is paid through a percentage of assets under management and fixed fees. Its Form ADV lists no commissions or performance-based fees among how it is paid.","source":"Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Is Arbor Private Wealth registered with the SEC?","answer":"Yes, Arbor Private Wealth has been registered with the SEC as an investment adviser since 27 September 2021. Its CRD number is 315812 and its SEC file number is 801-122411.","source":"Form ADV Part 1A, Item 1, filed 25 February 2026; IAPD firm record","sourceRef":{"doc":"adv1","section":"identity"}},{"question":"How do I contact Arbor Private Wealth?","answer":"Arbor Private Wealth’s main office is at 44679 Endicott Drive, Suite 300, Ashburn, VA 20147. Its phone number is 703-559-7975. Its website is arborpw.com.","source":"Form ADV Part 1A, Item 1.F, filed 25 February 2026","sourceRef":{"doc":"adv1","section":"offices"}}],"holdings":null,"notice":"Compiled from public SEC Form ADV filings on the dates in `sources`. Facts as filed; not a rating, ranking, or recommendation. Niva is not affiliated with this firm. Disciplinary history is deliberately not included here or on the page; the SEC publishes the complete record at the `iapdUrl` above."}