{"url":"https://nivawealth.com/firms/aragon-capital-337597","iapdUrl":"https://adviserinfo.sec.gov/firm/summary/337597","regulatoryAum":112050000,"crd":"337597","adviserRoster":{"asOf":"2026-10-09","items":[{"crd":"4837315","suffix":null,"lastName":"CHAPMAN","firstName":"JAMES","middleName":"THOMAS"},{"crd":"6470443","suffix":null,"lastName":"CORCORAN","firstName":"SCOTT","middleName":"JAMESON"}],"total":2,"loadedAt":"2026-10-10T00:20:19.761928+00:00","sourceUrl":"https://reports.adviserinfo.sec.gov/reports/CompilationReports/IA_INDVL_Feed_10_09_2026.xml.zip"},"history":[{"filedOn":"2025-06-24","regulatoryAum":0,"clients":0,"employees":6,"offices":1},{"filedOn":"2026-08-06","regulatoryAum":112050000,"clients":186,"employees":3,"offices":1}],"secFileNumber":"801-133925","legalName":"Aragon Capital, LLC","displayName":"Aragon Capital","slug":"aragon-capital-337597","website":"https://aragonfamilyoffice.com/","classification":{"segment":"individuals","segmentLabel":"Wealth management","type":"independent_wealth_manager","typeLabel":"RIA","feeDisclosure":"full"},"founded":null,"organization":"Alabama limited liability company","fiscalYearEnd":"December","headquarters":{"street":"3036 Independence Drive","city":"Homewood","state":"AL","stateName":"Alabama","country":"United States","postalCode":"35209"},"tradeNames":[],"registration":{"secApproved":"21 July 2025","noticeFilings":null,"latestNoticeFiling":null},"wealthAumPerClient":602419.3548387097,"staff":{"employees":3,"advisory":2,"brokerDealerReps":0,"insuranceAgents":1,"promoters":0},"aum":{"regulatory":112050000,"discretionary":112050000,"discretionaryAccounts":186,"nonDiscretionary":0,"nonDiscretionaryAccounts":0,"wrapProgram":null,"nonUsClientsPct":0,"nonAumClients":0},"clientTypes":[{"label":"Individuals (other than HNW)","clients":123,"regulatoryAum":49055700},{"label":"High-net-worth individuals","clients":63,"regulatoryAum":62994300}],"feePrograms":[{"role":"main","program":"Asset management","feeBasis":"ceiling","fee_tiers":null,"sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1054208","versionId":1054208,"ratePeriod":"annual","fee_billing":"both","submittedOn":"2026-08-06","documentName":"AC ADV 2A","fee_rate_low":null,"fee_rate_high":1.25,"fee_negotiable":true,"minimum_account":1000000,"feeMinimumPeriod":null,"fee_minimum_annual":null}],"brochureCoverage":{"scope":"sec_inventory","status":"reviewed","checkedAt":"2026-10-22T18:07:04.561226+00:00","documents":[{"name":"AC ADV 2A","status":"read","sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1054208","versionId":1054208,"submittedOn":"2026-08-06"}]},"custodians":[{"name":"Charles Schwab & Co., Inc.","shortName":"Charles Schwab","location":"Westlake, TX","smaAssets":55000000},{"name":"Interactive Brokers","shortName":"Interactive Brokers","location":"Greenwich, CT","smaAssets":52000000}],"custodyNote":"Aragon Capital does not have custody of client assets.","otherCustodians":[],"leadership":[{"name":"Scott Corcoran","title":"Managing Member / CCO","crd":"6470443"}],"ownership":[{"label":"Afo LLC","detail":"Owner in the 75% or more ownership band and a control person, since June 2025."},{"label":"Family Office Group LLC","detail":"Indirect owner: a owner of Afo LLC in the 75% or more band and a control person, since June 2025.","parent":"Afo LLC"},{"label":"Scott Corcoran","detail":"Indirect owner: a managing member / cco of Family Office Group LLC in the 25% to 50% band and a control person, since June 2025.","parent":"Family Office Group LLC"},{"label":"Christopher Blackwell","detail":"Indirect owner: a member of Family Office Group LLC in the 25% to 50% band and a control person, since June 2025.","parent":"Family Office Group LLC"},{"label":"Blackwell Mark","detail":"Indirect owner: a member of Family Office Group LLC in the 25% to 50% band and a control person, since June 2025.","parent":"Family Office Group LLC"}],"branchOffices":null,"filedOffices":{"otherThanPrincipal":0,"privateResidences":0},"listedOfficeAddresses":1,"foreignOffices":[],"officesByState":[{"state":"Alabama","offices":1,"addresses":[{"street":"3036 Independence Drive","city":"Homewood","headquarters":true}]}],"advFacts":{"source":{"file":"ia100226.zip","asOf":"2 October 2026"},"telephone":"719-244-4814","stateRegisteredReps":2,"otherAdviserReps":0,"compensation":["A percentage of assets under management"],"activities":["Portfolio management for individuals and/or small businesses"],"financialPlanningClients":null,"assetMix":[{"label":"Exchange-traded equity securities","percent":100}],"privateFunds":0},"sources":{"adv1FilingDate":"6 August 2026","adv1Url":"https://reports.adviserinfo.sec.gov/reports/ADV/337597/PDF/337597.pdf","brochureDate":"6 August 2026","brochureUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1054208","iapdCompiledDate":null,"retrievedDate":"15 October 2026","retrievedOn":"2026-10-15","updatedOn":"2026-10-22","holdingsUpdatedOn":"2026-10-21","adv1Pages":{},"brochurePages":{}},"otherBusiness":[],"faq":[{"question":"How many clients does Aragon Capital have?","answer":"Aragon Capital has 186 clients and manages $112 million for them, as of August 2026. They include 123 individual clients and 63 high-net-worth individuals.","source":"Form ADV Part 1A, Items 5.D and 5.F, filed 6 August 2026","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What services does Aragon Capital offer?","answer":"Aragon Capital provides portfolio management for individuals and small businesses.","source":"Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"How much does Aragon Capital charge?","answer":"Aragon Capital charges up to 1.25% a year for its Asset management. The fee is billed in advance or in arrears, is negotiable and requires an account of at least $1,000,000.","source":"AC ADV 2A, filed 6 August 2026","sourceRef":{"doc":"brochure","section":"fees"}},{"question":"Which custodians does Aragon Capital use?","answer":"Aragon Capital’s separately managed account assets are held at Charles Schwab & Co., Inc. (Westlake, TX), with $55M and Interactive Brokers (Greenwich, CT), with $52M. Only custodians holding at least a tenth of those assets are named.","source":"Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 6 August 2026","sourceRef":{"doc":"adv1","section":"custodians"}},{"question":"How many financial advisors does Aragon Capital have?","answer":"Aragon Capital has 2 investment adviser representatives registered with state securities authorities, out of 3 employees, and 2 perform investment advisory functions. 0 employees are registered representatives of a broker-dealer and 1 employee is a licensed insurance agent.","source":"Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What does Aragon Capital invest in?","answer":"At the end of its last fiscal year, Aragon Capital’s separately managed accounts held 100% exchange-traded equities.","source":"Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Does Aragon Capital have a minimum investment?","answer":"Yes, Aragon Capital’s minimum account size for its Asset management is $1M.","source":"AC ADV 2A, filed 6 August 2026","sourceRef":{"doc":"brochure","section":"fees"}},{"question":"Who owns Aragon Capital?","answer":"Aragon Capital is owned through a chain of holding companies by Scott Corcoran, Christopher Blackwell and Blackwell Mark. Its direct owner is Afo LLC (75% or more).","source":"Form ADV Part 1A, Schedules A and B, filed 6 August 2026","sourceRef":{"doc":"adv1","section":"scheduleA"}},{"question":"How does Aragon Capital get paid?","answer":"Aragon Capital is paid through a percentage of assets under management. Its Form ADV lists no commissions or performance-based fees among how it is paid.","source":"Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"How do I contact Aragon Capital?","answer":"Aragon Capital’s main office is at 3036 Independence Drive, Homewood, AL 35209. Its phone number is 719-244-4814. Its website is aragonfamilyoffice.com.","source":"Form ADV Part 1A, Item 1.F, filed 6 August 2026","sourceRef":{"doc":"adv1","section":"offices"}}],"holdings":null,"notice":"Compiled from public SEC Form ADV filings on the dates in `sources`. Facts as filed; not a rating, ranking, or recommendation. Niva is not affiliated with this firm. Disciplinary history is deliberately not included here or on the page; the SEC publishes the complete record at the `iapdUrl` above."}